Purchases and Sales Made in Q3 2022 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 21, 2022
Q3 2022
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-94- 3.0% |
$12.1K - $14.1K
|
3.04K
$522K
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-98- 2.14% |
$12.6K - $14.7K
|
4.48K
$768K
|
|
Nov 10, 2022
Q3 2022
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-100- 2.77% |
$12.9K - $15K
|
3.5K
$601K
|
|
Oct 25, 2022
Q3 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-105- 32.71% |
$13.5K - $15.7K
|
216
$37K
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
SELL
|
- |
-129- 37.07% |
$16.6K - $19.3K
|
219
$37.6K
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-132- 5.78% |
$17K - $19.8K
|
2.15K
$369K
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-140- 7.5% |
$18K - $21K
|
1.73K
$296K
|
|
Nov 03, 2022
Q3 2022
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-165- 4.04% |
$21.2K - $24.7K
|
3.92K
$672K
|
|
Oct 24, 2022
Q3 2022
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-174- 1.42% |
$22.4K - $26.1K
|
12K
$2.07M
|
|
Nov 08, 2022
Q3 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-196- 7.4% |
$25.2K - $29.4K
|
2.45K
$420K
|
|
Nov 14, 2022
Q3 2022
|
Wealth Effects LLC
|
SELL
|
- |
-200- 4.91% |
$25.7K - $30K
|
3.87K
$664K
|
|
Oct 21, 2022
Q3 2022
|
Tfg Advisers LLC
|
SELL
|
- |
-216- 6.05% |
$27.8K - $32.3K
|
3.36K
$576K
|
|
Nov 09, 2022
Q3 2022
|
Shepherd Financial Partners LLC
Winchester, MA |
SELL
|
- |
-217- 12.17% |
$27.9K - $32.5K
|
1.57K
$269K
|
|
Oct 24, 2022
Q3 2022
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-220- 1.71% |
$28.3K - $32.9K
|
12.7K
$2.17M
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-260- 36.11% |
$33.4K - $38.9K
|
460
$78.9K
|
|
Nov 14, 2022
Q3 2022
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-282- 6.51% |
$36.3K - $42.2K
|
4.05K
$694K
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-316- 11.03% |
$40.6K - $47.3K
|
2.55K
$437K
|
|
Nov 15, 2022
Q3 2022
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-325- 13.84% |
$41.8K - $48.7K
|
2.02K
$347K
|
|
Oct 20, 2022
Q3 2022
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-360- 5.93% |
$46.3K - $53.9K
|
5.71K
$979K
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-400- 2.01% |
$51.4K - $59.9K
|
19.5K
$3.34M
|
|
Oct 31, 2022
Q3 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-485- 5.64% |
$62.4K - $72.6K
|
8.11K
$1.39M
|
|
Nov 14, 2022
Q3 2022
|
Pacific Sun Financial Corp
|
SELL
|
- |
-493- 4.07% |
$63.4K - $73.8K
|
11.6K
$1.99M
|
|
Oct 21, 2022
Q3 2022
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-500- 40.13% |
$64.3K - $74.9K
|
746
$128K
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
SELL
|
- |
-500- 59.24% |
$64.3K - $74.9K
|
344
$59K
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-519- 5.32% |
$66.7K - $77.7K
|
9.23K
$1.58M
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Advisors Inc.
|
SELL
|
- |
-554- 16.22% |
$71.2K - $83K
|
2.86K
$491K
|
|
Nov 21, 2022
Q3 2022
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-635- 15.8% |
$81.7K - $95.1K
|
3.38K
$580K
|
|
Oct 13, 2022
Q3 2022
|
Mc Guire Investment Group, LLC
|
SELL
|
- |
-668- 2.29% |
$85.9K - $100K
|
28.5K
$4.88M
|
|
Nov 14, 2022
Q3 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-700- 4.41% |
$90K - $105K
|
15.2K
$2.6M
|
|
Nov 10, 2022
Q3 2022
|
Kingsbury Capital Investment Advisors LLC
Evanston, IL |
SELL
|
- |
-734- 5.85% |
$94.4K - $110K
|
11.8K
$2.02M
|
|
Nov 09, 2022
Q3 2022
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-800- 3.5% |
$103K - $120K
|
22.1K
$3.78M
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-801- 10.39% |
$103K - $120K
|
6.91K
$1.19M
|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
SELL
|
- |
-911- 5.48% |
$117K - $136K
|
15.7K
$2.69M
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.03K- 23.55% |
$132K - $154K
|
3.33K
$572K
|
|
Nov 01, 2022
Q3 2022
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-1.16K- 39.1% |
$149K - $174K
|
1.81K
$310K
|
|
Oct 25, 2022
Q3 2022
|
Hartford Financial Management Inc.
|
SELL
|
- |
-1.35K- 3.46% |
$173K - $202K
|
37.5K
$6.44M
|
|
Nov 09, 2022
Q3 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-1.52K- 44.4% |
$195K - $227K
|
1.9K
$326K
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.71K- 30.27% |
$220K - $256K
|
3.94K
$676K
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.73K- 16.73% |
$351K - $409K
|
13.6K
$2.33M
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.82K- 13.29% |
$363K - $423K
|
18.4K
$3.16M
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.93K- 1.85% |
$377K - $439K
|
155K
$26.6M
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-3.05K- 43.31% |
$393K - $457K
|
4K
$685K
|
|
Nov 14, 2022
Q3 2022
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-3.2K- 52.42% |
$412K - $479K
|
2.91K
$498K
|
|
Nov 04, 2022
Q3 2022
|
1 St Source Bank
|
SELL
|
- |
-3.45K- 40.04% |
$443K - $516K
|
5.16K
$885K
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.52K- 9.6% |
$582K - $677K
|
42.6K
$7.3M
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.16K- 0.83% |
$664K - $773K
|
618K
$106M
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.36K- 25.92% |
$690K - $803K
|
15.3K
$2.63M
|
|
Oct 14, 2022
Q3 2022
|
Adviser Investments LLC
|
SELL
|
- |
-6K- 9.07% |
$772K - $899K
|
60.2K
$10.3M
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-6.31K- 3.36% |
$811K - $945K
|
181K
$31.1M
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.48K- 7.62% |
$962K - $1.12M
|
90.7K
$15.5M
|