Purchases and Sales Made in Q3 2021 in First Trust Vii Alternative Ab (FAAR)
This table provides information about the institutional ownership of First Trust Vii Alternative Ab (FAAR) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST VII ALTERNATIVE AB.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
45K+ 9.64% |
$1.3M - $1.48M
|
512K
$14.3M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
40.7K+ 21.65% |
$1.17M - $1.33M
|
228K
$6.39M
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
26.3KNew |
$758K - $863K
|
26.3K
$736K
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15.4K+ 9.04% |
$442K - $504K
|
185K
$5.18M
|
|
Oct 21, 2021
Q3 2021
|
1776 Wealth LLC
|
BUY
|
- |
10.2KNew |
$293K - $334K
|
10.2K
$285K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.1KNew |
$292K - $333K
|
10.1K
$284K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
9.66K+ 40.12% |
$278K - $317K
|
33.7K
$943K
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
9.56K+ 14.56% |
$275K - $314K
|
75.3K
$2.1M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.23K+ 12.21% |
$237K - $270K
|
75.7K
$2.11M
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
7.08K+ 64.84% |
$204K - $232K
|
18K
$503K
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
6.78K+ 5.76% |
$195K - $222K
|
124K
$3.48M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.44K+ 62.72% |
$185K - $211K
|
16.7K
$467K
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
3.01K+ 5.77% |
$86.7K - $98.8K
|
55.2K
$1.54M
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
2.44K+ 24.18% |
$70.2K - $80K
|
12.5K
$350K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.17K+ 14.1% |
$62.4K - $71.1K
|
17.5K
$490K
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
1.58K+ 12.33% |
$45.6K - $51.9K
|
14.4K
$403K
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
945+ 11.21% |
$27.2K - $31K
|
9.37K
$262K
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
846+ 3.33% |
$24.4K - $27.7K
|
26.3K
$734K
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
665New |
$19.2K - $21.8K
|
665
$18.6K
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
638+ 1.17% |
$18.4K - $20.9K
|
55K
$1.54M
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
580+ 170.59% |
$16.7K - $19K
|
920
$25.7K
|
|
Feb 23, 2022
Q3 2021
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
303+ 3.63% |
$8.73K - $9.94K
|
8.65K
$242K
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
175+ 1.4% |
$5.04K - $5.74K
|
12.7K
$355K
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
143New |
$4.12K - $4.69K
|
143
$4K
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
122+ 1.38% |
$3.51K - $4K
|
8.98K
$251K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
93+ 31.53% |
$2.68K - $3.05K
|
388
$10.8K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
25+ 0.12% |
$720 - $820
|
21.4K
$597K
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
1+ 0.07% |
$28.8 - $32.8
|
1.51K
$42.3K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-46Closed |
$1.32K - $1.51K
|
0
$0
|
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-61- 3.8% |
$1.76K - $2K
|
1.54K
$43.2K
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-100Closed |
$2.88K - $3.28K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-151- 1.06% |
$4.35K - $4.95K
|
14.1K
$394K
|
|
Nov 09, 2021
Q3 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-156- 1.98% |
$4.49K - $5.12K
|
7.74K
$216K
|
|
Oct 21, 2021
Q3 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-209- 1.56% |
$6.02K - $6.86K
|
13.2K
$369K
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-226- 1.98% |
$6.51K - $7.41K
|
11.2K
$312K
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-500Closed |
$14.4K - $16.4K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-551- 1.35% |
$15.9K - $18.1K
|
40.1K
$1.12M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.08K- 4.91% |
$31K - $35.4K
|
20.9K
$584K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.23K- 7.81% |
$35.3K - $40.2K
|
14.5K
$404K
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-1.42K- 12.75% |
$40.8K - $46.4K
|
9.68K
$271K
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.43KClosed |
$41.1K - $46.8K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-1.5K- 13.43% |
$43.3K - $49.3K
|
9.69K
$271K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.88K- 18.63% |
$82.8K - $94.3K
|
12.6K
$351K
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
SELL
|
- |
-3.02K- 7.79% |
$87.1K - $99.2K
|
35.8K
$1M
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-4.11KClosed |
$118K - $135K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.72K- 21.26% |
$136K - $155K
|
17.5K
$489K
|
|
Nov 01, 2021
Q3 2021
|
Acg Wealth
|
SELL
|
- |
-5.5K- 2.19% |
$158K - $180K
|
246K
$6.86M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.84KClosed |
$197K - $224K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-8.01K- 12.49% |
$231K - $263K
|
56.1K
$1.57M
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-11.9K- 45.6% |
$343K - $391K
|
14.2K
$397K
|