Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
60+ 2.37% |
$19.5K - $22.6K
|
2.59K
$1.12M
|
|
|
Feb 07, 2024
Q4 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
60+ 2.08% |
$19.5K - $22.6K
|
2.95K
$1.28M
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
BUY
|
- |
60+ 1.53% |
$19.5K - $22.6K
|
3.99K
$1.73M
|
|
|
Feb 01, 2024
Q4 2023
|
First Command Advisory Services, Inc.
|
BUY
|
- |
59New |
$19.1K - $22.2K
|
59
$25.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
55New |
$17.8K - $20.7K
|
55
$23.9K
|
|
|
Feb 09, 2024
Q4 2023
|
L.M. Kohn & Company
|
BUY
|
- |
53+ 2.88% |
$17.2K - $20K
|
1.89K
$823K
|
|
|
Jan 30, 2024
Q4 2023
|
Rakuten Securities, Inc.
Tokyo, M0 |
BUY
|
- |
52New |
$16.9K - $19.6K
|
52
$22.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Sachetta, LLC
Lynnfield, MA |
BUY
|
- |
50New |
$16.2K - $18.9K
|
50
$21.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
50+ 2.21% |
$16.2K - $18.9K
|
2.31K
$1.01M
|
|
|
Jan 29, 2024
Q4 2023
|
Ellis Investment Partners, LLC
|
BUY
|
- |
49+ 7.5% |
$15.9K - $18.5K
|
702
$305K
|
|
|
Feb 13, 2024
Q4 2023
|
Csenge Advisory Group
|
BUY
|
- |
46+ 1.17% |
$14.9K - $17.3K
|
3.97K
$1.72M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
45+ 12.68% |
$14.6K - $17K
|
400
$174K
|
|
|
Feb 14, 2024
Q4 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
45+ 12.33% |
$14.6K - $17K
|
410
$178K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
- |
44New |
$14.3K - $16.6K
|
44
$19.1K
|
|
|
Feb 01, 2024
Q4 2023
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
42+ 1.1% |
$13.6K - $15.8K
|
3.86K
$1.68M
|
|
|
Feb 08, 2024
Q4 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
41+ 1.47% |
$13.3K - $15.5K
|
2.83K
$1.23M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
41+ 2.72% |
$13.3K - $15.5K
|
1.55K
$673K
|
|
|
Apr 12, 2024
Q4 2023
|
Game Plan Financial Advisors, LLC
|
BUY
|
- |
40New |
$13K - $15.1K
|
40
$17.4K
|
|
|
Jan 18, 2024
Q4 2023
|
Sage Financial Group Inc
|
BUY
|
- |
40+ 5.63% |
$13K - $15.1K
|
750
$326K
|
|
|
Jan 10, 2024
Q4 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
38+ 1.11% |
$12.3K - $14.3K
|
3.46K
$1.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
36+ 1.95% |
$11.7K - $13.6K
|
1.88K
$818K
|
|
|
Feb 09, 2024
Q4 2023
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
35+ 5.37% |
$11.3K - $13.2K
|
687
$299K
|
|
|
Jan 22, 2024
Q4 2023
|
Country Club Bank
|
BUY
|
- |
35+ 0.83% |
$11.3K - $13.2K
|
4.24K
$1.84M
|
|
|
Mar 14, 2024
Q4 2023
|
Ables, Iannone, Moore & Associates, Inc.
