Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 31, 2023
Q3 2023
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
1.89K+ 39.41% |
$634K - $674K
|
6.69K
$2.84M
|
|
Nov 09, 2023
Q3 2023
|
Truepoint, Inc.
|
BUY
|
- |
1.84K+ 14.02% |
$616K - $655K
|
14.9K
$6.33M
|
|
Nov 14, 2023
Q3 2023
|
Credit Agricole S A
|
BUY
|
- |
1.73K+ 9.0% |
$581K - $618K
|
21K
$8.9M
|
|
Oct 24, 2023
Q3 2023
|
Goodwin Daniel L
|
BUY
|
- |
1.73K+ 23.95% |
$578K - $614K
|
8.93K
$3.78M
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.7K+ 0.7% |
$570K - $606K
|
246K
$104M
|
|
Nov 13, 2023
Q3 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
1.56K+ 4.85% |
$522K - $555K
|
33.6K
$14.3M
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
1.55K+ 5.91% |
$519K - $551K
|
27.8K
$11.8M
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.55K+ 22.94% |
$517K - $550K
|
8.28K
$3.51M
|
|
Nov 30, 2023
Q3 2023
|
Fidelity D & D Bancorp Inc
Dunmore, PA |
BUY
|
- |
1.52KNew |
$509K - $542K
|
1.52K
$645K
|
|
Nov 14, 2023
Q3 2023
|
Zacks Investment Management
Chicago, IL |
BUY
|
- |
1.51KNew |
$506K - $539K
|
1.51K
$641K
|
|
Nov 15, 2023
Q3 2023
|
Monograph Wealth Advisors, LLC
|
BUY
|
- |
1.5K+ 33.03% |
$502K - $534K
|
6.04K
$2.56M
|
|
Nov 07, 2023
Q3 2023
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
1.5K+ 223.13% |
$501K - $533K
|
2.17K
$918K
|
|
Oct 10, 2023
Q3 2023
|
Melone Private Wealth, LLC
|
BUY
|
- |
1.5K+ 6.83% |
$501K - $533K
|
23.4K
$9.91M
|
|
Nov 14, 2023
Q3 2023
|
Frank, Rimerman Advisors LLC
Palo Alto, CA |
BUY
|
- |
1.45K+ 11.96% |
$487K - $518K
|
13.6K
$5.77M
|
|
Nov 01, 2023
Q3 2023
|
Autumn Glory Partners, LLC
|
BUY
|
- |
1.45K+ 21.39% |
$485K - $516K
|
8.22K
$3.48M
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
1.43K+ 37.3% |
$478K - $509K
|
5.26K
$2.23M
|
|
Nov 03, 2023
Q3 2023
|
Summit X, LLC
Chesterfield, MO |
BUY
|
- |
1.42KNew |
$475K - $505K
|
1.42K
$601K
|
|
Oct 12, 2023
Q3 2023
|
First National Bank Sioux Falls
|
BUY
|
- |
1.37K+ 133.56% |
$460K - $489K
|
2.4K
$1.02M
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.36K+ 11.77% |
$456K - $485K
|
12.9K
$5.48M
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
1.35K+ 7.02% |
$453K - $482K
|
20.6K
$8.74M
|
|
Nov 08, 2023
Q3 2023
|
Wade G W & Inc
Wellesley, MA |
BUY
|
- |
1.33K+ 7.42% |
$444K - $472K
|
19.2K
$8.13M
|
|
Nov 14, 2023
Q3 2023
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
1.31K+ 29.1% |
$439K - $467K
|
5.82K
$2.47M
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
1.31K+ 6.36% |
$437K - $465K
|
21.8K
$9.26M
|
|
Oct 11, 2023
Q3 2023
|
Constant Guidance Financial LLC
Attleboro Falls, MA |
BUY
|
- |
1.25KNew |
$420K - $446K
|
1.25K
$531K
|
|
Nov 08, 2023
Q3 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.22K+ 6.07% |
$410K - $436K
|
21.4K
$9.06M
|
|
Oct 27, 2023
Q3 2023
|
Financial Futures LTD Liability Co.
