Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2023
Q3 2023
|
Migdal Insurance & Financial Holdings Ltd.
|
BUY
|
- |
5.41KNew |
$1.81M - $1.93M
|
5.41K
$2.35M
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
BUY
|
- |
5.36K+ 97.52% |
$1.79M - $1.91M
|
10.8K
$4.72M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
5.24K+ 1.81% |
$1.76M - $1.87M
|
294K
$128M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.95K+ 189.08% |
$1.66M - $1.76M
|
7.57K
$3.29M
|
|
|
Oct 31, 2023
Q3 2023
|
Kaizen Financial Strategies
|
BUY
|
- |
4.93K+ 168.44% |
$1.65M - $1.76M
|
7.86K
$3.42M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
4.87K+ 69.11% |
$1.63M - $1.73M
|
11.9K
$5.18M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.81K+ 14.39% |
$1.61M - $1.71M
|
38.2K
$16.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
4.8K+ 3.08% |
$1.61M - $1.71M
|
161K
$69.9M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
4.67KNew |
$1.56M - $1.66M
|
4.67K
$2.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
4.65KNew |
$1.56M - $1.66M
|
4.65K
$2.02M
|
|
|
Nov 01, 2023
Q3 2023
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
BUY
|
- |
4.65K+ 28.52% |
$1.56M - $1.66M
|
21K
$9.11M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
4.59K+ 3.74% |
$1.54M - $1.63M
|
127K
$55.4M
|
|
|
Oct 18, 2023
Q3 2023
|
Heritage Wealth Partners, LLC
Dublin, OH |
BUY
|
- |
4.41K+ 150.24% |
$1.48M - $1.57M
|
7.34K
$3.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
4.38K+ 76.13% |
$1.47M - $1.56M
|
10.1K
$4.41M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
4.31K+ 7.52% |
$1.44M - $1.54M
|
61.7K
$26.8M
|
|
|
Oct 25, 2023
Q3 2023
|
Forvis Wealth Advisors, LLC
|
BUY
|
- |
4.25K+ 94.86% |
$1.42M - $1.51M
|
8.72K
$3.79M
|
|
|
Nov 14, 2023
Q3 2023
|
Edgestream Partners, L.P.
Princeton, NJ |
BUY
|
- |
4.12K+ 69.06% |
$1.38M - $1.47M
|
10.1K
$4.38M
|
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
3.91KNew |
$1.31M - $1.39M
|
3.91K
$1.7M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3.71K+ 17.18% |
$1.24M - $1.32M
|
25.3K
$11M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.68K+ 3.14% |
$1.23M - $1.31M
|
121K
$52.7M
|
|
|
Oct 18, 2023
Q3 2023
|
Umb Bank, N.A.
|
BUY
|
- |
3.6K+ 10915.15% |
$1.21M - $1.28M
|
3.64K
$1.58M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
3.59KNew |
$1.2M - $1.28M
|
3.59K
$1.56M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.4K+ 1.77% |
$1.14M - $1.21M
|
195K
$84.9M
|
|
|
Oct 30, 2023
Q3 2023
|
Meitav Dash Investments LTD
|
BUY
|
- |
3.34K+ 6.06% |
$1.12M - $1.19M
|
58.5K
$25.4M
|
|
|
Nov 08, 2023
Q3 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
3.17K+ 30.52% |
$1.06M - $1.13M
|
13.5K
$5.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Second Half Financial Partners, LLC
Sebring, FL |
BUY
|
- |
3.13K+ 150.87% |
$1.05M - $1.12M
|
5.21K
$2.26M
|
|
|
Oct 19, 2023
Q3 2023
|
Alta Wealth Advisors LLC
|
BUY
|
- |
3.07K+ 257.2% |
$1.03M - $1.09M
|
4.27K
$1.85M
|
|
|
Oct 30, 2023
Q3 2023
|
Peoples Bank/Ks
Pratt, KS |
BUY
|
- |
2.89KNew |
$968K - $1.03M
|
2.89K
$1.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
2.89KNew |
$967K - $1.03M
|
2.89K
$1.26M
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
2.86K+ 30.22% |
$956K - $1.02M
|
12.3K
$5.35M
|
|
|
Nov 15, 2023
Q3 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
2.84KNew |
$953K - $1.01M
|
2.84K
$1.24M
|
|
|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
2.82KNew |
$946K - $1.01M
|
2.82K
$1.23M
|
|
|
Nov 13, 2023
Q3 2023
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
2.8KNew |
$938K - $997K
|
2.8K
$1.22M
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
2.74K+ 95.31% |
$919K - $977K
|
5.62K
$2.44M
|
|
|
Nov 13, 2023
Q3 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
2.73K+ 608.02% |
$914K - $972K
|
3.18K
$1.38M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.66K+ 4.5% |
$890K - $946K
|
61.6K
$26.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Tcp Asset Management, LLC
Columbus, OH |
BUY
|
- |
2.66K+ 6.49% |
$890K - $946K
|
43.6K
$19M
|
|
|
Nov 13, 2023
Q3 2023
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
2.64KNew |
$884K - $940K
|
2.64K
$1.15M
|
|
|
Nov 03, 2023
Q3 2023
|
Camden Capital, LLC
|
BUY
|
- |
2.28K+ 34.42% |
$764K - $812K
|
8.91K
$3.87M
|
|
|
Nov 06, 2023
Q3 2023
|
Capital Wealth Planning, LLC
|
BUY
|
- |
2.27K+ 8.87% |
$760K - $808K
|
27.8K
$12.1M
|
|
|
Nov 15, 2023
Q3 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
2.2KNew |
$738K - $785K
|
2.2K
$958K
|
|
|
Nov 07, 2023
Q3 2023
|
Sound View Wealth Advisors Group, LLC
|
BUY
|
- |
2.18K+ 11.23% |
$729K - $775K
|
21.6K
$9.37M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
2.17K+ 9.4% |
$728K - $774K
|
25.3K
$11M
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
2.14K+ 51.1% |
$717K - $762K
|
6.33K
$2.75M
|
|
|
Nov 06, 2023
Q3 2023
|
Clarity Wealth Advisors, LLC
|
BUY
|
- |
2.12K+ 19.57% |
$709K - $754K
|
12.9K
$5.62M
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2.12K+ 15.31% |
$709K - $754K
|
15.9K
$6.93M
|
|
|
Nov 13, 2023
Q3 2023
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
2.03K+ 19.88% |
$679K - $722K
|
12.2K
$5.32M
|
|
|
Oct 17, 2023
Q3 2023
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
2.01KNew |
$674K - $717K
|
2.01K
$875K
|
|
|
Nov 14, 2023
Q3 2023
|
Hunting Hill Global Capital, LLC
New York, NY |
BUY
|
- |
2KNew |
$670K - $712K
|
2K
$869K
|
|
|
Nov 03, 2023
Q3 2023
|
Forum Financial Management, LP
Lombard, IL |
BUY
|
- |
1.97K+ 89.53% |
$659K - $700K
|
4.16K
$1.81M
|