Purchases and Sales Made in Q1 2021 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
339KNew |
$8.51M - $9.46M
|
339K
$7.58M
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
217K+ 40.94% |
$5.46M - $6.07M
|
749K
$16.7M
|
|
Apr 27, 2021
Q1 2021
|
Cwm, LLC
|
BUY
|
- |
174K+ 98.21% |
$4.37M - $4.85M
|
351K
$7.85M
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
142K+ 9.79% |
$3.56M - $3.96M
|
1.59M
$35.6M
|
|
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
135KNew |
$3.38M - $3.76M
|
135K
$3.01M
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
94.3K+ 13.65% |
$2.37M - $2.63M
|
786K
$17.6M
|
|
May 13, 2021
Q1 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
80.3K+ 597.46% |
$2.02M - $2.24M
|
93.8K
$2.1M
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
76.4K+ 31.07% |
$1.92M - $2.13M
|
322K
$7.21M
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
49.1K+ 23.83% |
$1.23M - $1.37M
|
255K
$5.7M
|
|
Apr 20, 2021
Q1 2021
|
Andesa Financial Management Inc.
|
BUY
|
- |
45.7KNew |
$1.15M - $1.28M
|
45.7K
$1.02M
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
40.7K+ 3232.67% |
$1.02M - $1.14M
|
41.9K
$938K
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
29.6K+ 5.77% |
$744K - $827K
|
543K
$12.1M
|
|
May 13, 2021
Q1 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
25.3K+ 18.08% |
$635K - $705K
|
165K
$3.69M
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
24.5K+ 32.12% |
$616K - $685K
|
101K
$2.26M
|
|
May 17, 2021
Q1 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
23.1K+ 51.05% |
$579K - $644K
|
68.3K
$1.53M
|
|
May 11, 2021
Q1 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
21.8KNew |
$548K - $609K
|
21.8K
$488K
|
|
May 14, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
17KNew |
$427K - $474K
|
17K
$380K
|
|
May 11, 2021
Q1 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
16.4K+ 21.96% |
$412K - $458K
|
91.2K
$2.04M
|
|
May 17, 2021
Q1 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
16.3KNew |
$408K - $454K
|
16.3K
$364K
|
|
May 24, 2021
Q1 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
16.1K+ 54.83% |
$405K - $451K
|
45.6K
$1.02M
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
14.1K+ 25.27% |
$354K - $393K
|
69.9K
$1.56M
|
|
May 14, 2021
Q1 2021
|
Old Mission Capital LLC
|
BUY
|
- |
12.6K+ 15.49% |
$315K - $350K
|
93.6K
$2.09M
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
BUY
|
- |
11.2KNew |
$281K - $312K
|
11.2K
$250K
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.98K+ 6.08% |
$225K - $250K
|
156K
$3.5M
|
|
May 14, 2021
Q1 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
8.07K+ 17.26% |
$203K - $225K
|
54.8K
$1.23M
|
|
Apr 30, 2021
Q1 2021
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
8.05KNew |
$202K - $225K
|
8.05K
$180K
|
|
May 18, 2021
Q1 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
7.81KNew |
$196K - $218K
|
7.81K
$175K
|
|
Jun 21, 2021
Q1 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
7.79KNew |
$195K - $217K
|
7.79K
$174K
|
|
Apr 22, 2021
Q1 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
7.57K+ 1.9% |
$190K - $211K
|
405K
$9.07M
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
6.44KNew |
$162K - $180K
|
6.44K
$144K
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.23K+ 6.63% |
$156K - $174K
|
100K
$2.24M
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.9K+ 19.62% |
$148K - $165K
|
35.9K
$804K
|
|
May 14, 2021
Q1 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.21K+ 34.95% |
$131K - $145K
|
20.1K
$450K
|
|
Apr 30, 2021
Q1 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
4.89K+ 23.94% |
$123K - $137K
|
25.3K
$567K
|
|
Apr 30, 2021
Q1 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
4.62KNew |
$116K - $129K
|
4.62K
$103K
|
|
Jan 08, 2024
Q1 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
3.85K+ 23.2% |
$96.6K - $107K
|
20.4K
$457K
|
|
Apr 13, 2021
Q1 2021
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
3.62K+ 22.31% |
$90.9K - $101K
|
19.9K
$444K
|
|
May 17, 2021
Q1 2021
|
Money Concepts Capital Corp
|
BUY
|
- |
3.53KNew |
$88.7K - $98.6K
|
3.53K
$79K
|
|
Apr 19, 2021
Q1 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
3.42K+ 28.01% |
$85.8K - $95.3K
|
15.6K
$349K
|
|
Jun 23, 2021
Q1 2021
|
Stone X Group Inc.
|
BUY
|
- |
3.23K+ 22.68% |
$81K - $90K
|
17.4K
$390K
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.05K+ 1.85% |
$76.5K - $85K
|
168K
$3.75M
|
|
May 14, 2021
Q1 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
2.97K+ 19.82% |
$74.5K - $82.8K
|
17.9K
$401K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.82K+ 5.68% |
$70.8K - $78.7K
|
52.5K
$1.17M
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.71K+ 16.77% |
$68.1K - $75.7K
|
18.9K
$422K
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.93K+ 2165.17% |
$48.4K - $53.8K
|
2.02K
$45.1K
|
|
Apr 28, 2021
Q1 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
1.7K+ 4.49% |
$42.6K - $47.4K
|
39.6K
$885K
|
|
Apr 27, 2021
Q1 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.67K+ 8.96% |
$42K - $46.7K
|
20.3K
$455K
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
1.61K+ 3.4% |
$40.5K - $45K
|
49K
$1.1M
|
|
Apr 12, 2021
Q1 2021
|
Clarus Wealth Advisors
|
BUY
|
- |
1.56K+ 12.68% |
$39.2K - $43.6K
|
13.9K
$310K
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
1.5K+ 29.46% |
$37.6K - $41.8K
|
6.58K
$147K
|