Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 05, 2024
Q4 2023
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
129+ 10.94% |
$41.8K - $48.6K
|
1.31K
$569K
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
123+ 11.66% |
$39.9K - $46.4K
|
1.18K
$512K
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
123+ 17.5% |
$39.9K - $46.4K
|
826
$359K
|
|
|
Feb 14, 2024
Q4 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
122+ 6.83% |
$39.6K - $46K
|
1.91K
$829K
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
122+ 1.65% |
$39.6K - $46K
|
7.5K
$3.26M
|
|
|
Jan 24, 2024
Q4 2023
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
122+ 3.33% |
$39.6K - $46K
|
3.79K
$1.65M
|
|
|
Jan 24, 2024
Q4 2023
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
121+ 3.95% |
$39.2K - $45.6K
|
3.19K
$1.39M
|
|
|
Jan 17, 2024
Q4 2023
|
Blackston Financial Advisory Group, LLC
The Villages, FL |
BUY
|
- |
120+ 5.88% |
$38.9K - $45.2K
|
2.16K
$939K
|
|
|
Feb 05, 2024
Q4 2023
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
116+ 3.9% |
$37.6K - $43.7K
|
3.09K
$1.34M
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
114+ 0.72% |
$37K - $43K
|
16.1K
$6.98M
|
|
|
Jan 22, 2024
Q4 2023
|
Wright Fund Management, LLC
Santa Monica, CA |
BUY
|
- |
114+ 0.18% |
$37K - $43K
|
62.6K
$27.2M
|
|
|
Jan 05, 2024
Q4 2023
|
Greenfield Savings Bank
|
BUY
|
- |
112+ 2.4% |
$36.3K - $42.2K
|
4.78K
$2.08M
|
|
|
Feb 14, 2024
Q4 2023
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
110+ 4.86% |
$35.7K - $41.5K
|
2.37K
$1.03M
|
|
|
Feb 08, 2024
Q4 2023
|
Strait & Sound Wealth Management LLC
San Francisco, CA |
BUY
|
- |
110+ 10.02% |
$35.7K - $41.5K
|
1.21K
$525K
|
|
|
Jan 17, 2024
Q4 2023
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
108+ 5.97% |
$35K - $40.7K
|
1.92K
$833K
|
|
|
Feb 07, 2024
Q4 2023
|
Partnership Wealth Management, LLC
Towson, MD |
BUY
|
- |
104New |
$33.7K - $39.2K
|
104
$45.2K
|
|
|
Feb 06, 2024
Q4 2023
|
Capital Performance Advisors LLP
|
BUY
|
- |
102+ 5.9% |
$33.1K - $38.5K
|
1.83K
$796K
|
|
|
Feb 09, 2024
Q4 2023
|
Nbt Bank N A
|
BUY
|
- |
100+ 2.55% |
$32.4K - $37.7K
|
4.02K
$1.75M
|
|
|
Aug 07, 2024
Q4 2023
|
Nri Wealth Management Lc
Santa Clara, CA |
BUY
|
- |
100+ 18.66% |
$32.4K - $37.7K
|
636
$276K
|
|
|
Feb 01, 2024
Q4 2023
|
Cetera Trust Company, N.A
St. Paul, MN |
BUY
|
- |
100New |
$32.4K - $37.7K
|
100
$43.5K
|
|
|
Mar 04, 2024
Q4 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
100+ 100.0% |
$32.4K - $37.7K
|
200
$86.9K
|
|
|
Feb 29, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
BUY
|
- |
100+ 0.87% |
$32.4K - $37.7K
|
11.6K
$5.04M
|
|
|
Jan 29, 2024
Q4 2023
|
Center For Financial Planning, Inc.
