Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 29, 2024
Q4 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
3.19KNew |
$1.03M - $1.2M
|
3.19K
$1.35M
|
|
|
Jan 29, 2024
Q4 2023
|
Q3 Asset Management
|
BUY
|
- |
3.15KNew |
$1.02M - $1.19M
|
3.15K
$1.33M
|
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
3.14K+ 5.14% |
$1.02M - $1.19M
|
64.3K
$27.2M
|
|
|
Oct 18, 2024
Q4 2023
|
Blue Pointe Capital Management, LLC
San Mateo, CA |
BUY
|
- |
3.01KNew |
$975K - $1.13M
|
3.01K
$1.27M
|
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
BUY
|
- |
2.92K+ 4295.59% |
$947K - $1.1M
|
2.99K
$1.27M
|
|
|
Feb 13, 2024
Q4 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
2.89K+ 97.8% |
$936K - $1.09M
|
5.84K
$2.47M
|
|
|
Jan 11, 2024
Q4 2023
|
Focus Wealth Advisors, LLC
|
BUY
|
- |
2.81K+ 18.86% |
$912K - $1.06M
|
17.7K
$7.51M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.81K+ 9.24% |
$910K - $1.06M
|
33.2K
$14.1M
|
|
|
Apr 09, 2024
Q4 2023
|
Lane & Associates LLC
Moorestown, NJ |
BUY
|
- |
2.71KNew |
$877K - $1.02M
|
2.71K
$1.15M
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
2.68K+ 830.34% |
$869K - $1.01M
|
3.01K
$1.27M
|
|
|
Jan 30, 2024
Q4 2023
|
Imprint Wealth LLC
Mount Pleasant, SC |
BUY
|
- |
2.67KNew |
$867K - $1.01M
|
2.67K
$1.13M
|
|
|
Feb 06, 2024
Q4 2023
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
2.66K+ 210.71% |
$861K - $1M
|
3.92K
$1.66M
|
|
|
Feb 12, 2024
Q4 2023
|
Boston Research & Management Inc
Manchester, MA |
BUY
|
- |
2.65K+ 373.24% |
$859K - $999K
|
3.36K
$1.42M
|
|
|
Aug 29, 2024
Q4 2023
|
Centennial Bank/Ar/
Conway, AR |
BUY
|
- |
2.6K+ 167.74% |
$843K - $980K
|
4.15K
$1.76M
|
|
|
Aug 14, 2024
Q4 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
2.56K+ 11.93% |
$828K - $963K
|
24K
$10.2M
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.52K+ 19.34% |
$817K - $950K
|
15.6K
$6.59M
|
|
|
Jan 25, 2024
Q4 2023
|
One Wealth Management Investment & Advisory Services, LLC
Miami Beach, FL |
BUY
|
- |
2.52KNew |
$816K - $949K
|
2.52K
$1.07M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
2.49K+ 49.21% |
$808K - $940K
|
7.56K
$3.2M
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
2.45K+ 44.22% |
$795K - $924K
|
7.99K
$3.39M
|
|
|
Feb 14, 2024
Q4 2023
|
Nuveen Asset Management, LLC
Chicago, IL |
BUY
|
- |
2.45KNew |
$794K - $924K
|
2.45K
$1.04M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.45K+ 0.2% |
$794K - $923K
|
1.23M
$521M
|
|
|
Feb 07, 2024
Q4 2023
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
2.45KNew |
$793K - $922K
|
2.45K
$1.04M
|
|
|
Feb 14, 2024
Q4 2023
|
Edgestream Partners, L.P.
