Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-108- 0.31% |
$35K - $40.7K
|
35K
$15.2M
|
|
|
Feb 05, 2024
Q4 2023
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-108- 38.3% |
$35K - $40.7K
|
174
$75.6K
|
|
|
Jan 12, 2024
Q4 2023
|
Sterling Investment Counsel, LLC
|
SELL
|
- |
-112- 5.72% |
$36.3K - $42.2K
|
1.85K
$802K
|
|
|
Jan 18, 2024
Q4 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-117- 5.66% |
$37.9K - $44.1K
|
1.95K
$848K
|
|
|
Feb 05, 2024
Q4 2023
|
Triumph Capital Management
|
SELL
|
- |
-118- 2.01% |
$38.3K - $44.5K
|
5.76K
$2.5M
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-120- 1.9% |
$38.9K - $45.2K
|
6.21K
$2.7M
|
|
|
Jan 25, 2024
Q4 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-121- 5.0% |
$39.2K - $45.6K
|
2.3K
$1M
|
|
|
Jan 26, 2024
Q4 2023
|
Albion Financial Group
|
SELL
|
- |
-124- 13.89% |
$40.2K - $46.8K
|
769
$334K
|
|
|
Feb 13, 2024
Q4 2023
|
Koss Olinger Consulting, LLC
|
SELL
|
- |
-125- 4.3% |
$40.5K - $47.1K
|
2.79K
$1.21M
|
|
|
Feb 07, 2024
Q4 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-129- 10.3% |
$41.8K - $48.6K
|
1.12K
$489K
|
|
|
Feb 14, 2024
Q4 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-129- 2.15% |
$41.8K - $48.6K
|
5.88K
$2.56M
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-131- 0.81% |
$42.5K - $49.4K
|
16.1K
$6.98M
|
|
|
Feb 01, 2024
Q4 2023
|
Element Wealth, LLC
|
SELL
|
- |
-133- 12.79% |
$43.1K - $50.1K
|
907
$394K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
SELL
|
- |
-133- 7.43% |
$43.1K - $50.1K
|
1.66K
$721K
|
|
|
Jan 22, 2024
Q4 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
SELL
|
- |
-135- 22.5% |
$43.8K - $50.9K
|
465
$202K
|
|
|
Feb 05, 2024
Q4 2023
|
Epic Trust Investment Advisors, LLC
|
SELL
|
- |
-135- 3.38% |
$43.8K - $50.9K
|
3.86K
$1.68M
|
|
|
Feb 07, 2024
Q4 2023
|
Fagan Associates, Inc.
|
SELL
|
- |
-143- 6.88% |
$46.4K - $53.9K
|
1.94K
$842K
|
|
|
Jan 23, 2024
Q4 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-144- 4.21% |
$46.7K - $54.3K
|
3.28K
$1.43M
|
|
|
Jan 09, 2024
Q4 2023
|
Windsor Capital Management, LLC
|
SELL
|
- |
-144- 2.47% |
$46.7K - $54.3K
|
5.7K
$2.48M
|
|
|
Feb 08, 2024
Q4 2023
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-146- 0.83% |
$47.3K - $55K
|
17.4K
$7.57M
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-148- 0.58% |
$48K - $55.8K
|
25.2K
$10.9M
|
|
|
Jan 31, 2024
Q4 2023
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-150- 20.0% |
$48.6K - $56.6K
|
600
$261K
|
|
|
Feb 13, 2024
Q4 2023
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-151- 16.22% |
$49K - $56.9K
|
780
$339K
|
|
|
Feb 09, 2024
Q4 2023
|
Balboa Wealth Partners
Newport Beach, CA |
SELL
|
- |
-161- 5.16% |
$52.2K - $60.7K
|
2.96K
$1.29M
|
|
|
Mar 08, 2024
Q4 2023
|
Trust CO Of Vermont
|
SELL
|
- |
-163- 9.34% |
$52.8K - $61.5K
|
1.58K
$688K
|
|
|