Southfied, MI |
BUY
|
- |
100+ 26.81% |
$32.4K - $37.7K
|
473
$206K
|
|
|
Feb 14, 2024
Q4 2023
|
Planning Capital Management Corp
Paoli, PA |
BUY
|
- |
98New |
$31.8K - $36.9K
|
98
$42.6K
|
|
|
Jan 31, 2024
Q4 2023
|
Greenleaf Trust
Kalamazoo, MI |
BUY
|
- |
98+ 9.4% |
$31.8K - $36.9K
|
1.14K
$496K
|
|
|
Feb 09, 2024
Q4 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
94+ 2.55% |
$30.5K - $35.4K
|
3.78K
$1.64M
|
|
|
Feb 01, 2024
Q4 2023
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
91+ 9.09% |
$29.5K - $34.3K
|
1.09K
$475K
|
|
|
Feb 14, 2024
Q4 2023
|
Jt Stratford LLC
Gainesville, GA |
BUY
|
- |
91+ 4.16% |
$29.5K - $34.3K
|
2.28K
$989K
|
|
|
Feb 14, 2024
Q4 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
90+ 163.64% |
$29.2K - $33.9K
|
145
$63K
|
|
|
Jan 24, 2024
Q4 2023
|
Gfs Advisors, LLC
|
BUY
|
- |
90+ 0.98% |
$29.2K - $33.9K
|
9.27K
$4.03M
|
|
|
Feb 09, 2024
Q4 2023
|
Glassman Wealth Services
|
BUY
|
- |
88+ 400.0% |
$28.5K - $33.2K
|
110
$47.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
88+ 3.57% |
$28.5K - $33.2K
|
2.56K
$1.11M
|
|
|
Jan 30, 2024
Q4 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
85+ 8.34% |
$27.6K - $32K
|
1.1K
$480K
|
|
|
Jan 08, 2024
Q4 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
84+ 14.0% |
$27.2K - $31.7K
|
684
$297K
|
|
|
Feb 14, 2024
Q4 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
84+ 14.0% |
$27.2K - $31.7K
|
684
$297K
|
|
|
Jan 26, 2024
Q4 2023
|
Signature Estate & Investment Advisors LLC
|
BUY
|
- |
82+ 13.53% |
$26.6K - $30.9K
|
688
$299K
|
|
|
Jan 11, 2024
Q4 2023
|
Gen Wealth Group, Inc.
|
BUY
|
- |
78+ 0.19% |
$25.3K - $29.4K
|
42.2K
$18.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
78+ 12.32% |
$25.3K - $29.4K
|
711
$309K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
BUY
|
- |
77+ 12.38% |
$25K - $29K
|
699
$304K
|
|
|
Jan 08, 2024
Q4 2023
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
74+ 2.56% |
$24K - $27.9K
|
2.97K
$1.29M
|
|
|
Feb 02, 2024
Q4 2023
|
Advanced Asset Management Advisors Inc
Dublin, OH |
BUY
|
- |
73+ 2.88% |
$23.7K - $27.5K
|
2.61K
$1.13M
|
|
|
Jan 29, 2024
Q4 2023
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
BUY
|
- |
72+ 9.13% |
$23.3K - $27.1K
|
861
$374K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
71+ 1.07% |
$23K - $26.8K
|
6.7K
$2.91M
|
|
|
Feb 12, 2024
Q4 2023
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
70+ 1.82% |
$22.7K - $26.4K
|
3.92K
$1.7M
|
|
|
Feb 05, 2024
Q4 2023
|
Mc Adam, LLC
|
BUY
|
- |
69+ 4.69% |
$22.4K - $26K
|
1.54K
$669K
|
|
|
Feb 06, 2024
Q4 2023
|
Lincoln National Corp
|
BUY
|
- |
66+ 1.61% |
$21.4K - $24.9K
|
4.16K
$1.81M
|
|
|
Feb 14, 2024
Q4 2023
|
Davis Capital Management
Jacksonville, FL |
BUY
|
- |
63+ 210.0% |
$20.4K - $23.8K
|
93
$40.4K
|
|
|
Jan 16, 2024
Q4 2023
|
Cooper Financial Group
|
BUY
|
- |
61+ 9.01% |
$19.8K - $23K
|
738
$321K
|
|
|
Aug 08, 2024
Q4 2023
|
Abound Wealth Management
Franklin, TN |
BUY
|
- |
61+ 24.4% |
$19.8K - $23K
|
311
$135K
|
|
|
Feb 12, 2024
Q4 2023
|
Rfp Financial Group LLC
Atlanta, GA |
BUY
|
- |
60+ 60.0% |
$19.5K - $22.6K
|
160
$69.6K
|