Purchases and Sales Made in Q3 2023 in Sprott Fds Tr Uranium Miners E (URNM)
This table provides information about the institutional ownership of Sprott Fds Tr Uranium Miners E (URNM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPROTT FDS TR URANIUM MINERS E.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 01, 2023
Q3 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
4.79KNew |
$152K - $233K
|
4.79K
$220K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.69KNew |
$149K - $228K
|
4.69K
$215K
|
|
Oct 31, 2023
Q3 2023
|
180 Wealth Advisors, LLC
|
BUY
|
- |
4.17K+ 39.43% |
$132K - $203K
|
14.7K
$676K
|
|
Oct 13, 2023
Q3 2023
|
St. Johns Investment Management Company, LLC
|
BUY
|
- |
4KNew |
$127K - $195K
|
4K
$183K
|
|
Nov 15, 2023
Q3 2023
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
3.52K+ 44.94% |
$112K - $171K
|
11.4K
$521K
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
3.19K+ 2.35% |
$101K - $155K
|
138K
$6.35M
|
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
BUY
|
- |
3.19K+ 2.35% |
$101K - $155K
|
138K
$6.35M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.14K+ 15.31% |
$99.6K - $153K
|
23.6K
$1.08M
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.98K+ 18.12% |
$94.6K - $145K
|
19.4K
$891K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.55KNew |
$80.8K - $124K
|
2.55K
$117K
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
BUY
|
- |
2.1KNew |
$66.6K - $102K
|
2.1K
$96.3K
|
|
Nov 14, 2023
Q3 2023
|
Diametric Capital, LP
Boston, MA |
BUY
|
- |
1.99K+ 12.06% |
$63.1K - $96.7K
|
18.5K
$848K
|
|
Nov 14, 2023
Q3 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1.86KNew |
$59.1K - $90.6K
|
1.86K
$85.4K
|
|
Nov 14, 2023
Q3 2023
|
Sprott Inc.
Toronto, A6 |
BUY
|
- |
1.78K+ 15.05% |
$56.5K - $86.6K
|
13.6K
$624K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
1.57K+ 5.89% |
$49.8K - $76.3K
|
28.2K
$1.29M
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.07K+ 7.63% |
$34K - $52K
|
15.1K
$692K
|
|
Oct 23, 2023
Q3 2023
|
Pettinga Financial Advisors, LLC
|
BUY
|
- |
924+ 1.07% |
$29.3K - $44.9K
|
87.4K
$4.01M
|
|
Nov 02, 2023
Q3 2023
|
Trivant Custom Portfolio Group, LLC
San Diego, CA |
BUY
|
- |
900New |
$28.6K - $43.8K
|
900
$41.3K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
817New |
$25.9K - $39.7K
|
817
$37.5K
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
767+ 12783.33% |
$24.3K - $37.3K
|
773
$35.4K
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
527+ 6.94% |
$16.7K - $25.6K
|
8.12K
$372K
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
514+ 0.66% |
$16.3K - $25K
|
78.6K
$3.6M
|
|
Jun 03, 2024
Q3 2023
|
Vontobel Holding Ltd.
|
BUY
|
- |
382+ 8.12% |
$12.1K - $18.6K
|
5.09K
$233K
|
|
Oct 20, 2023
Q3 2023
|
Newton One Investments LLC
|
BUY
|
- |
322New |
$10.2K - $15.7K
|
322
$14.8K
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
220+ 1.01% |
$6.98K - $10.7K
|
22K
$1.01M
|
|
Oct 16, 2023
Q3 2023
|
Reitz Capital Advisors LLC
|
BUY
|
- |
200New |
$6.35K - $9.73K
|
200
$9.17K
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
195+ 390.0% |
$6.19K - $9.48K
|
245
$11.2K
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
195+ 390.0% |
$6.19K - $9.48K
|
245
$11.2K
|
|
Oct 30, 2023
Q3 2023
|
Peoples Bank/Ks
Pratt, KS |
BUY
|
- |
190New |
$6.03K - $9.24K
|
190
$8.71K
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
160New |
$5.08K - $7.78K
|
160
$7.34K
|
|
Oct 25, 2023
Q3 2023
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
BUY
|
- |
158+ 7.25% |
$5.01K - $7.68K
|
2.34K
$107K
|
|
May 01, 2024
Q3 2023
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
100+ 33.33% |
$3.17K - $4.86K
|
400
$18.3K
|
|
Nov 03, 2023
Q3 2023
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
100+ 33.33% |
$3.17K - $4.86K
|
400
$18.3K
|
|
Nov 13, 2023
Q3 2023
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
56New |
$1.78K - $2.72K
|
56
$2.57K
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
40New |
$1.27K - $1.95K
|
40
$1.83K
|
|
Oct 12, 2023
Q3 2023
|
Menlo Advisors LLC
|
BUY
|
- |
40+ 0.05% |
$1.27K - $1.95K
|
78K
$3.58M
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
24New |
$762 - $1.17K
|
24
$1.1K
|
|
Nov 15, 2023
Q3 2023
|
Jdm Financial Group LLC
Encino, CA |
BUY
|
- |
5+ 4.2% |
$159 - $243
|
124
$5.69K
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
4+ 0.06% |
$127 - $195
|
6.42K
$295K
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 18, 2023
Q3 2023
|
Private Wealth Advisors, LLC
Fresno, CA |
SELL
|
- |
-81- 0.22% |
$2.57K - $3.94K
|
36.2K
$1.66M
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-107- 0.2% |
$3.4K - $5.2K
|
53.1K
$2.44M
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-180- 47.37% |
$5.71K - $8.75K
|
200
$9.17K
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-200- 16.0% |
$6.35K - $9.73K
|
1.05K
$48.2K
|
|
Nov 01, 2023
Q3 2023
|
Petra Financial Advisors Inc
Colorado Srpings, CO |
SELL
|
- |
-382- 2.53% |
$12.1K - $18.6K
|
14.7K
$675K
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-822- 50.0% |
$26.1K - $40K
|
822
$37.7K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1K- 99.9% |
$31.7K - $48.6K
|
1
$45.9
|
|
Nov 13, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-1.63K- 27.15% |
$51.8K - $79.4K
|
4.38K
$201K
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.18K- 7.54% |
$69.2K - $106K
|
26.7K
$1.23M
|