Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.3K+ 32.26% |
$4M - $4.65M
|
50.6K
$22M
|
|
|
Feb 12, 2024
Q4 2023
|
Miller Investment Management, LP
West Conshohocken, PA |
BUY
|
- |
12KNew |
$3.89M - $4.53M
|
12K
$5.22M
|
|
|
Feb 08, 2024
Q4 2023
|
First Heartland Consultants, Inc.
|
BUY
|
- |
11.7K+ 119.43% |
$3.8M - $4.42M
|
21.6K
$9.37M
|
|
|
Feb 13, 2024
Q4 2023
|
Select Asset Management & Trust
Mechanicsburg, PA |
BUY
|
- |
11.4K+ 16.73% |
$3.69M - $4.3M
|
79.5K
$34.6M
|
|
|
Feb 07, 2024
Q4 2023
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
11KNew |
$3.58M - $4.16M
|
11K
$4.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
10.5K+ 330.34% |
$3.39M - $3.94M
|
13.6K
$5.92M
|
|
|
Feb 14, 2024
Q4 2023
|
Man Group PLC
London, X0 |
BUY
|
- |
9.36KNew |
$3.03M - $3.53M
|
9.36K
$4.07M
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
9.14K+ 84.82% |
$2.96M - $3.44M
|
19.9K
$8.65M
|
|
|
Feb 05, 2024
Q4 2023
|
Seaview Investment Managers LLC
|
BUY
|
- |
8.73K+ 46.3% |
$2.83M - $3.29M
|
27.6K
$12M
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
8.71K+ 85.93% |
$2.82M - $3.28M
|
18.8K
$8.19M
|
|
|
Jan 12, 2024
Q4 2023
|
Melone Private Wealth, LLC
|
BUY
|
- |
8.53K+ 36.49% |
$2.77M - $3.22M
|
31.9K
$13.9M
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
8.5KNew |
$2.76M - $3.21M
|
8.5K
$3.7M
|
|
|
Feb 21, 2024
Q4 2023
|
Novak & Powell Financial Services, Inc.
St. Petersburg, FL |
BUY
|
- |
8.31KNew |
$2.69M - $3.13M
|
8.31K
$3.61M
|
|
|
Aug 13, 2024
Q4 2023
|
Sharp Financial Services, LLC
Horsham, PA |
BUY
|
- |
8.29KNew |
$2.69M - $3.13M
|
8.29K
$3.6M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
8.07K+ 104.33% |
$2.61M - $3.04M
|
15.8K
$6.87M
|
|
|
Feb 05, 2024
Q4 2023
|
Win Advisors, Inc
|
BUY
|
- |
8.04KNew |
$2.61M - $3.03M
|
8.04K
$3.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
7.67K+ 82.56% |
$2.49M - $2.89M
|
17K
$7.38M
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
7.39KNew |
$2.4M - $2.79M
|
7.39K
$3.21M
|
|
|
Jan 16, 2024
Q4 2023
|
Fsc Wealth Advisors, LLC
|
BUY
|
- |
7.34KNew |
$2.38M - $2.77M
|
7.34K
$3.19M
|
|
|
Jan 24, 2024
Q4 2023
|
Arvest Investments, Inc.
Rogers, AR |
BUY
|
- |
7.06KNew |
$2.29M - $2.66M
|
7.06K
$3.07M
|
|
|
Jan 10, 2024
Q4 2023
|
Clarity Wealth Advisors, LLC
|
BUY
|
- |
7K+ 54.14% |
$2.27M - $2.64M
|
19.9K
$8.67M
|
|
|
Feb 14, 2024
Q4 2023
|
Quadcap Wealth Management, LLC
Frisco, TX |
BUY
|
- |
6.73KNew |
$2.18M - $2.54M
|
6.73K
$2.93M
|
|
|
Jan 18, 2024
Q4 2023
|
Bts Asset Management, Inc.
