Purchases and Sales Made in Q3 2020 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
339+ 4.66% |
$51K - $61K
|
7.61K
$1.32M
|
|
Nov 16, 2020
Q3 2020
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
328+ 24.24% |
$49.3K - $59.1K
|
1.68K
$291K
|
|
Nov 12, 2020
Q3 2020
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
328+ 3.4% |
$49.3K - $59.1K
|
9.99K
$1.73M
|
|
Oct 13, 2020
Q3 2020
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
327+ 9.66% |
$49.2K - $58.9K
|
3.71K
$642K
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
319+ 9.67% |
$48K - $57.4K
|
3.62K
$626K
|
|
Oct 21, 2020
Q3 2020
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
318+ 5.46% |
$47.8K - $57.3K
|
6.14K
$1.06M
|
|
Oct 30, 2020
Q3 2020
|
1 St Source Bank
|
BUY
|
- |
300+ 2.45% |
$45.1K - $54K
|
12.5K
$2.17M
|
|
Nov 06, 2020
Q3 2020
|
Blair William & CO
Chicago, IL |
BUY
|
- |
272+ 544.0% |
$40.9K - $49K
|
322
$55.7K
|
|
Oct 14, 2020
Q3 2020
|
Simplex Trading, LLC
|
BUY
|
- |
262+ 112.45% |
$39.4K - $47.2K
|
495
$85.6K
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
BUY
|
- |
243+ 16.96% |
$36.5K - $43.8K
|
1.68K
$290K
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
223+ 2.65% |
$33.5K - $40.2K
|
8.65K
$1.5M
|
|
Nov 09, 2020
Q3 2020
|
American Financial Advisors, LLC
|
BUY
|
- |
222+ 6.92% |
$33.4K - $40K
|
3.43K
$593K
|
|
Nov 05, 2020
Q3 2020
|
Creative Planning
Overland Park, KS |
BUY
|
- |
209+ 14.52% |
$31.4K - $37.6K
|
1.65K
$285K
|
|
Nov 06, 2020
Q3 2020
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
200New |
$30.1K - $36K
|
200
$34.6K
|
|
Nov 23, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
200New |
$30.1K - $36K
|
200
$34.6K
|
|
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
193+ 0.88% |
$29K - $34.8K
|
22.2K
$3.84M
|
|
Oct 23, 2020
Q3 2020
|
Wespac Advisors So Cal, LLC
|
BUY
|
- |
180+ 6.34% |
$27.1K - $32.4K
|
3.02K
$522K
|
|
Jul 09, 2024
Q3 2020
|
Strategic Financial Partners, Ltd.
Bend, OR |
BUY
|
- |
176+ 12.38% |
$26.5K - $31.7K
|
1.6K
$276K
|
|
Oct 19, 2020
Q3 2020
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
150+ 1500.0% |
$22.6K - $27K
|
160
$27.7K
|
|
Oct 16, 2020
Q3 2020
|
Hartford Financial Management Inc.
|
BUY
|
- |
137+ 0.37% |
$20.6K - $24.7K
|
37.1K
$6.42M
|
|
Oct 09, 2020
Q3 2020
|
Global Retirement Partners, LLC
|
BUY
|
- |
131+ 7.51% |
$19.7K - $23.6K
|
1.88K
$324K
|
|
Oct 06, 2020
Q3 2020
|
First Premier Bank
|
BUY
|
- |
125+ 64.1% |
$18.8K - $22.5K
|
320
$55.4K
|
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
124+ 7.43% |
$18.6K - $22.3K
|
1.79K
$310K
|
|
Oct 08, 2020
Q3 2020
|
Clarus Wealth Advisors
|
BUY
|
- |
122+ 9.44% |
$18.3K - $22K
|
1.42K
$245K
|
|
Nov 16, 2020
Q3 2020
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
104+ 11.08% |
$15.6K - $18.7K
|
1.04K
$180K
|
|
Oct 14, 2020
Q3 2020
|
Cornell Pochily Investment Advisors, Inc.
|
BUY
|
- |
92+ 3.82% |
$13.8K - $16.6K
|
2.5K
$433K
|
|
Oct 30, 2020
Q3 2020
|
Calton & Associates, Inc.
|
BUY
|
- |
91+ 6.34% |
$13.7K - $16.4K
|
1.53K
$264K
|
|
Nov 16, 2020
Q3 2020
|
Advisory Alpha, LLC
|
BUY
|
- |
80New |
$12K - $14.4K
|
80
$13.8K
|
|
Oct 26, 2020
Q3 2020
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
46+ 2.54% |
$6.92K - $8.28K
|
1.86K
$321K
|
|
Oct 30, 2020
Q3 2020
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
42+ 57.53% |
$6.32K - $7.56K
|
115
$19.9K
|
|
Nov 10, 2020
Q3 2020
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
41+ 2.91% |
$6.17K - $7.38K
|
1.45K
$251K
|
|
Nov 04, 2020
Q3 2020
|
Comerica Securities,Inc.
|
BUY
|
- |
36+ 1.36% |
$5.41K - $6.48K
|
2.67K
$463K
|
|
Oct 27, 2020
Q3 2020
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
36New |
$5.41K - $6.48K
|
36
$6.23K
|
|
Nov 13, 2020
Q3 2020
|
Adviser Investments LLC
|
BUY
|
- |
34+ 0.2% |
$5.11K - $6.12K
|
17.3K
$2.99M
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
32+ 7.17% |
$4.81K - $5.76K
|
478
$82.7K
|
|
Nov 09, 2020
Q3 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
25+ 0.25% |
$3.76K - $4.5K
|
9.88K
$1.71M
|
|
Nov 17, 2020
Q3 2020
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
22+ 0.38% |
$3.31K - $3.96K
|
5.84K
$1.01M
|
|
Nov 30, 2020
Q3 2020
|
Front Row Advisors LLC
Tiburon, CA |
BUY
|
- |
15New |
$2.26K - $2.7K
|
15
$2.59K
|
|
Jan 08, 2024
Q3 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
5+ 0.08% |
$752 - $900
|
6.17K
$1.07M
|
|
Jul 29, 2022
Q3 2020
|
Tpg Financial Advisors, LLC
|
BUY
|
- |
1+ 0.01% |
$150 - $180
|
9.45K
$1.63M
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 28, 2020
Q3 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-2- 7.69% |
$301 - $360
|
24
$4.15K
|
|
Oct 14, 2020
Q3 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-5- 0.11% |
$752 - $900
|
4.59K
$794K
|
|
Nov 13, 2020
Q3 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-16- 1.16% |
$2.41K - $2.88K
|
1.36K
$236K
|
|
Nov 18, 2020
Q3 2020
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-20- 1.48% |
$3.01K - $3.6K
|
1.33K
$231K
|
|
Nov 05, 2020
Q3 2020
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-25- 0.5% |
$3.76K - $4.5K
|
5K
$864K
|
|
Nov 04, 2020
Q3 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-26- 0.65% |
$3.91K - $4.68K
|
4K
$693K
|
|
Nov 06, 2020
Q3 2020
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-34- 0.12% |
$5.11K - $6.12K
|
28.6K
$4.95M
|
|
Nov 12, 2020
Q3 2020
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-44Closed |
$6.62K - $7.92K
|
0
$0
|
|
Oct 08, 2020
Q3 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-60Closed |
$9.02K - $10.8K
|
0
$0
|