Purchases and Sales Made in Q3 2021 in Pimco Active Bond Exchange Tra (BOND)
This table provides information about the institutional ownership of Pimco Active Bond Exchange Tra (BOND) during Q3 2021. The information is specifically focused on institutions that hold shares of PIMCO ACTIVE BOND EXCHANGE TRA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-3.7KClosed |
$409K - $415K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-4.07K- 35.69% |
$450K - $457K
|
7.34K
$678K
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-4.2K- 2.07% |
$464K - $471K
|
199K
$18.3M
|
|
|
Jan 02, 2024
Q3 2021
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-4.2K- 14.59% |
$464K - $471K
|
24.6K
$2.27M
|
|
|
Nov 09, 2021
Q3 2021
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-4.23K- 87.31% |
$467K - $474K
|
614
$56.7K
|
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-4.27KClosed |
$472K - $479K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.62K- 6.39% |
$510K - $518K
|
67.7K
$6.25M
|
|
|
Oct 25, 2021
Q3 2021
|
Mbl Wealth, LLC
Charlotte, NC |
SELL
|
- |
-4.67K- 29.69% |
$516K - $523K
|
11.1K
$1.02M
|
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-5.17KClosed |
$571K - $580K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.51K- 0.53% |
$608K - $617K
|
1.04M
$96M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-5.95K- 13.9% |
$658K - $667K
|
36.9K
$3.41M
|
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-6.25K- 21.84% |
$690K - $700K
|
22.4K
$2.07M
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-6.63KClosed |
$732K - $743K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Valley National Advisers Inc
|
SELL
|
- |
-7.24K- 6.04% |
$800K - $812K
|
113K
$10.4M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-7.74KClosed |
$855K - $868K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-7.96K- 12.01% |
$879K - $892K
|
58.3K
$5.38M
|
|
|
Oct 20, 2021
Q3 2021
|
Regis Management CO LLC
|
SELL
|
- |
-8.04K- 4.14% |
$888K - $901K
|
186K
$17.2M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-8.06KClosed |
$891K - $904K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-8.18K- 12.81% |
$904K - $917K
|
55.7K
$5.15M
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-9.81K- 89.92% |
$1.08M - $1.1M
|
1.1K
$102K
|
|
|
Oct 28, 2021
Q3 2021
|
Spotlight Asset Group, Inc.
Oakbrook Terrace, IL |
SELL
|
- |
-10.6K- 19.15% |
$1.17M - $1.18M
|
44.5K
$4.11M
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-10.8K- 45.19% |
$1.19M - $1.21M
|
13.1K
$1.21M
|
|
|
Nov 12, 2021
Q3 2021
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-11.1KClosed |
$1.23M - $1.25M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-12.1KClosed |
$1.34M - $1.36M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-14.3K- 33.57% |
$1.58M - $1.6M
|
28.3K
$2.61M
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-15.7K- 38.68% |
$1.73M - $1.76M
|
24.8K
$2.3M
|
|
|
Nov 05, 2021
Q3 2021
|
Seascape Capital Management
Portsmouth, NH |
SELL
|
- |
-22.4K- 15.86% |
$2.47M - $2.51M
|
119K
$11M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-23.1K- 21.12% |
$2.55M - $2.59M
|
86.4K
$7.98M
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-26.4K- 10.6% |
$2.92M - $2.96M
|
223K
$20.6M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-32.1K- 25.43% |
$3.54M - $3.6M
|
94.1K
$8.69M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-33.2K- 19.49% |
$3.67M - $3.73M
|
137K
$12.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-34K- 10.75% |
$3.76M - $3.81M
|
282K
$26.1M
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-38.4K- 81.75% |
$4.24M - $4.3M
|
8.56K
$791K
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-50.8K- 15.63% |
$5.61M - $5.69M
|
274K
$25.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-56.4K- 91.75% |
$6.23M - $6.32M
|
5.07K
$468K
|
|
|
Nov 03, 2021
Q3 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-59.7K- 25.09% |
$6.59M - $6.69M
|
178K
$16.5M
|
|
|
Nov 16, 2021
Q3 2021
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
SELL
|
- |
-60K- 87.61% |
$6.63M - $6.73M
|
8.49K
$784K
|
|
|
Oct 13, 2021
Q3 2021
|
Andesa Financial Management Inc.
|
SELL
|
- |
-62.3K- 49.87% |
$6.88M - $6.99M
|
62.6K
$5.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Menard Financial Group LLC
Houston, TX |
SELL
|
- |
-62.7KClosed |
$6.93M - $7.03M
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-282K- 34.78% |
$31.2M - $31.6M
|
529K
$48.9M
|