Purchases and Sales Made in Q3 2021 in Pimco Active Bond Exchange Tra (BOND)
This table provides information about the institutional ownership of Pimco Active Bond Exchange Tra (BOND) during Q3 2021. The information is specifically focused on institutions that hold shares of PIMCO ACTIVE BOND EXCHANGE TRA.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-10- 0.21% |
$1.1K - $1.12K
|
4.7K
$434K
|
|
Oct 15, 2021
Q3 2021
|
Cedar Mountain Advisors, LLC
|
SELL
|
- |
-11- 0.64% |
$1.21K - $1.23K
|
1.72K
$159K
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-15- 25.0% |
$1.66K - $1.68K
|
45
$4.16K
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-16- 0.81% |
$1.77K - $1.79K
|
1.96K
$181K
|
|
Nov 05, 2021
Q3 2021
|
Valley Forge Investment Consultants Inc Adv
|
SELL
|
- |
-23- 0.61% |
$2.54K - $2.58K
|
3.76K
$347K
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-24- 0.76% |
$2.65K - $2.69K
|
3.13K
$289K
|
|
Nov 03, 2021
Q3 2021
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-40- 8.6% |
$4.42K - $4.48K
|
425
$39.3K
|
|
Nov 15, 2021
Q3 2021
|
Patten Group, Inc.
|
SELL
|
- |
-40- 0.77% |
$4.42K - $4.48K
|
5.13K
$474K
|
|
Oct 07, 2021
Q3 2021
|
Bouvel Investment Partners, LLC
|
SELL
|
- |
-48- 2.57% |
$5.3K - $5.38K
|
1.82K
$168K
|
|
Oct 19, 2021
Q3 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-50- 0.9% |
$5.52K - $5.6K
|
5.49K
$507K
|
|
Nov 12, 2021
Q3 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-50- 2.46% |
$5.52K - $5.6K
|
1.98K
$183K
|
|
Nov 12, 2021
Q3 2021
|
Weik Capital Management
Wyomissing, PA |
SELL
|
- |
-52- 0.17% |
$5.74K - $5.83K
|
30.9K
$2.85M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-55- 1.62% |
$6.07K - $6.16K
|
3.34K
$309K
|
|
Nov 01, 2021
Q3 2021
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-59- 7.4% |
$6.52K - $6.61K
|
738
$68.2K
|
|
Nov 12, 2021
Q3 2021
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-63- 13.1% |
$6.96K - $7.06K
|
418
$38.6K
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-65- 11.34% |
$7.18K - $7.29K
|
508
$46.9K
|
|
Nov 10, 2021
Q3 2021
|
Frisch Financial Group, Inc.
Melville, NY |
SELL
|
- |
-72- 2.33% |
$7.95K - $8.07K
|
3.02K
$279K
|
|
Nov 04, 2021
Q3 2021
|
Abbot Financial Management, Inc.
North Andover, MA |
SELL
|
- |
-74- 0.52% |
$8.17K - $8.29K
|
14.2K
$1.31M
|
|
Oct 21, 2021
Q3 2021
|
Tfg Advisers LLC
|
SELL
|
- |
-90- 4.07% |
$9.94K - $10.1K
|
2.12K
$196K
|
|
Nov 05, 2021
Q3 2021
|
Sandy Spring Bank
|
SELL
|
- |
-100- 36.36% |
$11K - $11.2K
|
175
$16.2K
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-100- 19.31% |
$11K - $11.2K
|
418
$38.6K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-108- 3.6% |
$11.9K - $12.1K
|
2.89K
$267K
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-117Closed |
$12.9K - $13.1K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-123- 3.67% |
$13.6K - $13.8K
|
3.23K
$299K
|
|
Oct 12, 2021
Q3 2021
|
Acropolis Investment Management, LLC
|
SELL
|
- |
-125- 8.32% |
$13.8K - $14K
|
1.38K
$127K
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-129Closed |
$14.2K - $14.5K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Summit Wealth Group, LLC
White River Junction, VT |
SELL
|
- |
-130Closed |
$14.4K - $14.6K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-170Closed |
$18.8K - $19.1K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Spreng Capital Management, Inc.
|
SELL
|
- |
-170- 3.56% |
$18.8K - $19.1K
|
4.6K
$425K
|
|
Nov 10, 2021
Q3 2021
|
Sumitomo Mitsui Financial Group, Inc.
Tokyo, M0 |
SELL
|
- |
-225- 1.12% |
$24.9K - $25.2K
|
19.8K
$1.83M
|
|
Nov 15, 2021
Q3 2021
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-248- 1.29% |
$27.4K - $27.8K
|
19K
$1.76M
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-257- 1.09% |
$28.4K - $28.8K
|
23.4K
$2.16M
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-265- 10.52% |
$29.3K - $29.7K
|
2.25K
$208K
|
|
Nov 15, 2021
Q3 2021
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-268- 18.68% |
$29.6K - $30K
|
1.17K
$108K
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
SELL
|
- |
-270- 0.87% |
$29.8K - $30.3K
|
30.8K
$2.85M
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-274Closed |
$30.3K - $30.7K
|
0
$0
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-282- 82.7% |
$31.1K - $31.6K
|
59
$5.45K
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-290Closed |
$32K - $32.5K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-332- 1.84% |
$36.7K - $37.2K
|
17.7K
$1.63M
|
|
Jun 16, 2022
Q3 2021
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-349- 4.38% |
$38.5K - $39.1K
|
7.63K
$704K
|
|
Oct 28, 2021
Q3 2021
|
Weaver Consulting Group
|
SELL
|
- |
-374- 5.31% |
$41.3K - $41.9K
|
6.67K
$616K
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-379- 3.08% |
$41.9K - $42.5K
|
11.9K
$1.1M
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-397- 13.18% |
$43.8K - $44.5K
|
2.62K
$242K
|
|
Nov 15, 2021
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-448- 4.27% |
$49.5K - $50.2K
|
10K
$928K
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-448- 4.27% |
$49.5K - $50.2K
|
10K
$928K
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-457Closed |
$50.5K - $51.2K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-470- 4.07% |
$51.9K - $52.7K
|
11.1K
$1.02M
|
|
Nov 09, 2021
Q3 2021
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-477- 0.64% |
$52.7K - $53.5K
|
73.9K
$6.82M
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-479Closed |
$52.9K - $53.7K
|
0
$0
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-495- 47.46% |
$54.7K - $55.5K
|
548
$50.6K
|