Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Gyl Financial Synergies, LLC
|
SELL
|
- |
-5- 0.22% |
$1.59K - $1.72K
|
2.26K
$959K
|
|
|
May 15, 2023
Q1 2023
|
Mill Creek Capital Advisors, LLC
Conshohocken, PA |
SELL
|
- |
-6- 0.13% |
$1.91K - $2.06K
|
4.69K
$1.99M
|
|
|
Apr 13, 2023
Q1 2023
|
Cambridge Advisors Inc.
|
SELL
|
- |
-6- 0.14% |
$1.91K - $2.06K
|
4.31K
$1.83M
|
|
|
May 08, 2023
Q1 2023
|
Bradley Foster & Sargent Inc
Hartford, CT |
SELL
|
- |
-7- 0.2% |
$2.23K - $2.4K
|
3.47K
$1.47M
|
|
|
May 03, 2023
Q1 2023
|
Element Wealth, LLC
|
SELL
|
- |
-8- 0.76% |
$2.55K - $2.74K
|
1.05K
$445K
|
|
|
May 05, 2023
Q1 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-8- 0.83% |
$2.55K - $2.74K
|
957
$406K
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-10- 0.39% |
$3.19K - $3.43K
|
2.54K
$1.08M
|
|
|
May 15, 2023
Q1 2023
|
Solidarilty Wealth, LLC
Lehi, UT |
SELL
|
- |
-10- 0.2% |
$3.19K - $3.43K
|
4.9K
$2.07M
|
|
|
Apr 12, 2023
Q1 2023
|
Country Club Bank
|
SELL
|
- |
-10- 0.25% |
$3.19K - $3.43K
|
4.06K
$1.72M
|
|
|
Apr 26, 2023
Q1 2023
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-10- 0.21% |
$3.19K - $3.43K
|
4.66K
$1.98M
|
|
|
Dec 05, 2023
Q1 2023
|
Morton Capital Management Llc/Ca
Calabasas, CA |
SELL
|
- |
-11- 0.28% |
$3.5K - $3.77K
|
3.87K
$1.64M
|
|
|
May 15, 2023
Q1 2023
|
Compass Wealth Management LLC
Guilford, CT |
SELL
|
- |
-11- 0.56% |
$3.5K - $3.77K
|
1.96K
$830K
|
|
|
Apr 24, 2023
Q1 2023
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-12- 1.32% |
$3.82K - $4.12K
|
895
$379K
|
|
|
May 10, 2023
Q1 2023
|
Redwood Financial Network Corp
|
SELL
|
- |
-12- 0.54% |
$3.82K - $4.12K
|
2.21K
$938K
|
|
|
Apr 10, 2023
Q1 2023
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-13- 65.0% |
$4.14K - $4.46K
|
7
$2.97K
|
|
|
May 12, 2023
Q1 2023
|
Oxford Financial Group LTD
Indianapolis, IN |
SELL
|
- |
-15- 0.87% |
$4.78K - $5.15K
|
1.7K
$722K
|
|
|
Apr 17, 2023
Q1 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-15- 0.8% |
$4.78K - $5.15K
|
1.85K
$784K
|
|
|
Apr 14, 2023
Q1 2023
|
Sharper & Granite LLC
El Segundo, CA |
SELL
|
- |
-15- 0.4% |
$4.78K - $5.15K
|
3.75K
$1.59M
|
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-16- 16.16% |
$5.1K - $5.49K
|
83
$35.2K
|
|
|
May 12, 2023
Q1 2023
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-16- 0.99% |
$5.1K - $5.49K
|
1.6K
$676K
|
|
|
Apr 12, 2023
Q1 2023
|
Greenfield Savings Bank
|
SELL
|
- |
-16- 0.36% |
$5.1K - $5.49K
|
4.49K
$1.9M
|
|
|
Apr 25, 2023
Q1 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-17- 2.31% |
$5.41K - $5.83K
|
718
$304K
|
|
|
Apr 26, 2024
Q1 2023
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-17- 16.67% |
$5.41K - $5.83K
|
85
$36K
|
|
|
May 08, 2023
Q1 2023
|
Triumph Capital Management
|
SELL
|
- |
-17- 0.23% |
$5.41K - $5.83K
|
7.33K
$3.11M
|
|
|
Apr 07, 2023
Q1 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-18- 0.79% |
$5.73K - $6.17K
|
2.27K
$961K
|
|
|
May 17, 2023
