Purchases and Sales Made in Q3 2020 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-2.31KClosed |
$347K - $416K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.76K- 76.04% |
$415K - $497K
|
870
$151K
|
|
|
Nov 16, 2020
Q3 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-2.87KClosed |
$432K - $517K
|
0
$0
|
|
|
Mar 12, 2021
Q3 2020
|
Crestone Asset Management LLC
|
SELL
|
- |
-3.05K- 32.66% |
$458K - $548K
|
6.28K
$1.09M
|
|
|
Nov 03, 2020
Q3 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.11KClosed |
$468K - $560K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.43K- 12.2% |
$515K - $617K
|
24.7K
$4.27M
|
|
|
Nov 19, 2020
Q3 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-3.45K- 63.84% |
$519K - $622K
|
1.96K
$338K
|
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.6K- 10.76% |
$541K - $648K
|
29.8K
$5.16M
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.82K- 25.75% |
$574K - $687K
|
11K
$1.9M
|
|
|
Nov 17, 2020
Q3 2020
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-4.18K- 98.24% |
$628K - $752K
|
75
$13K
|
|
|
Nov 10, 2020
Q3 2020
|
Merit Financial Group, LLC
|
SELL
|
- |
-4.54K- 37.6% |
$682K - $817K
|
7.53K
$1.3M
|
|
|
Nov 13, 2020
Q3 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-4.74KClosed |
$712K - $853K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-5.21KClosed |
$783K - $938K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-5.25K- 79.26% |
$790K - $946K
|
1.37K
$238K
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-6.83K- 71.78% |
$1.03M - $1.23M
|
2.68K
$464K
|
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-7.43K- 58.65% |
$1.12M - $1.34M
|
5.24K
$907K
|
|
|
Nov 16, 2020
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-7.94KClosed |
$1.19M - $1.43M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-9.14K- 67.5% |
$1.38M - $1.65M
|
4.4K
$762K
|
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
SELL
|
- |
-9.29K- 18.8% |
$1.4M - $1.67M
|
40.1K
$6.94M
|
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-9.81K- 18.36% |
$1.48M - $1.77M
|
43.6K
$7.54M
|
|
|
Nov 09, 2020
Q3 2020
|
Csenge Advisory Group
|
SELL
|
- |
-10.3KClosed |
$1.55M - $1.85M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-10.5KClosed |
$1.58M - $1.89M
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-11.6K- 70.7% |
$1.75M - $2.09M
|
4.81K
$832K
|
|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-11.9K- 51.72% |
$1.79M - $2.14M
|
11.1K
$1.92M
|
|
|
Sep 08, 2021
Q3 2020
|
J Arnold Wealth Management CO
Youngstown, OH |
SELL
|
- |
-12K- 71.58% |
$1.81M - $2.17M
|
4.78K
$826K
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-12.8K- 2.7% |
$1.92M - $2.3M
|
460K
$79.5M
|
|
|
Oct 14, 2020
Q3 2020
|
Hbw Advisory Services LLC
|
SELL
|
- |
-13KClosed |
$1.96M - $2.35M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-15.4K- 43.88% |
$2.32M - $2.77M
|
19.7K
$3.41M
|
|
|
Oct 23, 2020
Q3 2020
|
Concentrum Wealth Management
|
SELL
|
- |
-15.7KClosed |
$2.35M - $2.82M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Stephens Inc
|
SELL
|
- |
-16.4K- 81.27% |
$2.46M - $2.95M
|
3.78K
$653K
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-18.4K- 2.41% |
$2.77M - $3.31M
|
744K
$129M
|
|
|
Oct 22, 2020
Q3 2020
|
Q3 Asset Management
|
SELL
|
- |
-27KClosed |
$4.05M - $4.85M
|
0
$0
|
|
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-30.1KClosed |
$4.53M - $5.42M
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
360 Financial, Inc.
|
SELL
|
- |
-32.3KClosed |
$4.86M - $5.82M
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-32.5K- 79.58% |
$4.89M - $5.86M
|
8.35K
$1.44M
|
|
|
Nov 16, 2020
Q3 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-38.1K- 33.71% |
$5.73M - $6.86M
|
74.9K
$13M
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-38.9K- 59.3% |
$5.85M - $7M
|
26.7K
$4.62M
|