Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
First United Bank & Trust
|
SELL
|
- |
-15- 2.4% |
$5.02K - $5.34K
|
611
$283K
|
|
|
Oct 03, 2023
Q3 2023
|
Appleton Partners Inc
|
SELL
|
- |
-15- 1.75% |
$5.02K - $5.34K
|
843
$390K
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-15- 55.56% |
$5.02K - $5.34K
|
12
$5.55K
|
|
|
Nov 14, 2023
Q3 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-19- 1.48% |
$6.36K - $6.77K
|
1.27K
$587K
|
|
|
Nov 07, 2023
Q3 2023
|
Eagle Strategies LLC
New York, NY |
SELL
|
- |
-20- 2.25% |
$6.7K - $7.12K
|
870
$403K
|
|
|
Nov 03, 2023
Q3 2023
|
New Square Capital LLC
|
SELL
|
- |
-20- 9.62% |
$6.7K - $7.12K
|
188
$87K
|
|
|
Nov 13, 2023
Q3 2023
|
Agf Management LTD
Toronto Ontario Canada, A6 |
SELL
|
- |
-20- 1.26% |
$6.7K - $7.12K
|
1.57K
$724K
|
|
|
Oct 10, 2023
Q3 2023
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
SELL
|
- |
-20- 5.83% |
$6.7K - $7.12K
|
323
$149K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-20- 1.4% |
$6.7K - $7.12K
|
1.41K
$651K
|
|
|
Oct 31, 2023
Q3 2023
|
Fagan Associates, Inc.
|
SELL
|
- |
-20- 0.95% |
$6.7K - $7.12K
|
2.08K
$962K
|
|
|
Nov 14, 2023
Q3 2023
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
SELL
|
- |
-21- 2.61% |
$7.03K - $7.48K
|
784
$363K
|
|
|
Nov 06, 2023
Q3 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-22- 0.9% |
$7.37K - $7.84K
|
2.42K
$1.12M
|
|
|
Feb 20, 2025
Q3 2023
|
Clare Market Investments LLC
Dallas, TX |
SELL
|
- |
-23- 2.58% |
$7.7K - $8.19K
|
869
$402K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-25- 1.51% |
$8.37K - $8.91K
|
1.63K
$755K
|
|
|
Nov 15, 2023
Q3 2023
|
Essex Financial Services, Inc.
|
SELL
|
- |
-25- 0.54% |
$8.37K - $8.91K
|
4.65K
$2.15M
|
|
|
Nov 13, 2023
Q3 2023
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-25- 1.78% |
$8.37K - $8.91K
|
1.38K
$638K
|
|
|
Nov 14, 2023
Q3 2023
|
Peak Asset Management, LLC
Louisville, CO |
SELL
|
- |
-27- 1.98% |
$9.04K - $9.62K
|
1.34K
$620K
|
|
|
Nov 07, 2023
Q3 2023
|
Schnieders Capital Management LLC
|
SELL
|
- |
-27- 0.28% |
$9.04K - $9.62K
|
9.48K
$4.39M
|
|
|
Oct 25, 2023
Q3 2023
|
Fortune Financial Advisors, LLC
Overland Park, KS |
SELL
|
- |
-28- 0.79% |
$9.38K - $9.97K
|
3.52K
$1.63M
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-28- 0.63% |
$9.38K - $9.97K
|
4.39K
$2.03M
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-29- 1.89% |
$9.71K - $10.3K
|
1.5K
$696K
|
|
|
Nov 07, 2023
Q3 2023
|
American Planning Services, Inc.
