Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2023
Q1 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
113+ 4.14% |
$36K - $38.8K
|
2.84K
$1.2M
|
|
May 12, 2023
Q1 2023
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
102+ 3.84% |
$32.5K - $35K
|
2.76K
$1.17M
|
|
May 08, 2023
Q1 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
100+ 45.05% |
$31.9K - $34.3K
|
322
$136K
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
100+ 0.53% |
$31.9K - $34.3K
|
18.9K
$8.03M
|
|
May 09, 2023
Q1 2023
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
98+ 3.13% |
$31.2K - $33.6K
|
3.23K
$1.37M
|
|
May 01, 2023
Q1 2023
|
Windham Capital Management, LLC
|
BUY
|
- |
94+ 9.41% |
$29.9K - $32.2K
|
1.09K
$463K
|
|
Apr 25, 2023
Q1 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
93+ 12.58% |
$29.6K - $31.9K
|
832
$353K
|
|
Apr 24, 2023
Q1 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
92+ 0.88% |
$29.3K - $31.6K
|
10.5K
$4.46M
|
|
May 15, 2023
Q1 2023
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
92+ 3.58% |
$29.3K - $31.6K
|
2.66K
$1.13M
|
|
May 11, 2023
Q1 2023
|
Strategic Wealth Partners Group LLC
Deerfield, IL |
BUY
|
- |
91+ 10.86% |
$29K - $31.2K
|
929
$394K
|
|
May 10, 2023
Q1 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
90+ 1.34% |
$28.7K - $30.9K
|
6.8K
$2.88M
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
87+ 22.08% |
$27.7K - $29.8K
|
481
$204K
|
|
May 15, 2023
Q1 2023
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
BUY
|
- |
86+ 12.65% |
$27.4K - $29.5K
|
766
$325K
|
|
Nov 04, 2024
Q1 2023
|
Fairfield Financial Advisors, LTD
Wellesley, MA |
BUY
|
- |
86+ 318.52% |
$27.4K - $29.5K
|
113
$47.9K
|
|
May 10, 2023
Q1 2023
|
Zhang Financial LLC
|
BUY
|
- |
85+ 3.83% |
$27.1K - $29.2K
|
2.3K
$976K
|
|
May 12, 2023
Q1 2023
|
Wms Partners, LLC
|
BUY
|
- |
83+ 4.84% |
$26.4K - $28.5K
|
1.8K
$762K
|
|
Nov 06, 2023
Q1 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
BUY
|
- |
82New |
$26.1K - $28.1K
|
82
$34.8K
|
|
May 12, 2023
Q1 2023
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
BUY
|
- |
81+ 7.13% |
$25.8K - $27.8K
|
1.22K
$516K
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
79New |
$25.2K - $27.1K
|
79
$33.5K
|
|
Apr 20, 2023
Q1 2023
|
Octavia Wealth Advisors, LLC
|
BUY
|
- |
75+ 10.39% |
$23.9K - $25.7K
|
797
$338K
|
|
Apr 14, 2023
Q1 2023
|
Global Trust Asset Management, LLC
|
BUY
|
- |
75+ 5.81% |
$23.9K - $25.7K
|
1.37K
$578K
|
|
Apr 27, 2023
Q1 2023
|
Davenport & CO LLC
|
BUY
|
- |
74+ 1.53% |
$23.6K - $25.4K
|
4.9K
$2.08M
|
|
Aug 29, 2023
Q1 2023
|
Strait & Sound Wealth Management LLC
San Francisco, CA |
BUY
|
- |
74+ 7.21% |
$23.6K - $25.4K
|
1.1K
$467K
|
|
Apr 13, 2023
Q1 2023
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
73+ 4.14% |
$23.3K - $25K
|
1.84K
$779K
|
|
May 10, 2023
Q1 2023
|
Grove Bank & Trust
|
BUY
|
- |
71+ 284.0% |
$22.6K - $24.4K
|
96
$40.7K
|
|
Apr 25, 2023
Q1 2023
|
Ridgewood Investments LLC
|
BUY
|
- |
71New |
$22.6K - $24.4K
|
71
$30.1K
|
|
Apr 18, 2023
Q1 2023
|
Bay Rivers Group
|
BUY
|
- |
71+ 0.61% |
$22.6K - $24.4K
|
11.8K
$4.98M
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
BUY
|
- |
68+ 0.03% |
$21.7K - $23.3K
|
206K
$87.3M
|
|
May 03, 2023
Q1 2023
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
64+ 38.79% |
$20.4K - $22K
|
229
$97.1K
|
|
Apr 06, 2023
Q1 2023
|
Monterey Private Wealth, Inc.
