Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 01, 2024
Q4 2023
|
Bfsg, LLC
|
BUY
|
- |
341New |
$111K - $129K
|
341
$145K
|
|
|
Jan 22, 2024
Q4 2023
|
Private Ocean, LLC
|
BUY
|
- |
329New |
$107K - $124K
|
329
$139K
|
|
|
Jan 18, 2024
Q4 2023
|
Kaizen Financial Strategies
|
BUY
|
- |
326+ 4.15% |
$106K - $123K
|
8.19K
$3.47M
|
|
|
Feb 09, 2024
Q4 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
313+ 29.2% |
$101K - $118K
|
1.39K
$587K
|
|
|
Jan 02, 2024
Q4 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
310New |
$100K - $117K
|
310
$131K
|
|
|
Jan 23, 2024
Q4 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
302+ 10.7% |
$97.9K - $114K
|
3.13K
$1.32M
|
|
|
Jan 18, 2024
Q4 2023
|
Saxon Interests, Inc.
|
BUY
|
- |
302+ 36.25% |
$97.9K - $114K
|
1.14K
$481K
|
|
|
Feb 13, 2024
Q4 2023
|
Destination Wealth Management
|
BUY
|
- |
301+ 20.17% |
$97.6K - $113K
|
1.79K
$760K
|
|
|
Feb 01, 2024
Q4 2023
|
Adviser Investments LLC
|
BUY
|
- |
291+ 11.47% |
$94.3K - $110K
|
2.83K
$1.2M
|
|
|
Feb 08, 2024
Q4 2023
|
Kiely Wealth Advisory Group, Inc.
Oak Ridge, NC |
BUY
|
- |
289New |
$93.7K - $109K
|
289
$122K
|
|
|
Feb 05, 2024
Q4 2023
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
271+ 0.5% |
$87.9K - $102K
|
54.1K
$22.9M
|
|
|
Feb 23, 2024
Q4 2023
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
269+ 0.12% |
$87.2K - $101K
|
232K
$98.5M
|
|
|
Feb 15, 2024
Q4 2023
|
Aspect Partners, LLC
Fairfax, VA |
BUY
|
- |
269New |
$87.2K - $101K
|
269
$114K
|
|
|
Feb 09, 2024
Q4 2023
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
BUY
|
- |
250+ 277.78% |
$81K - $94.3K
|
340
$144K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
245+ 0.62% |
$79.4K - $92.4K
|
39.6K
$16.8M
|
|
|
Jan 31, 2024
Q4 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
235+ 13.45% |
$76.2K - $88.6K
|
1.98K
$840K
|
|
|
Oct 28, 2024
Q4 2023
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
230+ 88.46% |
$74.6K - $86.7K
|
490
$208K
|
|
|
Jan 19, 2024
Q4 2023
|
Signature Securities Group Corporation
|
BUY
|
- |
230+ 6.49% |
$74.6K - $86.7K
|
3.78K
$1.6M
|
|
|
Apr 25, 2024
Q4 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
227+ 2.48% |
$73.6K - $85.6K
|
9.39K
$3.98M
|
|
|
Feb 13, 2024
Q4 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
227+ 2.48% |
$73.6K - $85.6K
|
9.39K
$3.98M
|
|
|
Jan 08, 2024
Q4 2023
|
Founders Capital Management
|
BUY
|
- |
218+ 21.04% |
$70.7K - $82.2K
|
1.25K
$531K
|
|
|
Jan 16, 2024
Q4 2023
|
Simon Quick Advisors, LLC
|
BUY
|
- |
216+ 18.6% |
$70K - $81.4K
|
1.38K
$584K
|
|
|
Aug 06, 2024
Q4 2023
|
American Financial & Tax Strategies Inc
New York, NY |
BUY
|
- |
212+ 5.69% |
$68.7K - $79.9K
|
3.94K
$1.67M
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
202+ 545.95% |
$65.5K - $76.2K
|
239
$101K
|
|
|
Feb 06, 2024
Q4 2023
|
Edge Rock Capital LLC
|
BUY
|
- |
