Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-4.57K- 9.96% |
$1.53M - $1.63M
|
41.3K
$17.5M
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-4.95K- 23.41% |
$1.66M - $1.76M
|
16.2K
$6.87M
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-5.13K- 34.29% |
$1.72M - $1.83M
|
9.83K
$4.16M
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-5.77K- 12.59% |
$1.93M - $2.06M
|
40.1K
$17M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-6.09K- 46.22% |
$2.04M - $2.17M
|
7.09K
$3.01M
|
|
|
Oct 12, 2023
Q3 2023
|
Mkt Advisors LLC
Escondido, CA |
SELL
|
- |
-6.21K- 14.1% |
$2.08M - $2.21M
|
37.9K
$16M
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-6.34K- 61.75% |
$2.12M - $2.26M
|
3.93K
$1.66M
|
|
|
Oct 31, 2023
Q3 2023
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-6.86K- 64.08% |
$2.3M - $2.44M
|
3.84K
$1.63M
|
|
|
Oct 23, 2023
Q3 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-7.34K- 8.88% |
$2.46M - $2.61M
|
75.2K
$31.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-7.34K- 9.74% |
$2.46M - $2.61M
|
68.1K
$28.8M
|
|
|
Dec 07, 2023
Q3 2023
|
Financial Advisory Group
Houston, TX |
SELL
|
- |
-7.53K- 9.51% |
$2.52M - $2.68M
|
71.7K
$30.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.88K- 11.64% |
$2.64M - $2.81M
|
59.8K
$25.3M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-8.37K- 6.07% |
$2.8M - $2.98M
|
129K
$54.8M
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-8.47K- 76.77% |
$2.84M - $3.02M
|
2.56K
$1.09M
|
|
|
Nov 02, 2023
Q3 2023
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
SELL
|
- |
-9K- 72.2% |
$3.01M - $3.21M
|
3.47K
$1.47M
|
|
|
Nov 14, 2023
Q3 2023
|
Point72 Middle East Fze
Stamford, CT |
SELL
|
- |
-11.5K- 20.79% |
$3.85M - $4.09M
|
43.8K
$18.6M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-13.7K- 8.24% |
$4.59M - $4.88M
|
153K
$64.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-14.2K- 45.74% |
$4.76M - $5.07M
|
16.9K
$7.15M
|
|
|
Nov 13, 2023
Q3 2023
|
Chartist Inc
Seal Beach, CA |
SELL
|
- |
-15.4K- 8.2% |
$5.16M - $5.48M
|
172K
$73M
|
|
|
Oct 13, 2023
Q3 2023
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-15.6K- 19.46% |
$5.21M - $5.54M
|
64.4K
$27.3M
|
|
|
Dec 01, 2023
Q3 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
SELL
|
- |
-16.2K- 99.39% |
$5.42M - $5.76M
|
100
$42.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-18.5K- 85.98% |
$6.21M - $6.6M
|
3.02K
$1.28M
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-19.1K- 84.82% |
$6.41M - $6.81M
|
3.42K
$1.45M
|
|
|
Nov 03, 2023
Q3 2023
|
Second Half Financial Partners, LLC
Sebring, FL |
SELL
|
- |
-23.8K- 91.97% |
$7.96M - $8.47M
|
2.08K
$880K
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-26.7K- 50.18% |
$8.96M - $9.53M
|
26.6K
$11.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-27.7K- 24.47% |
$9.27M - $9.86M
|
85.5K
$36.2M
|
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
SELL
|
- |
-29.9K- 70.25% |
$10M - $10.6M
|
12.6K
$5.36M
|
|
|
Nov 09, 2023
Q3 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-32.7K- 89.62% |
$10.9M - $11.6M
|
3.78K
$1.6M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-37.6K- 56.12% |
$12.6M - $13.4M
|
29.4K
$12.5M
|
|
|
Oct 13, 2023
Q3 2023
|
Sg Americas Securities, LLC
|
SELL
|
- |
-37.7K- 35.44% |
$12.6M - $13.4M
|
68.8K
$29.1M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-40.3K- 7.08% |
$13.5M - $14.4M
|
529K
$224M
|
|
|
Nov 13, 2023
Q3 2023
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-50.6K- 88.71% |
$16.9M - $18M
|
6.44K
$2.73M
|
|
|
Nov 02, 2023
Q3 2023
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-54.8K- 82.0% |
$18.3M - $19.5M
|
12K
$5.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-81K- 65.42% |
$27.1M - $28.8M
|
42.8K
$18.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-93.9K- 28.94% |
$31.4M - $33.4M
|
230K
$97.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Wright Fund Management, LLC
Santa Monica, CA |
SELL
|
- |
-95.8K- 60.54% |
$32.1M - $34.1M
|
62.4K
$26.5M
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-135K- 90.48% |
$45.3M - $48.1M
|
14.2K
$6.03M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-152K- 98.41% |
$51M - $54.2M
|
2.47K
$1.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-207K- 85.91% |
$69.3M - $73.7M
|
33.9K
$14.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-366K- 50.3% |
$123M - $130M
|
362K
$153M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-382K- 32.86% |
$128M - $136M
|
779K
$330M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-438K- 99.36% |
$147M - $156M
|
2.8K
$1.19M
|
|
|
Nov 15, 2023
Q3 2023
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-651K- 86.0% |
$218M - $232M
|
106K
$44.9M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.02M- 24.38% |
$342M - $364M
|
3.17M
$1.34B
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-1.18M- 76.48% |
$394M - $419M
|
362K
$153M
|