Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Moss Adams Wealth Advisors LLC
Seattle, WA |
SELL
|
- |
-2.49K- 75.65% |
$806K - $937K
|
800
$339K
|
|
|
Jan 18, 2024
Q4 2023
|
Cutler Group LP
|
SELL
|
- |
-2.49K- 8.21% |
$807K - $938K
|
27.8K
$11.8M
|
|
|
Jan 17, 2024
Q4 2023
|
Smith Anglin Financial, LLC
|
SELL
|
- |
-2.62K- 13.48% |
$850K - $989K
|
16.8K
$7.14M
|
|
|
Jan 22, 2024
Q4 2023
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-2.76K- 71.67% |
$893K - $1.04M
|
1.09K
$462K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.8K- 0.95% |
$907K - $1.06M
|
292K
$124M
|
|
|
Jan 10, 2024
Q4 2023
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-2.8K- 41.77% |
$909K - $1.06M
|
3.91K
$1.66M
|
|
|
Jan 31, 2024
Q4 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-2.86K- 53.15% |
$926K - $1.08M
|
2.52K
$1.07M
|
|
|
Feb 09, 2024
Q4 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.87K- 34.63% |
$929K - $1.08M
|
5.41K
$2.29M
|
|
|
Feb 05, 2024
Q4 2023
|
Lowery Thomas, LLC
San Francisco, CA |
SELL
|
- |
-2.98K- 32.0% |
$966K - $1.12M
|
6.34K
$2.68M
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-2.99K- 18.52% |
$970K - $1.13M
|
13.2K
$5.58M
|
|
|
Jan 18, 2024
Q4 2023
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-3.13K- 4.86% |
$1.02M - $1.18M
|
61.3K
$26M
|
|
|
Feb 13, 2024
Q4 2023
|
Financial Advisory Group
Houston, TX |
SELL
|
- |
-3.15K- 4.39% |
$1.02M - $1.19M
|
68.5K
$29M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.5K- 42.78% |
$1.13M - $1.32M
|
4.68K
$1.98M
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-3.67K- 83.47% |
$1.19M - $1.38M
|
727
$308K
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-3.82K- 21.5% |
$1.24M - $1.44M
|
14K
$5.91M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.94K- 1.89% |
$1.28M - $1.48M
|
204K
$86.3M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-4.18K- 12.77% |
$1.35M - $1.58M
|
28.5K
$12.1M
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-4.3K- 14.63% |
$1.39M - $1.62M
|
25.1K
$10.6M
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-4.85K- 40.71% |
$1.57M - $1.83M
|
7.06K
$2.99M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.97K- 1.59% |
$1.61M - $1.88M
|
308K
$131M
|
|
|
Jan 31, 2024
Q4 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-4.97K- 12.05% |
$1.61M - $1.88M
|
36.3K
$15.4M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.06K- 2.06% |
$1.64M - $1.91M
|
241K
$102M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-5.24K- 12.05% |
$1.7M - $1.98M
|
38.3K
$16.2M
|
|
|
Jan 09, 2024
Q4 2023
|
Beacon Capital Management, LLC
|
SELL
|
- |
-6.07K- 6.92% |
$1.97M - $2.29M
|
81.6K
$34.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Chartist Inc
Seal Beach, CA |
SELL
|
- |
-6.09K- 3.53% |
$1.97M - $2.3M
|
166K
$70.5M
|
|
|
Jan 10, 2024
Q4 2023
|
Birinyi Associates Inc
|
SELL
|
- |
-6.35K- 31.26% |
$2.06M - $2.39M
|
14K
$5.91M
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-6.77K- 10.98% |
$2.2M - $2.55M
|
54.9K
$23.3M
|
|
|
Feb 08, 2024
Q4 2023
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-6.81K- 39.46% |
$2.21M - $2.57M
|
10.4K
$4.43M
|
|
|
Jan 12, 2024
Q4 2023
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-8.02K- 24.05% |
$2.6M - $3.02M
|
25.3K
$10.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-9.27K- 15.98% |
$3.01M - $3.5M
|
48.8K
$20.7M
|
|
|
Jan 09, 2024
Q4 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-9.37K- 69.44% |
$3.04M - $3.53M
|
4.12K
$1.75M
|
|
|
Feb 06, 2024
Q4 2023
|
Royal Fund Management, LLC
|
SELL
|
- |
-9.57K- 30.68% |
$3.1M - $3.61M
|
21.6K
$9.17M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-10.9K- 20.86% |
$3.54M - $4.12M
|
41.4K
$17.6M
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-11K- 84.87% |
$3.56M - $4.13M
|
1.96K
$829K
|
|
|
Jan 29, 2024
Q4 2023
|
Crumly & Associates Inc.
|
SELL
|
- |
-11.5K- 66.41% |
$3.74M - $4.35M
|
5.83K
$2.47M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-12.9K- 38.52% |
$4.17M - $4.86M
|
20.6K
$8.71M
|
|
|
Jan 16, 2024
Q4 2023
|
Churchill Management Corp
|
SELL
|
- |
-13.5K- 2.44% |
$4.38M - $5.09M
|
539K
$228M
|
|
|
Feb 14, 2024
Q4 2023
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-14.2K- 78.01% |
$4.6M - $5.35M
|
4K
$1.7M
|
|
|
May 15, 2024
Q4 2023
|
Pom Investment Strategies, LLC
Raleigh, NC |
SELL
|
- |
-15.5K- 96.91% |
$5.04M - $5.86M
|
496
$210K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-19.3K- 8.61% |
$6.25M - $7.27M
|
205K
$86.7M
|
|
|
Jan 11, 2024
Q4 2023
|
Brookstone Capital Management
|
SELL
|
- |
-23.3K- 63.27% |
$7.55M - $8.78M
|
13.5K
$5.73M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-32.2K- 4.69% |
$10.4M - $12.1M
|
653K
$277M
|
|
|
Feb 08, 2024
Q4 2023
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-35.7K- 7.78% |
$11.6M - $13.4M
|
423K
$179M
|
|
|
Feb 14, 2024
Q4 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-39.8K- 65.74% |
$12.9M - $15M
|
20.8K
$8.8M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-43.8K- 33.87% |
$14.2M - $16.5M
|
85.6K
$36.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-77.1K- 90.2% |
$25M - $29.1M
|
8.37K
$3.55M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-93.1K- 24.51% |
$30.2M - $35.1M
|
287K
$122M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-113K- 11.98% |
$36.7M - $42.7M
|
831K
$352M
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-184K- 83.35% |
$59.6M - $69.3M
|
36.7K
$15.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-215K- 78.43% |
$69.7M - $81.1M
|
59.2K
$25.1M
|