|
BUY
|
- |
6.54KNew |
$2.12M - $2.47M
|
6.54K
$2.84M
|
|
|
Feb 12, 2024
Q4 2023
|
Harvest Investment Services, LLC
|
BUY
|
- |
6.52K+ 226.94% |
$2.11M - $2.46M
|
9.39K
$4.08M
|
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
6.21K+ 46.71% |
$2.01M - $2.34M
|
19.5K
$8.47M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
6.05K+ 24.61% |
$1.96M - $2.28M
|
30.6K
$13.3M
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
5.9KNew |
$1.91M - $2.23M
|
5.9K
$2.57M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
5.88K+ 8.71% |
$1.91M - $2.22M
|
73.4K
$31.9M
|
|
|
Feb 01, 2024
Q4 2023
|
Madison Park Capital Advisors, LLC
Seattle, WA |
BUY
|
- |
5.72KNew |
$1.86M - $2.16M
|
5.72K
$2.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Coastwise Capital Group, LLC
La Jolla, CA |
BUY
|
- |
5.63K+ 71.42% |
$1.82M - $2.12M
|
13.5K
$5.87M
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
5.39K+ 83.61% |
$1.75M - $2.03M
|
11.8K
$5.15M
|
|
|
Feb 13, 2024
Q4 2023
|
Seamount Financial Group Inc
Colorado Springs, CO |
BUY
|
- |
5.25KNew |
$1.7M - $1.98M
|
5.25K
$2.28M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.25K+ 2.69% |
$1.7M - $1.98M
|
201K
$87.2M
|
|
|
Feb 05, 2024
Q4 2023
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
5.16K+ 77.05% |
$1.67M - $1.94M
|
11.9K
$5.15M
|
|
|
Jan 22, 2024
Q4 2023
|
Horizon Wealth Management, LLC
|
BUY
|
- |
5.14K+ 5.08% |
$1.66M - $1.94M
|
106K
$46.2M
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
4.96KNew |
$1.61M - $1.87M
|
4.96K
$2.15M
|
|
|
Feb 14, 2024
Q4 2023
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
4.84K+ 83.22% |
$1.57M - $1.83M
|
10.7K
$4.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
4.81K+ 180.67% |
$1.56M - $1.81M
|
7.48K
$3.25M
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
4.66KNew |
$1.51M - $1.76M
|
4.66K
$2.03M
|
|
|
Apr 30, 2024
Q4 2023
|
Embree Financial Group
Chicago, IL |
BUY
|
- |
4.54KNew |
$1.47M - $1.71M
|
4.54K
$1.97M
|
|
|
Jan 16, 2024
Q4 2023
|
Ayalon Insurance Comp Ltd.
|
BUY
|
- |
4.36KNew |
$1.41M - $1.64M
|
4.36K
$1.89M
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
4.07K+ 29.33% |
$1.32M - $1.54M
|
18K
$7.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.96K+ 77.07% |
$1.28M - $1.49M
|
9.1K
$3.95M
|
|
|
Jan 31, 2024
Q4 2023
|
Echo45 Advisors LLC
|
BUY
|
- |
3.95K+ 10.91% |
$1.28M - $1.49M
|
40.1K
$17.4M
|
|
|
Mar 14, 2024
Q4 2023
|
Leo Wealth, LLC
Hurst, TX |
BUY
|
- |
3.91KNew |
$1.27M - $1.47M
|
3.91K
$1.7M
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.88K+ 91.28% |
$1.26M - $1.46M
|
8.14K
$3.54M
|
|
|
Feb 06, 2024
Q4 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
3.61K+ 10.72% |
$1.17M - $1.36M
|
37.2K
$16.2M
|
|
|
May 15, 2024
Q4 2023
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
3.52KNew |
$1.14M - $1.33M
|
3.52K
$1.53M
|
|
|
Feb 01, 2024
Q4 2023
|
Armbruster Capital Management, Inc.
|
BUY
|
- |
3.4K+ 20.12% |
$1.1M - $1.28M
|
20.3K
$8.82M
|
|
|
Jan 12, 2024
Q4 2023
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
BUY
|
- |
3.33KNew |
$1.08M - $1.26M
|
3.33K
$1.45M
|