Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 17, 2023
Q1 2023
|
Winthrop Advisory Group LLC
|
BUY
|
- |
30+ 3.17% |
$9.56K - $10.3K
|
977
$414K
|
|
|
May 12, 2023
Q1 2023
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
29+ 3.07% |
$9.24K - $9.95K
|
974
$413K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
28+ 1.13% |
$8.92K - $9.6K
|
2.51K
$1.07M
|
|
|
Apr 17, 2023
Q1 2023
|
Northwest Investment Counselors, LLC
|
BUY
|
- |
27+ 13.5% |
$8.6K - $9.26K
|
227
$96.2K
|
|
|
May 11, 2023
Q1 2023
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
BUY
|
- |
25+ 8.04% |
$7.96K - $8.58K
|
336
$142K
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
25+ 0.79% |
$7.96K - $8.58K
|
3.18K
$1.35M
|
|
|
Apr 12, 2023
Q1 2023
|
Founders Capital Management
|
BUY
|
- |
25+ 2.89% |
$7.96K - $8.58K
|
890
$377K
|
|
|
May 08, 2023
Q1 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
BUY
|
- |
25+ 1.85% |
$7.96K - $8.58K
|
1.38K
$584K
|
|
|
Apr 28, 2023
Q1 2023
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
25+ 0.21% |
$7.96K - $8.58K
|
11.8K
$5.02M
|
|
|
May 02, 2023
Q1 2023
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
23+ 0.33% |
$7.33K - $7.89K
|
7.03K
$2.98M
|
|
|
Apr 27, 2023
Q1 2023
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
22+ 1.28% |
$7.01K - $7.55K
|
1.75K
$740K
|
|
|
Apr 24, 2023
Q1 2023
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
21+ 0.76% |
$6.69K - $7.2K
|
2.79K
$1.18M
|
|
|
May 10, 2023
Q1 2023
|
Purus Wealth Management, LLC
|
BUY
|
- |
21+ 0.5% |
$6.69K - $7.2K
|
4.25K
$1.8M
|
|
|
May 08, 2023
Q1 2023
|
Red Door Wealth Management, LLC
|
BUY
|
- |
20+ 2.33% |
$6.37K - $6.86K
|
879
$373K
|
|
|
May 15, 2023
Q1 2023
|
Jackson Hole Capital Partners, LLC
|
BUY
|
- |
19+ 0.49% |
$6.05K - $6.52K
|
3.91K
$1.66M
|
|
|
May 15, 2023
Q1 2023
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
BUY
|
- |
19+ 0.49% |
$6.05K - $6.52K
|
3.91K
$1.66M
|
|
|
May 09, 2023
Q1 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
18+ 2.12% |
$5.73K - $6.17K
|
867
$367K
|
|
|
Apr 27, 2023
Q1 2023
|
Comerica Securities,Inc.
|
BUY
|
- |
18+ 1.26% |
$5.73K - $6.17K
|
1.45K
$615K
|
|
|
May 08, 2023
Q1 2023
|
Evoke Wealth, LLC
|
BUY
|
- |
17+ 0.36% |
$5.41K - $5.83K
|
4.7K
$1.99M
|
|
|
May 01, 2023
Q1 2023
|
Jnba Financial Advisors
|
BUY
|
- |
16New |
$5.1K - $5.49K
|
16
$6.78K
|
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
14New |
$4.46K - $4.8K
|
14
$5.93K
|
|
|
May 11, 2023
Q1 2023
|
Executive Wealth Management, LLC
|
BUY
|
- |
13+ 1.12% |
$4.14K - $4.46K
|
1.18K
$498K
|
|
|
May 12, 2023
Q1 2023
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
12+ 0.2% |
$3.82K - $4.12K
|
5.98K
$2.53M
|
|
|
May 03, 2023
Q1 2023
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
12New |
$3.82K - $4.12K
|
12
$5.09K
|
|
|
May 05, 2023
Q1 2023
|
Meridian Investment Counsel Inc.