|
BUY
|
- |
1.2KNew |
$402K - $427K
|
1.2K
$508K
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.18K+ 40.39% |
$394K - $419K
|
4.08K
$1.73M
|
|
Nov 15, 2023
Q3 2023
|
American Trust
Lexington, KY |
BUY
|
- |
1.15KNew |
$384K - $408K
|
1.15K
$485K
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
991+ 34.46% |
$332K - $353K
|
3.87K
$1.64M
|
|
Oct 19, 2023
Q3 2023
|
Simplicity Wealth,Llc
|
BUY
|
- |
991New |
$332K - $353K
|
991
$420K
|
|
Nov 16, 2023
Q3 2023
|
Revisor Wealth Management LLC
Akron, OH |
BUY
|
- |
954New |
$320K - $340K
|
954
$404K
|
|
Nov 13, 2023
Q3 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
935New |
$313K - $333K
|
935
$396K
|
|
Nov 08, 2023
Q3 2023
|
Keeley Teton Advisors, LLC
Chicago, IL |
BUY
|
- |
900New |
$301K - $321K
|
900
$381K
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
900New |
$301K - $321K
|
900
$381K
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
873+ 7.66% |
$292K - $311K
|
12.3K
$5.2M
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
865+ 2.95% |
$290K - $308K
|
30.2K
$12.8M
|
|
Jan 26, 2024
Q3 2023
|
Blackston Financial Advisory Group, LLC
The Villages, FL |
BUY
|
- |
857+ 39.68% |
$287K - $305K
|
3.02K
$1.28M
|
|
Oct 24, 2023
Q3 2023
|
Francis Financial, Inc.
New York, NY |
BUY
|
- |
851New |
$285K - $303K
|
851
$361K
|
|
Oct 19, 2023
Q3 2023
|
Great Diamond Partners, LLC
|
BUY
|
- |
836New |
$280K - $298K
|
836
$354K
|
|
Oct 18, 2023
Q3 2023
|
Signature Securities Group Corporation
|
BUY
|
- |
831+ 30.61% |
$278K - $296K
|
3.55K
$1.5M
|
|
Nov 03, 2023
Q3 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
830+ 68.82% |
$278K - $296K
|
2.04K
$863K
|
|
Oct 30, 2023
Q3 2023
|
Little House Capital LLC
Braintree, MA |
BUY
|
- |
828New |
$277K - $295K
|
828
$351K
|
|
Nov 13, 2023
Q3 2023
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
827New |
$277K - $295K
|
827
$350K
|
|
Nov 06, 2023
Q3 2023
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
BUY
|
- |
824New |
$276K - $294K
|
824
$349K
|
|
Nov 15, 2023
Q3 2023
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
820+ 1.55% |
$275K - $292K
|
53.8K
$22.8M
|
|
Nov 14, 2023
Q3 2023
|
Keebeck Wealth Management, LLC
Chicago, IL |
BUY
|
- |
812New |
$272K - $289K
|
812
$344K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
797+ 3.35% |
$267K - $284K
|
24.6K
$10.4M
|
|
Nov 13, 2023
Q3 2023
|
Stelac Advisory Services LLC
New York, NY |
BUY
|
- |
770+ 9.49% |
$258K - $274K
|
8.88K
$3.76M
|
|
Nov 13, 2023
Q3 2023
|
Qrg Capital Management, Inc.
Berwyn, PA |
BUY
|
- |
770New |
$258K - $274K
|
770
$326K
|
|
Oct 11, 2023
Q3 2023
|
Adviser Investments LLC
|
BUY
|
- |
746+ 41.68% |
$250K - $266K
|
2.54K
$1.07M
|