Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2023
Q3 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
BUY
|
- |
298+ 8.99% |
$99.8K - $106K
|
3.61K
$1.53M
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
BUY
|
- |
298+ 8.23% |
$99.8K - $106K
|
3.92K
$1.66M
|
|
Nov 13, 2023
Q3 2023
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
294+ 46.01% |
$98.5K - $105K
|
933
$395K
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
287New |
$96.1K - $102K
|
287
$122K
|
|
Nov 07, 2023
Q3 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
285+ 90.48% |
$95.5K - $102K
|
600
$254K
|
|
Nov 14, 2023
Q3 2023
|
Scotia Capital Inc.
|
BUY
|
- |
284+ 5.33% |
$95.1K - $101K
|
5.61K
$2.38M
|
|
Nov 01, 2023
Q3 2023
|
Wealthfront Advisers LLC
|
BUY
|
- |
283+ 19.28% |
$94.8K - $101K
|
1.75K
$742K
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
268+ 18.0% |
$89.8K - $95.5K
|
1.76K
$745K
|
|
Nov 27, 2023
Q3 2023
|
Trust CO Of Vermont
|
BUY
|
- |
263+ 17.75% |
$88.1K - $93.7K
|
1.75K
$740K
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
262+ 4.63% |
$87.8K - $93.3K
|
5.92K
$2.51M
|
|
Nov 09, 2023
Q3 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
256+ 5.0% |
$85.7K - $91.2K
|
5.37K
$2.28M
|
|
Nov 14, 2023
Q3 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
254+ 9.78% |
$85.1K - $90.5K
|
2.85K
$1.21M
|
|
Oct 13, 2023
Q3 2023
|
Hb Wealth Management, LLC
|
BUY
|
- |
254+ 4.35% |
$85.1K - $90.5K
|
6.09K
$2.58M
|
|
Oct 27, 2023
Q3 2023
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
246+ 65.43% |
$82.4K - $87.6K
|
622
$264K
|
|
Nov 13, 2023
Q3 2023
|
Russell Investments Group, Ltd.
|
BUY
|
- |
239+ 555.81% |
$80.1K - $85.1K
|
282
$120K
|
|
Oct 24, 2023
Q3 2023
|
Advisor Resource Council
|
BUY
|
- |
239+ 4.51% |
$80.1K - $85.1K
|
5.54K
$2.35M
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
233+ 7.54% |
$78K - $83K
|
3.32K
$1.41M
|
|
Oct 25, 2023
Q3 2023
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
232+ 1.88% |
$77.7K - $82.6K
|
12.6K
$5.34M
|
|
Nov 08, 2023
Q3 2023
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
226+ 12.14% |
$75.7K - $80.5K
|
2.09K
$885K
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
205+ 7.98% |
$68.7K - $73K
|
2.77K
$1.18M
|
|
Nov 02, 2023
Q3 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
200+ 14.19% |
$67K - $71.2K
|
1.61K
$682K
|
|
Nov 06, 2023
Q3 2023
|
Savant Capital, LLC
|
BUY
|
- |
199+ 3.09% |
$66.7K - $70.9K
|
6.63K
$2.81M
|
|
Nov 03, 2023
Q3 2023
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
198+ 14.99% |
$66.3K - $70.5K
|
1.52K
$644K
|
|
Nov 07, 2023
Q3 2023
|
Conservest Capital Advisors, Inc.