Jan 29, 2024
Q4 2023
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-178- 9.84% |
$57.7K - $67.1K
|
1.63K
$709K
|
|
|
Feb 05, 2024
Q4 2023
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-186- 4.77% |
$60.3K - $70.1K
|
3.71K
$1.61M
|
|
|
Jan 12, 2024
Q4 2023
|
Mkt Advisors LLC
Escondido, CA |
SELL
|
- |
-186- 0.49% |
$60.3K - $70.1K
|
37.7K
$16.4M
|
|
|
Jan 23, 2024
Q4 2023
|
Etfidea, LLC
Syracuse, NY |
SELL
|
- |
-188- 10.44% |
$60.9K - $70.9K
|
1.61K
$701K
|
|
|
Feb 13, 2024
Q4 2023
|
Credit Agricole S A
|
SELL
|
- |
-193- 0.92% |
$62.6K - $72.8K
|
20.8K
$9.05M
|
|
|
Feb 09, 2024
Q4 2023
|
Keystone Financial Group
|
SELL
|
- |
-194- 2.98% |
$62.9K - $73.1K
|
6.31K
$2.74M
|
|
|
Jan 11, 2024
Q4 2023
|
Orrstown Financial Services Inc
Shippensburg, PA |
SELL
|
- |
-200- 12.84% |
$64.8K - $75.4K
|
1.36K
$590K
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
SELL
|
- |
-203- 1.53% |
$65.8K - $76.5K
|
13.1K
$5.67M
|
|
|
Jan 23, 2024
Q4 2023
|
Levy Wealth Management Group, LLC
|
SELL
|
- |
-209- 24.56% |
$67.8K - $78.8K
|
642
$279K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-212- 0.34% |
$68.7K - $79.9K
|
61.7K
$26.8M
|
|
|
Feb 05, 2024
Q4 2023
|
Cm Wealth Advisors LLC
Beachwood, OH |
SELL
|
- |
-214- 0.2% |
$69.4K - $80.7K
|
109K
$47.5M
|
|
|
Jan 08, 2024
Q4 2023
|
Ewg Elevate Inc.
|
SELL
|
- |
-214- 22.31% |
$69.4K - $80.7K
|
745
$324K
|
|
|
Feb 02, 2024
Q4 2023
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-219- 5.83% |
$71K - $82.6K
|
3.54K
$1.54M
|
|
|
Jan 26, 2024
Q4 2023
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-220- 28.76% |
$71.3K - $82.9K
|
545
$237K
|
|
|
Feb 01, 2024
Q4 2023
|
Schnieders Capital Management LLC
|
SELL
|
- |
-222- 2.34% |
$72K - $83.7K
|
9.26K
$4.02M
|
|
|
Jan 16, 2024
Q4 2023
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-226- 1.66% |
$73.3K - $85.2K
|
13.4K
$5.83M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-230- 3.24% |
$74.6K - $86.7K
|
6.86K
$2.98M
|
|
|
Jan 22, 2024
Q4 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-232- 18.11% |
$75.2K - $87.5K
|
1.05K
$456K
|
|
|
Feb 05, 2024
Q4 2023
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-237- 11.35% |
$76.8K - $89.4K
|
1.85K
$805K
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-237- 3.57% |
$76.8K - $89.4K
|
6.4K
$2.78M
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-238- 1.15% |
$77.2K - $89.7K
|
20.4K
$8.87M
|
|
|
Feb 08, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-246- 2.1% |
$79.8K - $92.7K
|
11.5K
$5M
|
|
|
Jan 24, 2024
Q4 2023
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-249- 27.3% |
$80.7K - $93.9K
|
663
$288K
|
|
|
Feb 06, 2024
Q4 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-251- 6.95% |
$81.4K - $94.6K
|
3.36K
$1.46M
|
|
|
Jan 22, 2024
Q4 2023
|
Bank Hapoalim Bm
|
SELL
|
- |
-254- 4.25% |
$82.3K - $95.8K
|
5.73K
$2.49M
|