Lafayette, CA |
BUY
|
- |
12+ 0.15% |
$3.82K - $4.12K
|
7.85K
$3.33M
|
|
|
Apr 27, 2023
Q1 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
10New |
$3.19K - $3.43K
|
10
$4.24K
|
|
|
May 11, 2023
Q1 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
9+ 2.85% |
$2.87K - $3.09K
|
325
$138K
|
|
|
Apr 18, 2023
Q1 2023
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
8+ 0.47% |
$2.55K - $2.74K
|
1.71K
$723K
|
|
|
May 05, 2023
Q1 2023
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
8+ 3.49% |
$2.55K - $2.74K
|
237
$100K
|
|
|
May 08, 2023
Q1 2023
|
Northern Capital Management, Inc.
|
BUY
|
- |
8+ 0.27% |
$2.55K - $2.74K
|
3.02K
$1.28M
|
|
|
May 08, 2023
Q1 2023
|
Capital Performance Advisors LLP
|
BUY
|
- |
8+ 0.47% |
$2.55K - $2.74K
|
1.71K
$726K
|
|
|
Apr 20, 2023
Q1 2023
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
7+ 0.05% |
$2.23K - $2.4K
|
13.7K
$5.79M
|
|
|
May 15, 2023
Q1 2023
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
7New |
$2.23K - $2.4K
|
7
$2.97K
|
|
|
Apr 20, 2023
Q1 2023
|
Arcadia Wealth Management, LLC
Manchester, NH |
BUY
|
- |
7+ 0.47% |
$2.23K - $2.4K
|
1.49K
$629K
|
|
|
May 04, 2023
Q1 2023
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
7+ 0.47% |
$2.23K - $2.4K
|
1.5K
$635K
|
|
|
May 10, 2023
Q1 2023
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
6+ 1.6% |
$1.91K - $2.06K
|
380
$161K
|
|
|
Apr 11, 2023
Q1 2023
|
Sage Capital Advisors,Llc
|
BUY
|
- |
6+ 0.4% |
$1.91K - $2.06K
|
1.5K
$636K
|
|
|
May 15, 2023
Q1 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
5+ 0.09% |
$1.59K - $1.72K
|
5.68K
$2.41M
|
|
|
May 12, 2023
Q1 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
BUY
|
- |
5+ 0.16% |
$1.59K - $1.72K
|
3.22K
$1.36M
|
|
|
May 24, 2023
Q1 2023
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
5+ 0.7% |
$1.59K - $1.72K
|
720
$305K
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
5New |
$1.59K - $1.72K
|
5
$2.12K
|
|
|
May 04, 2023
Q1 2023
|
Kellett Schaffner Wealth Advisors LLC
Cincinnati, OH |
BUY
|
- |
5+ 0.31% |
$1.59K - $1.72K
|
1.63K
$689K
|
|
|
May 12, 2023
Q1 2023
|
Atlantic Private Wealth, LLC
|
BUY
|
- |
4+ 0.39% |
$1.27K - $1.37K
|
1.02K
$432K
|
|
|
Apr 20, 2023
Q1 2023
|
Evensky & Katz LLC
|
BUY
|
- |
4+ 0.58% |
$1.27K - $1.37K
|
698
$296K
|
|
|
May 11, 2023
Q1 2023
|
Plancorp, LLC
|
BUY
|
- |
4+ 0.35% |
$1.27K - $1.37K
|
1.15K
$487K
|
|
|
May 01, 2023
Q1 2023
|
Unionview, LLC
Seattle, WA |
BUY
|
- |
4+ 0.44% |
$1.27K - $1.37K
|
908
$385K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
4+ 0.09% |
$1.27K - $1.37K
|
4.4K
$1.87M
|
|
|
May 10, 2023
Q1 2023
|
Cooper Financial Group
|
BUY
|
- |
3+ 0.28% |
$956 - $1.03K
|
1.09K
$461K
|
|
|
Mar 12, 2024
Q1 2023
|
Executive Wealth Group LLC
Kirkland, WA |
BUY
|
- |
3+ 0.48% |
$956 - $1.03K
|
623
$264K
|
|
|
May 11, 2023
Q1 2023
|
Black Diamond Financial, LLC
|
BUY
|
- |
3+ 0.49% |
$956 - $1.03K
|
611
$259K
|