|
BUY
|
- |
198+ 0.32% |
$66.3K - $70.5K
|
61.6K
$26.1M
|
|
Nov 02, 2023
Q3 2023
|
Compass Ion Advisors, LLC
|
BUY
|
- |
193+ 5.73% |
$64.6K - $68.7K
|
3.56K
$1.51M
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
179+ 1.96% |
$60K - $63.8K
|
9.29K
$3.94M
|
|
Oct 10, 2023
Q3 2023
|
Wbh Advisory Inc
|
BUY
|
- |
171+ 8.04% |
$57.3K - $60.9K
|
2.3K
$974K
|
|
Oct 25, 2023
Q3 2023
|
Brighton Jones LLC
|
BUY
|
- |
171+ 1.81% |
$57.3K - $60.9K
|
9.64K
$4.09M
|
|
Nov 13, 2023
Q3 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
160+ 2.73% |
$53.6K - $57K
|
6.01K
$2.55M
|
|
Nov 02, 2023
Q3 2023
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
157+ 4.19% |
$52.6K - $55.9K
|
3.9K
$1.65M
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
152+ 88.89% |
$50.9K - $54.1K
|
323
$137K
|
|
Oct 19, 2023
Q3 2023
|
Kg&L Capital Management,Llc
|
BUY
|
- |
151+ 15.65% |
$50.6K - $53.8K
|
1.12K
$473K
|
|
Oct 20, 2023
Q3 2023
|
Avestar Capital, LLC
|
BUY
|
- |
150New |
$50.2K - $53.4K
|
150
$63.6K
|
|
Oct 24, 2023
Q3 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
150+ 32.33% |
$50.2K - $53.4K
|
614
$260K
|
|
Oct 16, 2023
Q3 2023
|
Powell Investment Advisors, LLC
|
BUY
|
- |
150+ 25.0% |
$50.2K - $53.4K
|
750
$318K
|
|
Oct 19, 2023
Q3 2023
|
Country Club Bank
|
BUY
|
- |
150+ 3.7% |
$50.2K - $53.4K
|
4.21K
$1.78M
|
|
Jan 02, 2024
Q3 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
149+ 96.75% |
$49.9K - $53.1K
|
303
$128K
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
149New |
$49.9K - $53.1K
|
149
$63.1K
|
|
Oct 19, 2023
Q3 2023
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
141+ 3.82% |
$47.2K - $50.2K
|
3.83K
$1.62M
|
|
Nov 13, 2023
Q3 2023
|
Gen Wealth Group, Inc.
|
BUY
|
- |
140+ 0.33% |
$46.9K - $49.9K
|
42.1K
$17.8M
|
|
Nov 01, 2023
Q3 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
139+ 8.64% |
$46.6K - $49.5K
|
1.75K
$740K
|
|
Oct 27, 2023
Q3 2023
|
Gray Wealth Management Inc.
Bangor, ME |
BUY
|
- |
136+ 2.73% |
$45.6K - $48.4K
|
5.11K
$2.17M
|
|
Nov 15, 2023
Q3 2023
|
Westside Investment Management, Inc.
|
BUY
|
- |
135New |
$45.2K - $48.1K
|
135
$57.2K
|
|
Oct 18, 2023
Q3 2023
|
Powers Advisory Group, LLC
|
BUY
|
- |
133+ 10.74% |
$44.5K - $47.4K
|
1.37K
$581K
|
|
Nov 09, 2023
Q3 2023
|
Ipg Investment Advisors LLC
San Diego, CA |
BUY
|
- |
125+ 10.32% |
$41.9K - $44.5K
|
1.34K
$566K
|
|
Nov 06, 2023
Q3 2023
|
Kellett Schaffner Wealth Advisors LLC
Cincinnati, OH |
BUY
|
- |
124+ 7.6% |
$41.5K - $44.2K
|
1.76K
$744K
|
|
Nov 01, 2023
Q3 2023
|
Albion Financial Group
|
BUY
|
- |
124+ 16.12% |
$41.5K - $44.2K
|
893
$378K
|
|
Nov 06, 2023
Q3 2023
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
121+ 1.86% |
$40.5K - $43.1K
|
6.64K
$2.81M
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
120+ 3.63% |
$40.2K - $42.7K
|
3.42K
$1.45M
|
|
Oct 26, 2023
Q3 2023
|
Gratus Capital LLC
|
BUY
|
- |
120+ 7.74% |
$40.2K - $42.7K
|
1.67K
$708K
|