200New |
$64.8K - $75.4K
|
200
$84.8K
|
|
|
Jan 11, 2024
Q4 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
197+ 6.34% |
$63.9K - $74.3K
|
3.3K
$1.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
188+ 1.15% |
$60.9K - $70.9K
|
16.6K
$7.03M
|
|
|
Jan 10, 2024
Q4 2023
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
187+ 3.34% |
$60.6K - $70.5K
|
5.78K
$2.45M
|
|
|
Feb 12, 2024
Q4 2023
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
BUY
|
- |
185+ 5.34% |
$60K - $69.8K
|
3.65K
$1.55M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
184+ 0.7% |
$59.7K - $69.4K
|
26.6K
$11.3M
|
|
|
Feb 08, 2024
Q4 2023
|
Amg National Trust Bank
|
BUY
|
- |
177+ 0.37% |
$57.4K - $66.7K
|
47.9K
$20.3M
|
|
|
Feb 01, 2024
Q4 2023
|
Old National Bancorp
|
BUY
|
- |
177+ 24.82% |
$57.4K - $66.7K
|
890
$377K
|
|
|
Feb 12, 2024
Q4 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
175+ 0.44% |
$56.7K - $66K
|
40.2K
$17.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Fifth Third Securities, Inc.
|
BUY
|
- |
173+ 4.32% |
$56.1K - $65.2K
|
4.17K
$1.77M
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
166+ 2.73% |
$53.8K - $62.6K
|
6.26K
$2.65M
|
|
|
Feb 06, 2024
Q4 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
164+ 10.19% |
$53.2K - $61.8K
|
1.77K
$751K
|
|
|
Aug 29, 2024
Q4 2023
|
Waldron Private Wealth LLC
|
BUY
|
- |
163+ 22.83% |
$52.8K - $61.5K
|
877
$372K
|
|
|
Jan 30, 2024
Q4 2023
|
Waldron Private Wealth LLC
|
BUY
|
- |
163+ 22.83% |
$52.8K - $61.5K
|
877
$372K
|
|
|
Feb 08, 2024
Q4 2023
|
Meridian Wealth Management, LLC
|
BUY
|
- |
162+ 0.5% |
$52.5K - $61.1K
|
32.6K
$13.8M
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
161+ 64.92% |
$52.2K - $60.7K
|
409
$173K
|
|
|
Feb 06, 2024
Q4 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
159+ 18.36% |
$51.5K - $59.9K
|
1.03K
$434K
|
|
|
Feb 12, 2024
Q4 2023
|
Burney CO
Reston, VA |
BUY
|
- |
157+ 11.09% |
$50.9K - $59.2K
|
1.57K
$667K
|
|
|
Mar 07, 2024
Q4 2023
|
Objective Capital Management, LLC
|
BUY
|
- |
148+ 2.24% |
$48K - $55.8K
|
6.74K
$2.86M
|
|
|
Feb 14, 2024
Q4 2023
|
Fsa Wealth Management LLC
Needham, MA |
BUY
|
- |
141New |
$45.7K - $53.2K
|
141
$59.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
141+ 2.19% |
$45.7K - $53.2K
|
6.59K
$2.79M
|
|
|
Jan 26, 2024
Q4 2023
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
136+ 1.94% |
$44.1K - $51.3K
|
7.13K
$3.02M
|
|
|
Jan 11, 2024
Q4 2023
|
Intergy Private Wealth, LLC
|
BUY
|
- |
135+ 0.96% |
$43.8K - $50.9K
|
14.3K
$6.04M
|
|
|
Feb 13, 2024
Q4 2023
|
Security National Bank
|
BUY
|
- |
130New |
$42.1K - $49K
|
130
$55.1K
|
|
|
Jan 10, 2024
Q4 2023
|
Mechanics Bank Trust Department
|
BUY
|
- |
130+ 0.46% |
$42.1K - $49K
|
28.7K
$12.1M
|
|
|
Feb 05, 2024
Q4 2023
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
129+ 10.94% |
$41.8K - $48.6K
|
1.31K
$554K
|