|
BUY
|
- |
64+ 8.26% |
$20.4K - $22K
|
839
$356K
|
|
Apr 21, 2023
Q1 2023
|
Tsfg, LLC
|
BUY
|
- |
64+ 640.0% |
$20.4K - $22K
|
74
$31.4K
|
|
May 09, 2023
Q1 2023
|
Archer Investment Corp
|
BUY
|
- |
60+ 750.0% |
$19.1K - $20.6K
|
68
$28.8K
|
|
May 09, 2023
Q1 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
59+ 0.42% |
$18.8K - $20.2K
|
14.2K
$6.03M
|
|
Apr 28, 2023
Q1 2023
|
Ifg Advisors, LLC
|
BUY
|
- |
58+ 0.47% |
$18.5K - $19.9K
|
12.4K
$5.27M
|
|
Apr 07, 2023
Q1 2023
|
Trust CO Of Vermont
|
BUY
|
- |
58+ 4.07% |
$18.5K - $19.9K
|
1.48K
$628K
|
|
Apr 21, 2023
Q1 2023
|
Bogart Wealth, LLC
|
BUY
|
- |
51+ 26.15% |
$16.2K - $17.5K
|
246
$104K
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
50+ 23.15% |
$15.9K - $17.2K
|
266
$113K
|
|
Apr 25, 2023
Q1 2023
|
Bank Hapoalim Bm
|
BUY
|
- |
49+ 0.42% |
$15.6K - $16.8K
|
11.8K
$5.02M
|
|
May 04, 2023
Q1 2023
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
47+ 2.76% |
$15K - $16.1K
|
1.75K
$741K
|
|
Apr 21, 2023
Q1 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
46+ 1.05% |
$14.7K - $15.8K
|
4.43K
$1.88M
|
|
May 09, 2023
Q1 2023
|
Russell Investments Group, Ltd.
|
BUY
|
- |
43New |
$13.7K - $14.8K
|
43
$18.2K
|
|
May 09, 2023
Q1 2023
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
41+ 0.64% |
$13.1K - $14.1K
|
6.47K
$2.74M
|
|
Aug 01, 2024
Q1 2023
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
40New |
$12.7K - $13.7K
|
40
$17K
|
|
May 12, 2023
Q1 2023
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
38+ 3.76% |
$12.1K - $13K
|
1.05K
$444K
|
|
Apr 21, 2023
Q1 2023
|
Eagle Strategies LLC
New York, NY |
BUY
|
- |
38+ 4.75% |
$12.1K - $13K
|
838
$355K
|
|
May 15, 2023
Q1 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
33+ 4.82% |
$10.5K - $11.3K
|
718
$304K
|
|
May 01, 2023
Q1 2023
|
Ieq Capital, LLC
|
BUY
|
- |
33+ 0.76% |
$10.5K - $11.3K
|
4.39K
$1.86M
|
|
May 15, 2023
Q1 2023
|
Xml Financial, LLC
|
BUY
|
- |
32+ 4.39% |
$10.2K - $11K
|
761
$323K
|
|
May 17, 2023
Q1 2023
|
Pacific Financial Group Inc
|
BUY
|
- |
31+ 1.4% |
$9.87K - $10.6K
|
2.25K
$954K
|
|
May 02, 2023
Q1 2023
|
Magnolia Capital Management LTD
|
BUY
|
- |
30+ 0.17% |
$9.56K - $10.3K
|
17.5K
$7.4M
|