Purchases and Sales Made in Q3 2021 in Liberty All Star Equity Fund (USA)
This table provides information about the institutional ownership of Liberty All Star Equity Fund (USA) during Q3 2021. The information is specifically focused on institutions that hold shares of LIBERTY ALL STAR EQUITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.18MNew |
$26.4M - $29.3M
|
3.18M
$22.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
1.42MNew |
$11.8M - $13.1M
|
1.42M
$10.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
513KNew |
$4.25M - $4.71M
|
513K
$3.65M
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
251KNew |
$2.08M - $2.31M
|
251K
$1.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
238K+ 24.05% |
$1.97M - $2.19M
|
1.23M
$8.74M
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
172KNew |
$1.43M - $1.58M
|
172K
$1.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
158K+ 46.37% |
$1.31M - $1.45M
|
499K
$3.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
139KNew |
$1.15M - $1.28M
|
139K
$991K
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
85.9KNew |
$712K - $790K
|
85.9K
$612K
|
|
|
Nov 15, 2021
Q3 2021
|
Geller Advisors LLC
New York, NY |
BUY
|
- |
68.2KNew |
$565K - $627K
|
68.2K
$486K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
59.1K+ 6.3% |
$490K - $543K
|
996K
$7.09M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
51.7K+ 10.05% |
$429K - $475K
|
566K
$4.03M
|
|
|
Oct 26, 2021
Q3 2021
|
Shulman De Meo Asset Management LLC
|
BUY
|
- |
51.3KNew |
$425K - $472K
|
51.3K
$365K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
44.9KNew |
$372K - $412K
|
44.9K
$320K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
37.6K+ 7.9% |
$312K - $346K
|
514K
$3.66M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
35.2K+ 13.31% |
$292K - $323K
|
300K
$2.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
33.3KNew |
$276K - $306K
|
33.3K
$237K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
30K+ 101.41% |
$248K - $275K
|
59.5K
$424K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
29KNew |
$240K - $267K
|
29K
$206K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
27.4K+ 12.76% |
$227K - $251K
|
242K
$1.72M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
25.1KNew |
$208K - $231K
|
25.1K
$179K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
20.3K+ 35.6% |
$168K - $187K
|
77.4K
$551K
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
18.3K+ 60.95% |
$151K - $168K
|
48.3K
$344K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
17.5K+ 6.7% |
$145K - $160K
|
278K
$1.98M
|
|
|
Nov 02, 2021
Q3 2021
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
14.9KNew |
$124K - $137K
|
14.9K
$106K
|
|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
14.4K+ 8.64% |
$119K - $132K
|
181K
$1.29M
|
|
|
Nov 10, 2021
Q3 2021
|
Kalos Management, Inc.
Alpharetta, GA |
BUY
|
- |
14.1KNew |
$117K - $130K
|
14.1K
$101K
|
|
|
Nov 15, 2021
Q3 2021
|
Plancorp, LLC
|
BUY
|
- |
13.2KNew |
$110K - $122K
|
13.2K
$94.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
12.7K+ 5.39% |
$106K - $117K
|
249K
$1.77M
|
|
|
Nov 12, 2021
Q3 2021
|
Rb Capital Management, LLC
|
BUY
|
- |
12.5K+ 11.04% |
$104K - $115K
|
126K
$895K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
12.4K+ 492.61% |
$103K - $114K
|
14.9K
$106K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
12.1K+ 14.08% |
$101K - $111K
|
98.3K
$700K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
11.1KNew |
$91.6K - $102K
|
11.1K
$78.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Personal Capital Advisors Corp
|
BUY
|
- |
10.9KNew |
$90.5K - $100K
|
10.9K
$77.8K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
10KNew |
$83.1K - $92.2K
|
10K
$71.4K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
9.6K+ 4.56% |
$79.6K - $88.2K
|
220K
$1.57M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
9.14K+ 10.49% |
$75.8K - $84K
|
96.3K
$686K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
8.45K+ 56.94% |
$70.1K - $77.7K
|
23.3K
$166K
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
8.39K+ 55.91% |
$69.5K - $77.1K
|
23.4K
$167K
|
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
7.53K+ 2.62% |
$62.4K - $69.2K
|
295K
$2.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.62K+ 1.52% |
$54.9K - $60.8K
|
441K
$3.14M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.85K+ 1.48% |
$48.5K - $53.7K
|
402K
$2.86M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.86K+ 2.73% |
$40.3K - $44.7K
|
183K
$1.3M
|
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
4K+ 1.36% |
$33.2K - $36.8K
|
299K
$2.13M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
3.86K+ 7.06% |
$32K - $35.5K
|
58.5K
$417K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.44K+ 23.78% |
$28.5K - $31.6K
|
17.9K
$128K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
3.17K+ 2.36% |
$26.2K - $29.1K
|
137K
$978K
|
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
BUY
|
- |
3.05K+ 35.62% |
$25.3K - $28K
|
11.6K
$82.7K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
2.1K+ 17.92% |
$17.4K - $19.3K
|
13.8K
$98.4K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
2K+ 1.74% |
$16.6K - $18.4K
|
117K
$833K
|