Sun City Center, FL |
SELL
|
- |
-30- 1.06% |
$10K - $10.7K
|
2.8K
$1.3M
|
|
|
Nov 02, 2023
Q3 2023
|
Pegasus Asset Management, Inc.
|
SELL
|
- |
-30- 1.32% |
$10K - $10.7K
|
2.24K
$1.03M
|
|
|
Oct 25, 2023
Q3 2023
|
Oxinas Partners Wealth Management LLC
|
SELL
|
- |
-30- 3.29% |
$10K - $10.7K
|
883
$409K
|
|
|
Nov 13, 2023
Q3 2023
|
Oxford Financial Group LTD
Indianapolis, IN |
SELL
|
- |
-30- 1.94% |
$10K - $10.7K
|
1.52K
$703K
|
|
|
Oct 27, 2023
Q3 2023
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-31- 1.87% |
$10.4K - $11K
|
1.63K
$755K
|
|
|
Nov 09, 2023
Q3 2023
|
Pacific Financial Group Inc
|
SELL
|
- |
-31- 1.38% |
$10.4K - $11K
|
2.21K
$1.02M
|
|
|
Oct 24, 2023
Q3 2023
|
Wealth Management Partners, LLC
|
SELL
|
- |
-34- 1.14% |
$11.4K - $12.1K
|
2.96K
$1.37M
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-34- 2.77% |
$11.4K - $12.1K
|
1.19K
$552K
|
|
|
Nov 07, 2023
Q3 2023
|
Executive Wealth Management, LLC
|
SELL
|
- |
-34- 2.85% |
$11.4K - $12.1K
|
1.16K
$537K
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-34- 3.05% |
$11.4K - $12.1K
|
1.08K
$500K
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-35- 48.61% |
$11.7K - $12.5K
|
37
$17.1K
|
|
|
Oct 20, 2023
Q3 2023
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-35- 4.64% |
$11.7K - $12.5K
|
719
$333K
|
|
|
Oct 25, 2023
Q3 2023
|
Godsey & Gibb Associates
|
SELL
|
- |
-35- 0.99% |
$11.7K - $12.5K
|
3.5K
$1.62M
|
|
|
Nov 06, 2023
Q3 2023
|
Parsons Capital Management Inc
|
SELL
|
- |
-36- 4.01% |
$12.1K - $12.8K
|
861
$398K
|
|
|
Nov 01, 2023
Q3 2023
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-36- 0.48% |
$12.1K - $12.8K
|
7.49K
$3.46M
|
|
|
Nov 06, 2023
Q3 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-37- 4.1% |
$12.4K - $13.2K
|
866
$401K
|
|
|
Dec 08, 2023
Q3 2023
|
Etfidea, LLC
Syracuse, NY |
SELL
|
- |
-38- 2.07% |
$12.7K - $13.5K
|
1.8K
$833K
|
|
|
Nov 15, 2023
Q3 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-40- 0.4% |
$13.4K - $14.2K
|
9.85K
$4.56M
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-41- 1.84% |
$13.7K - $14.6K
|
2.19K
$1.01M
|
|
|
Oct 30, 2023
Q3 2023
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-43- 1.13% |
$14.4K - $15.3K
|
3.76K
$1.74M
|
|
|
Oct 13, 2023
Q3 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-44- 35.77% |
$14.7K - $15.7K
|
79
$36.6K
|
|
|
Nov 06, 2023
Q3 2023
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-44- 1.71% |
$14.7K - $15.7K
|
2.53K
$1.17M
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-44- 1.54% |
$14.7K - $15.7K
|
2.81K
$1.3M
|
|
|
Oct 31, 2023
Q3 2023
|
Oakworth Capital, Inc.
|
SELL
|
- |
-45- 7.64% |
$15.1K - $16K
|
544
$252K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-45- 0.73% |
$15.1K - $16K
|
6.09K
$2.82M
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-45- 1.81% |
$15.1K - $16K
|
2.44K
$1.13M
|
|
|
Nov 08, 2023
Q3 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-46- 0.69% |
$15.4K - $16.4K
|
6.63K
$3.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Private Portfolio Partners LLC
|
SELL
|
- |
-49- 1.92% |
$16.4K - $17.5K
|
2.5K
$1.16M
|
|
|
Oct 27, 2023
Q3 2023
|
Bridgecreek Investment Management, LLC
Tulsa, OK |
SELL
|
- |
-50- 7.35% |
$16.7K - $17.8K
|
630
$292K
|