Purchases and Sales Made in Q3 2023 in Sprott Fds Tr Uranium Miners E (URNM)
This table provides information about the institutional ownership of Sprott Fds Tr Uranium Miners E (URNM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPROTT FDS TR URANIUM MINERS E.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2023
Q3 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
250KNew |
$7.94M - $12.2M
|
250K
$11.5M
|
|
Nov 14, 2023
Q3 2023
|
Trek Financial, LLC
Scottsdale, AZ |
BUY
|
- |
229K+ 140.56% |
$7.28M - $11.2M
|
393K
$18M
|
|
Nov 14, 2023
Q3 2023
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
- |
182KNew |
$5.77M - $8.84M
|
182K
$8.34M
|
|
Nov 14, 2023
Q3 2023
|
Smi Advisory Services, LLC
Columbus, IN |
BUY
|
- |
180KNew |
$5.7M - $8.74M
|
180K
$8.24M
|
|
Nov 14, 2023
Q3 2023
|
Herr Investment Group LLC
Austin, TX |
BUY
|
- |
159KNew |
$5.05M - $7.74M
|
159K
$7.3M
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
120K+ 429.31% |
$3.8M - $5.83M
|
148K
$6.78M
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
116K+ 66.07% |
$3.7M - $5.66M
|
293K
$13.4M
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
88.9K+ 128.41% |
$2.82M - $4.32M
|
158K
$7.25M
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
88.5KNew |
$2.81M - $4.3M
|
88.5K
$4.06M
|
|
Nov 14, 2023
Q3 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
87.5KNew |
$2.78M - $4.25M
|
87.5K
$4.01M
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
67.2K+ 764.19% |
$2.13M - $3.27M
|
76K
$3.49M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
53.7K+ 30.8% |
$1.71M - $2.61M
|
228K
$10.5M
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
43.5KNew |
$1.38M - $2.12M
|
43.5K
$2M
|
|
Oct 17, 2023
Q3 2023
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
37K+ 44.65% |
$1.18M - $1.8M
|
120K
$5.5M
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
25.5KNew |
$809K - $1.24M
|
25.5K
$1.17M
|
|
Nov 14, 2023
Q3 2023
|
Pine Bridge Investments, L.P.
|
BUY
|
- |
24KNew |
$761K - $1.17M
|
24K
$1.1M
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
21.8K+ 56.47% |
$692K - $1.06M
|
60.4K
$2.77M
|
|
Nov 15, 2023
Q3 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
20.6KNew |
$655K - $1M
|
20.6K
$947K
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
19.6KNew |
$621K - $951K
|
19.6K
$897K
|
|
Oct 24, 2023
Q3 2023
|
Stegent Equity Advisors, Inc.
Houston, TX |
BUY
|
- |
18K+ 31.45% |
$571K - $875K
|
75.2K
$3.45M
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
BUY
|
- |
17.2KNew |
$545K - $835K
|
17.2K
$787K
|
|
Nov 14, 2023
Q3 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
16.5KNew |
$524K - $802K
|
16.5K
$757K
|
|
Nov 09, 2023
Q3 2023
|
Hap Trading, LLC
New York, NY |
BUY
|
- |
16.2KNew |
$514K - $787K
|
16.2K
$742K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.4K+ 7.18% |
$456K - $699K
|
215K
$9.84M
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
13.4K+ 195.53% |
$426K - $653K
|
20.3K
$931K
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
13.1K+ 39.64% |
$416K - $637K
|
46.2K
$2.12M
|
|
Oct 12, 2023
Q3 2023
|
One Plus One Wealth Management, LLC
|
BUY
|
- |
13K+ 17.33% |
$413K - $632K
|
88K
$4.04M
|
|
Nov 15, 2023
Q3 2023
|
Townsquare Capital LLC
|
BUY
|
- |
12.4K+ 11.4% |
$393K - $602K
|
121K
$5.54M
|
|
Feb 02, 2024
Q3 2023
|
Tactive Advisors, LLC
Jacksonville, FL |
BUY
|
- |
12KNew |
$381K - $584K
|
12K
$551K
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
12K+ 54.49% |
$381K - $583K
|
34K
$1.56M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
11.4K+ 111.37% |
$361K - $552K
|
21.6K
$989K
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
10.7K+ 9.96% |
$340K - $521K
|
118K
$5.42M
|
|
Nov 07, 2023
Q3 2023
|
Cutler Group LP
|
BUY
|
- |
10.3K+ 341.25% |
$327K - $500K
|
13.3K
$610K
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
10K+ 15.14% |
$317K - $486K
|
76K
$3.49M
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.96K+ 24.45% |
$316K - $484K
|
50.7K
$2.32M
|
|
Nov 06, 2023
Q3 2023
|
Phoenix Wealth Advisors
|
BUY
|
- |
9.13KNew |
$290K - $444K
|
9.13K
$419K
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
7.22K+ 26.74% |
$229K - $351K
|
34.2K
$1.57M
|
|
Nov 14, 2023
Q3 2023
|
Banco Btg Pactual S.A.
Rio De Janeiro, D5 |
BUY
|
- |
7KNew |
$222K - $340K
|
7K
$321K
|
|
Nov 14, 2023
Q3 2023
|
Nokomis Capital, L.L.C.
Dallas, TX |
BUY
|
- |
6.1K+ 10.51% |
$194K - $297K
|
64.1K
$2.94M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.94KNew |
$188K - $289K
|
5.94K
$272K
|
|
Nov 14, 2023
Q3 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
5.94KNew |
$188K - $289K
|
5.94K
$272K
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
5.9KNew |
$187K - $287K
|
5.9K
$271K
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
5.87K+ 4075.0% |
$186K - $285K
|
6.01K
$276K
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
5.17KNew |
$164K - $251K
|
5.17K
$237K
|
|
Oct 10, 2023
Q3 2023
|
Vontobel Holding Ltd.
|
BUY
|
- |
5.09KNew |
$161K - $247K
|
5.09K
$233K
|
|
Sep 11, 2024
Q3 2023
|
Summit Wealth Partners, LLC
Orlando, FL |
BUY
|
- |
5.02KNew |
$159K - $244K
|
5.02K
$230K
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
BUY
|
- |
5.02KNew |
$159K - $244K
|
5.02K
$230K
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
4.98KNew |
$158K - $242K
|
4.98K
$228K
|
|
Nov 06, 2023
Q3 2023
|
Fermata Advisors, LLC
Sonoma, CA |
BUY
|
- |
4.96KNew |
$157K - $241K
|
4.96K
$227K
|
|
Nov 14, 2023
Q3 2023
|
Northeast Financial Consultants Inc
Westport, CT |
BUY
|
- |
4.89KNew |
$155K - $238K
|
4.89K
$224K
|