Princeton, NJ |
BUY
|
- |
2.4K+ 23.84% |
$779K - $906K
|
12.5K
$5.29M
|
|
|
Jan 31, 2024
Q4 2023
|
Roman Butler Fullerton & CO
|
BUY
|
- |
2.34KNew |
$758K - $881K
|
2.34K
$991K
|
|
|
Jan 18, 2024
Q4 2023
|
Constant Guidance Financial LLC
Attleboro Falls, MA |
BUY
|
- |
2.28K+ 181.56% |
$738K - $858K
|
3.53K
$1.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
2.23K+ 8.83% |
$724K - $842K
|
27.5K
$11.7M
|
|
|
Feb 08, 2024
Q4 2023
|
Berkshire Money Management, Inc.
|
BUY
|
- |
2.23K+ 1.12% |
$722K - $840K
|
201K
$85.1M
|
|
|
Feb 06, 2024
Q4 2023
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
2.2K+ 18.02% |
$715K - $831K
|
14.4K
$6.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
2.09K+ 296.6% |
$678K - $788K
|
2.8K
$1.18M
|
|
|
Feb 13, 2024
Q4 2023
|
Gordian Advisors LLC
Tucson, AZ |
BUY
|
- |
2.08KNew |
$675K - $785K
|
2.08K
$882K
|
|
|
Jan 31, 2024
Q4 2023
|
Zwj Investment Counsel Inc
|
BUY
|
- |
2.05K+ 274.5% |
$663K - $771K
|
2.79K
$1.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.02K+ 2.97% |
$656K - $762K
|
70.1K
$29.7M
|
|
|
Feb 05, 2024
Q4 2023
|
Camden Capital, LLC
|
BUY
|
- |
2.01K+ 22.53% |
$651K - $757K
|
10.9K
$4.63M
|
|
|
Jan 29, 2024
Q4 2023
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
2KNew |
$649K - $755K
|
2K
$848K
|
|
|
Feb 08, 2024
Q4 2023
|
Omni 360 Wealth, Inc.
Plainsboro, NJ |
BUY
|
- |
1.88KNew |
$608K - $707K
|
1.88K
$795K
|
|
|
Feb 13, 2024
Q4 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
1.85K+ 58.52% |
$600K - $698K
|
5.01K
$2.12M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.85K+ 15.07% |
$599K - $697K
|
14.1K
$5.98M
|
|
|
Jan 16, 2024
Q4 2023
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
BUY
|
- |
1.83K+ 610.0% |
$593K - $690K
|
2.13K
$903K
|
|
|
Feb 07, 2024
Q4 2023
|
Usa Financial Portformulas Corp
Ada, MI |
BUY
|
- |
1.82K+ 157.86% |
$589K - $685K
|
2.97K
$1.26M
|
|
|
May 30, 2024
Q4 2023
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
1.8K+ 82.34% |
$585K - $680K
|
4K
$1.69M
|
|
|
Feb 16, 2024
Q4 2023
|
Hobbs Group Advisors, LLC
Columbia, SC |
BUY
|
- |
1.79KNew |
$579K - $673K
|
1.79K
$757K
|
|
|
Feb 06, 2024
Q4 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
1.76K+ 86.64% |
$572K - $665K
|
3.8K
$1.61M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
1.75K+ 62.5% |
$567K - $660K
|
4.55K
$1.93M
|
|
|
Feb 13, 2024
Q4 2023
|
Signal Advisors Wealth, LLC
Detroit, MI |
BUY
|
- |
1.73KNew |
$561K - $653K
|
1.73K
$734K
|
|
|
Sep 20, 2024
Q4 2023
|
Sage Advisors, LLC
Boulder, CO |
BUY
|
- |
1.73KNew |
$560K - $651K
|
1.73K
$731K
|
|
|
Jan 23, 2024
Q4 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
1.72KNew |
$557K - $648K
|
1.72K
$728K
|
|
|
Feb 13, 2024
Q4 2023
|
Kcm Investment Advisors LLC
Greenbrae, CA |
BUY
|
- |
1.7K+ 47.14% |
$552K - $642K
|
5.32K
$2.25M
|
|
|
Feb 05, 2024
Q4 2023
|
Stonebrook Private Inc.
Northville, MI |
BUY
|
- |
1.69KNew |
$549K - $638K
|
1.69K
$717K
|
|
|
Feb 13, 2024
Q4 2023
|
Fogel Capital Management, Inc.
Stuart, FL |
BUY
|
- |
1.69KNew |
$547K - $636K
|
1.69K
$715K
|
|
|
Feb 08, 2024
Q4 2023
|
Wade G W & Inc
Wellesley, MA |
BUY
|
- |
1.64K+ 8.54% |
$531K - $617K
|
20.8K
$8.82M
|