Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 25, 2023
Q1 2023
|
Strategic Equity Management
|
SELL
|
- |
-8.79K- 26.56% |
$2.8M - $3.02M
|
24.3K
$10.3M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-9.71K- 22.17% |
$3.09M - $3.33M
|
34.1K
$14.4M
|
|
|
May 11, 2023
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-10.4K- 84.52% |
$3.32M - $3.58M
|
1.91K
$810K
|
|
|
Apr 05, 2023
Q1 2023
|
Cullinan Associates Inc
|
SELL
|
- |
-11.3K- 94.17% |
$3.6M - $3.88M
|
700
$297K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-11.6K- 14.37% |
$3.69M - $3.97M
|
69K
$29.2M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-11.7K- 3.63% |
$3.72M - $4M
|
310K
$131M
|
|
|
Apr 19, 2023
Q1 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-12K- 40.91% |
$3.81M - $4.1M
|
17.3K
$7.32M
|
|
|
May 03, 2023
Q1 2023
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-12K- 27.23% |
$3.82M - $4.12M
|
32.1K
$13.6M
|
|
|
Apr 18, 2023
Q1 2023
|
Brookstone Capital Management
|
SELL
|
- |
-13.7K- 26.01% |
$4.36M - $4.7M
|
39K
$16.5M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-14K- 27.58% |
$4.46M - $4.81M
|
36.8K
$15.6M
|
|
|
May 12, 2023
Q1 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-14.2K- 67.49% |
$4.53M - $4.88M
|
6.85K
$2.9M
|
|
|
Apr 18, 2023
Q1 2023
|
Activest Wealth Management
|
SELL
|
- |
-15.9K- 98.2% |
$5.05M - $5.44M
|
290
$123K
|
|
|
Apr 24, 2023
Q1 2023
|
Crumly & Associates Inc.
|
SELL
|
- |
-19.5K- 49.28% |
$6.21M - $6.69M
|
20.1K
$8.5M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-20.3K- 15.08% |
$6.45M - $6.95M
|
114K
$48.3M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-20.6K- 1.72% |
$6.55M - $7.06M
|
1.18M
$499M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-20.7K- 24.36% |
$6.61M - $7.12M
|
64.4K
$27.3M
|
|
|
May 08, 2023
Q1 2023
|
American Planning Services, Inc.
Sun City Center, FL |
SELL
|
- |
-20.7K- 87.84% |
$6.61M - $7.12M
|
2.87K
$1.22M
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-21.4K- 8.91% |
$6.81M - $7.34M
|
219K
$92.7M
|
|
|
Apr 17, 2023
Q1 2023
|
Vigilare Wealth Management
|
SELL
|
- |
-21.9K- 80.49% |
$6.97M - $7.5M
|
5.3K
$2.25M
|
|
|
May 02, 2023
Q1 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-22.3K- 32.81% |
$7.11M - $7.66M
|
45.7K
$19.4M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-22.9K- 43.42% |
$7.3M - $7.86M
|
29.9K
$12.7M
|
|
|
May 15, 2023
Q1 2023
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-26K- 88.72% |
$8.29M - $8.93M
|
3.31K
$1.4M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-27.4K- 17.48% |
$8.71M - $9.39M
|
129K
$54.7M
|
|
|
Apr 13, 2023
Q1 2023
|
Eagle Capital Management, LLC
|
SELL
|
- |
-30.1K- 90.9% |
$9.6M - $10.3M
|
3.02K
$1.28M
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-32.8K- 53.13% |
$10.4M - $11.2M
|
28.9K
$12.2M
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-34.9K- 35.76% |
$11.1M - $12M
|
62.8K
$26.6M
|
|
|
Apr 20, 2023
Q1 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-36.1K- 82.87% |
$11.5M - $12.4M
|
7.47K
$3.17M
|
|
|
Apr 17, 2023
Q1 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-39.6K- 76.94% |
$12.6M - $13.6M
|
11.9K
$5.03M
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-40.3K- 93.11% |
$12.8M - $13.8M
|
2.98K
$1.26M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-41.1K- 34.86% |
$13.1M - $14.1M
|
76.7K
$32.5M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-43.9K- 43.34% |
$14M - $15M
|
57.3K
$24.3M
|
|
|
May 12, 2023
Q1 2023
|
Berkshire Money Management, Inc.
|
SELL
|
- |
-46.9K- 13.88% |
$14.9M - $16.1M
|
291K
$123M
|
|
|
May 15, 2023
Q1 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-50K- 90.85% |
$15.9M - $17.2M
|
5.04K
$2.13M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-50.4K- 7.21% |
$16M - $17.3M
|
649K
$275M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-50.4K- 7.21% |
$16M - $17.3M
|
649K
$275M
|
|
|
May 11, 2023
Q1 2023
|
Pinkerton Retirement Specialists, LLC
Coeur D Alene, ID |
SELL
|
- |
-54.2K- 73.87% |
$17.2M - $18.6M
|
19.2K
$8.12M
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-57K- 88.08% |
$18.2M - $19.6M
|
7.72K
$3.27M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-62.4K- 6.55% |
$19.9M - $21.4M
|
891K
$378M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-64.8K- 17.48% |
$20.6M - $22.2M
|
306K
$130M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-69.2K- 8.64% |
$22M - $23.7M
|
731K
$310M
|
|
|
Feb 02, 2024
Q1 2023
|
Tactive Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-69.5K- 97.24% |
$22.1M - $23.8M
|
1.97K
$835K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-77.4K- 43.44% |
$24.6M - $26.5M
|
101K
$42.7M
|
|
|
May 11, 2023
Q1 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-111K- 79.79% |
$35.5M - $38.2M
|
28.2K
$12M
|
|
|
May 04, 2023
Q1 2023
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-113K- 81.49% |
$36.1M - $38.9M
|
25.7K
$10.9M
|
|
|
Apr 28, 2023
Q1 2023
|
Sg Americas Securities, LLC
|
SELL
|
- |
-127K- 63.28% |
$40.6M - $43.7M
|
73.9K
$31.3M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-155K- 40.62% |
$49.2M - $53M
|
226K
$95.8M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-228K- 16.7% |
$72.5M - $78.1M
|
1.14M
$481M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-308K- 55.15% |
$98.1M - $106M
|
251K
$106M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-349K- 74.87% |
$111M - $120M
|
117K
$49.7M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-398K- 10.75% |
$127M - $136M
|
3.3M
$1.4B
|