Q1 2023
|
D L Carlson Investment Group Inc
Concord, NH |
SELL
|
- |
-18- 1.0% |
$5.73K - $6.17K
|
1.78K
$753K
|
|
|
Sep 21, 2023
Q1 2023
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-20Closed |
$6.37K - $6.86K
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-23- 2.96% |
$7.33K - $7.89K
|
754
$320K
|
|
|
Apr 25, 2023
Q1 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-25- 1.3% |
$7.96K - $8.58K
|
1.9K
$806K
|
|
|
Apr 24, 2023
Q1 2023
|
Richard W. Paul & Associates, LLC
Novi, MI |
SELL
|
- |
-26- 26.0% |
$8.28K - $8.92K
|
74
$31.4K
|
|
|
May 09, 2023
Q1 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-28- 0.24% |
$8.92K - $9.6K
|
11.9K
$5.03M
|
|
|
Apr 12, 2023
Q1 2023
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-30- 0.95% |
$9.56K - $10.3K
|
3.14K
$1.33M
|
|
|
Apr 14, 2023
Q1 2023
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-31- 1.84% |
$9.87K - $10.6K
|
1.65K
$700K
|
|
|
Apr 19, 2023
Q1 2023
|
Capital Advisors Inc
|
SELL
|
- |
-31- 2.2% |
$9.87K - $10.6K
|
1.38K
$583K
|
|
|
May 04, 2023
Q1 2023
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-32- 1.33% |
$10.2K - $11K
|
2.37K
$1.01M
|
|
|
May 10, 2023
Q1 2023
|
Amg National Trust Bank
|
SELL
|
- |
-34- 0.07% |
$10.8K - $11.7K
|
47.7K
$20.2M
|
|
|
May 04, 2023
Q1 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-35- 4.67% |
$11.1K - $12K
|
714
$303K
|
|
|
Apr 21, 2023
Q1 2023
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-35- 3.37% |
$11.1K - $12K
|
1.01K
$426K
|
|
|
May 11, 2023
Q1 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
SELL
|
- |
-39- 1.45% |
$12.4K - $13.4K
|
2.66K
$1.13M
|
|
|
Apr 14, 2023
Q1 2023
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-39- 0.04% |
$12.4K - $13.4K
|
107K
$45.4M
|
|
|
May 11, 2023
Q1 2023
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-40- 3.7% |
$12.7K - $13.7K
|
1.04K
$442K
|
|
|
May 16, 2023
Q1 2023
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-40- 6.15% |
$12.7K - $13.7K
|
610
$259K
|
|
|
May 12, 2023
Q1 2023
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-40- 2.94% |
$12.7K - $13.7K
|
1.32K
$560K
|
|
|
May 03, 2023
Q1 2023
|
Agf Management LTD
Toronto Ontario Canada, A6 |
SELL
|
- |
-40- 2.18% |
$12.7K - $13.7K
|
1.8K
$761K
|
|
|
Apr 28, 2023
Q1 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-40- 1.51% |
$12.7K - $13.7K
|
2.61K
$1.1M
|
|
|
May 08, 2023
Q1 2023
|
Brown Advisory Inc
|
SELL
|
- |
-42- 0.27% |
$13.4K - $14.4K
|
15.6K
$6.6M
|
|
|
Apr 06, 2023
Q1 2023
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-42- 3.93% |
$13.4K - $14.4K
|
1.03K
$435K
|
|
|
May 05, 2023
Q1 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-42- 3.14% |
$13.4K - $14.4K
|
1.3K
$549K
|
|
|
May 08, 2023
Q1 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-43- 2.01% |
$13.7K - $14.8K
|
2.09K
$887K
|
|
|
May 02, 2023
Q1 2023
|
Diversified Portfolios, Inc.
Bloomfield Hills, MI |
SELL
|
- |
-44- 5.12% |
$14K - $15.1K
|
815
$345K
|