Savannah, GA |
BUY
|
- |
31New |
$10K - $11.7K
|
31
$13.5K
|
|
|
Jan 10, 2024
Q4 2023
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
31+ 4.8% |
$10K - $11.7K
|
677
$294K
|
|
|
Feb 07, 2024
Q4 2023
|
Gratus Capital LLC
|
BUY
|
- |
30+ 1.8% |
$9.73K - $11.3K
|
1.7K
$739K
|
|
|
Feb 13, 2024
Q4 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
30+ 4.89% |
$9.73K - $11.3K
|
644
$280K
|
|
|
Feb 14, 2024
Q4 2023
|
Evensky & Katz LLC
|
BUY
|
- |
29+ 4.12% |
$9.4K - $10.9K
|
733
$319K
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
29New |
$9.4K - $10.9K
|
29
$12.6K
|
|
|
Jan 02, 2024
Q4 2023
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
26+ 18.57% |
$8.43K - $9.8K
|
166
$72.2K
|
|
|
Feb 21, 2024
Q4 2023
|
American Trust
Lexington, KY |
BUY
|
- |
26+ 2.27% |
$8.43K - $9.8K
|
1.17K
$509K
|
|
|
Jan 18, 2024
Q4 2023
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
25+ 4.55% |
$8.1K - $9.43K
|
574
$250K
|
|
|
Feb 14, 2024
Q4 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
23+ 10.9% |
$7.46K - $8.67K
|
234
$102K
|
|
|
Feb 20, 2024
Q4 2023
|
Able Wealth Management LLC
Lakewood, NJ |
BUY
|
- |
23New |
$7.46K - $8.67K
|
23
$10K
|
|
|
Feb 07, 2024
Q4 2023
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
23+ 1.27% |
$7.46K - $8.67K
|
1.83K
$796K
|
|
|
Feb 15, 2024
Q4 2023
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
21New |
$6.81K - $7.92K
|
21
$9.13K
|
|
|
Feb 08, 2024
Q4 2023
|
Summit X, LLC
Chesterfield, MO |
BUY
|
- |
20+ 1.41% |
$6.48K - $7.54K
|
1.44K
$626K
|
|
|
Feb 14, 2024
Q4 2023
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
BUY
|
- |
19+ 0.15% |
$6.16K - $7.16K
|
13K
$5.65M
|
|
|
Feb 06, 2024
Q4 2023
|
W.H. Cornerstone Investments Inc.
Kingston, MA |
BUY
|
- |
18+ 0.53% |
$5.84K - $6.79K
|
3.39K
$1.47M
|
|
|
Feb 12, 2024
Q4 2023
|
Wiser Advisor Group LLC
Phoenix, AZ |
BUY
|
- |
16New |
$5.19K - $6.03K
|
16
$6.96K
|
|
|
Jan 29, 2024
Q4 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
16New |
$5.19K - $6.03K
|
16
$6.96K
|
|
|
Jan 31, 2024
Q4 2023
|
Cra Financial Services, LLC
|
BUY
|
- |
16+ 0.53% |
$5.19K - $6.03K
|
3.06K
$1.33M
|
|
|
Feb 02, 2024
Q4 2023
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
16+ 1.92% |
$5.19K - $6.03K
|
851
$370K
|
|
|
Feb 14, 2024
Q4 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
15+ 51.72% |
$4.86K - $5.66K
|
44
$19.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Keebeck Wealth Management, LLC
Chicago, IL |
BUY
|
- |
15+ 1.85% |
$4.86K - $5.66K
|
827
$360K
|
|
|
Feb 16, 2024
Q4 2023
|
Vima LLC
Troy, MI |
BUY
|
- |
12New |
$3.89K - $4.52K
|
12
$5.22K
|
|
|
Feb 06, 2024
Q4 2023
|
Y.D. More Investments LTD
Ramat Gan, L3 |
BUY
|
- |
12+ 1.99% |
$3.89K - $4.52K
|
614
$267K
|
|
|
Jan 16, 2024
Q4 2023
|
First Financial Corp
|
BUY
|
- |
11+ 0.72% |
$3.57K - $4.15K
|
1.53K
$666K
|
|
|
Feb 05, 2024
Q4 2023
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
11New |
$3.57K - $4.15K
|
11
$4.78K
|
|
|
Feb 13, 2024
Q4 2023
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
11+ 1.05% |
$3.57K - $4.15K
|
1.06K
$461K
|