Purchases and Sales Made in Q3 2020 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 09, 2020
Q3 2020
|
Lake Street Financial LLC
|
SELL
|
- |
-70- 2.11% |
$10.5K - $12.6K
|
3.25K
$562K
|
|
Oct 15, 2020
Q3 2020
|
Juncture Wealth Strategies, LLC
|
SELL
|
- |
-73- 1.01% |
$11K - $13.1K
|
7.13K
$1.23M
|
|
Nov 03, 2020
Q3 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-89- 37.08% |
$13.4K - $16K
|
151
$26.1K
|
|
Nov 10, 2020
Q3 2020
|
Arkadios Wealth Advisors
|
SELL
|
- |
-95Closed |
$14.3K - $17.1K
|
0
$0
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-100Closed |
$15K - $18K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-100- 50.25% |
$15K - $18K
|
99
$17.1K
|
|
Nov 12, 2020
Q3 2020
|
Column Capital Advisors, LLC
|
SELL
|
- |
-100- 80.0% |
$15K - $18K
|
25
$4.32K
|
|
Nov 13, 2020
Q3 2020
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-108Closed |
$16.2K - $19.4K
|
0
$0
|
|
Jul 24, 2024
Q3 2020
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-116- 5.93% |
$17.4K - $20.9K
|
1.84K
$318K
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-159- 3.24% |
$23.9K - $28.6K
|
4.75K
$822K
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-160- 31.37% |
$24.1K - $28.8K
|
350
$60.5K
|
|
Oct 29, 2020
Q3 2020
|
Eukles Asset Management
|
SELL
|
- |
-175- 13.38% |
$26.3K - $31.5K
|
1.13K
$196K
|
|
Oct 16, 2020
Q3 2020
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-199- 10.23% |
$29.9K - $35.8K
|
1.75K
$302K
|
|
Nov 16, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-200Closed |
$30.1K - $36K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-214Closed |
$32.2K - $38.5K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-221Closed |
$33.2K - $39.8K
|
0
$0
|
|
Oct 26, 2020
Q3 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-280- 3.5% |
$42.1K - $50.4K
|
7.73K
$1.34M
|
|
Nov 09, 2020
Q3 2020
|
Lincoln National Corp
|
SELL
|
- |
-291- 2.94% |
$43.8K - $52.4K
|
9.6K
$1.66M
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-324- 2.88% |
$48.7K - $58.3K
|
10.9K
$1.89M
|
|
May 15, 2024
Q3 2020
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-337- 96.84% |
$50.7K - $60.7K
|
11
$1.9K
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-373- 42.24% |
$56.1K - $67.2K
|
510
$88.2K
|
|
Nov 13, 2020
Q3 2020
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-373- 4.5% |
$56.1K - $67.2K
|
7.91K
$1.37M
|
|
Nov 10, 2020
Q3 2020
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-382- 5.98% |
$57.4K - $68.8K
|
6.01K
$1.04M
|
|
Oct 28, 2020
Q3 2020
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-425- 11.13% |
$63.9K - $76.5K
|
3.4K
$587K
|
|
Nov 13, 2020
Q3 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-430- 2.9% |
$64.7K - $77.4K
|
14.4K
$2.49M
|
|
Oct 14, 2020
Q3 2020
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-466- 1.14% |
$70.1K - $83.9K
|
40.5K
$7.01M
|
|
Oct 13, 2020
Q3 2020
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-500Closed |
$75.2K - $90K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-513- 5.69% |
$77.2K - $92.4K
|
8.51K
$1.47M
|
|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-520- 24.47% |
$78.2K - $93.6K
|
1.61K
$278K
|
|
Nov 02, 2020
Q3 2020
|
Kovack Advisors, Inc.
|
SELL
|
- |
-522- 19.14% |
$78.5K - $94K
|
2.21K
$381K
|
|
Nov 10, 2020
Q3 2020
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-783- 16.82% |
$118K - $141K
|
3.87K
$670K
|
|
Nov 12, 2020
Q3 2020
|
Centaurus Financial, Inc.
|
SELL
|
- |
-825- 16.84% |
$124K - $149K
|
4.07K
$705K
|
|
Nov 12, 2020
Q3 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-841- 8.07% |
$126K - $151K
|
9.58K
$1.66M
|
|
Nov 02, 2020
Q3 2020
|
Campbell Wealth Management
|
SELL
|
- |
-987Closed |
$148K - $178K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1K- 7.26% |
$150K - $180K
|
12.8K
$2.21M
|
|
Nov 13, 2020
Q3 2020
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-1KClosed |
$150K - $180K
|
0
$0
|
|
Oct 14, 2020
Q3 2020
|
Tpg Financial Advisors, LLC
|
SELL
|
- |
-1.02K- 9.77% |
$154K - $184K
|
9.45K
$1.63M
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-1.09KClosed |
$164K - $196K
|
0
$0
|
|
Oct 30, 2020
Q3 2020
|
Comerica Bank
|
SELL
|
- |
-1.15KClosed |
$173K - $207K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-1.15KClosed |
$173K - $207K
|
0
$0
|
|
Nov 03, 2020
Q3 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-1.2KClosed |
$180K - $215K
|
0
$0
|
|
Oct 30, 2020
Q3 2020
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.24K- 27.66% |
$187K - $224K
|
3.25K
$562K
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.5K- 3.34% |
$226K - $270K
|
43.5K
$7.52M
|
|
Nov 04, 2020
Q3 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.5K- 49.49% |
$226K - $271K
|
1.54K
$266K
|
|
Nov 18, 2020
Q3 2020
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-1.6KClosed |
$241K - $289K
|
0
$0
|
|
Dec 18, 2020
Q3 2020
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-1.78KClosed |
$267K - $320K
|
0
$0
|
|
Nov 05, 2020
Q3 2020
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-1.81KClosed |
$273K - $327K
|
0
$0
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-1.86K- 20.35% |
$280K - $336K
|
7.3K
$1.26M
|
|
Nov 14, 2024
Q3 2020
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-2.18K- 43.33% |
$328K - $392K
|
2.85K
$493K
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-2.3KClosed |
$346K - $414K
|
0
$0
|