Purchases and Sales Made in Q4 2020 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
225K+ 18.34% |
$4.74M - $5.68M
|
1.45M
$32.5M
|
|
Feb 02, 2021
Q4 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
167K+ 31.96% |
$3.53M - $4.23M
|
691K
$15.5M
|
|
Jan 27, 2021
Q4 2020
|
Cwm, LLC
|
BUY
|
- |
166K+ 93.52% |
$3.49M - $4.19M
|
343K
$7.69M
|
|
Mar 10, 2021
Q4 2020
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
90.7KNew |
$1.91M - $2.29M
|
90.7K
$2.04M
|
|
Feb 12, 2021
Q4 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
59.4K+ 31.84% |
$1.25M - $1.5M
|
246K
$5.52M
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
53.8K+ 57.43% |
$1.14M - $1.36M
|
148K
$3.31M
|
|
Feb 09, 2021
Q4 2020
|
Arkadios Wealth Advisors
|
BUY
|
- |
50.7K+ 1100.63% |
$1.07M - $1.28M
|
55.3K
$1.24M
|
|
Feb 12, 2021
Q4 2020
|
Choice Wealth Advisors, LLC
Waterville, ME |
BUY
|
- |
43.6KNew |
$919K - $1.1M
|
43.6K
$978K
|
|
Feb 17, 2021
Q4 2020
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
39.3KNew |
$830K - $995K
|
39.3K
$883K
|
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
32.4K+ 8.87% |
$684K - $820K
|
398K
$8.93M
|
|
Feb 16, 2021
Q4 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
30.2K+ 182.22% |
$637K - $763K
|
46.8K
$1.05M
|
|
Feb 26, 2021
Q4 2020
|
Luken Investment Analytics, LLC
Brentwood, TN |
BUY
|
- |
26KNew |
$548K - $657K
|
26K
$583K
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
24.1K+ 13.26% |
$509K - $609K
|
206K
$4.62M
|
|
Jan 29, 2021
Q4 2020
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
20.4KNew |
$431K - $517K
|
20.4K
$459K
|
|
Jan 25, 2021
Q4 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
18.2K+ 24.29% |
$385K - $461K
|
93.2K
$2.09M
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
16.4KNew |
$347K - $416K
|
16.4K
$369K
|
|
Jan 12, 2021
Q4 2020
|
Mcia Inc
|
BUY
|
- |
16.2KNew |
$343K - $410K
|
16.2K
$364K
|
|
Feb 16, 2021
Q4 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
15.1K+ 105.51% |
$319K - $382K
|
29.4K
$661K
|
|
Feb 16, 2021
Q4 2020
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
15KNew |
$316K - $378K
|
15K
$336K
|
|
Feb 22, 2021
Q4 2020
|
Fulcrum Equity Management
|
BUY
|
- |
14.8KNew |
$313K - $375K
|
14.8K
$333K
|
|
Jan 29, 2021
Q4 2020
|
Concorde Asset Management, LLC
|
BUY
|
- |
11.3KNew |
$238K - $285K
|
11.3K
$253K
|
|
Feb 09, 2021
Q4 2020
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
10.5KNew |
$221K - $265K
|
10.5K
$235K
|
|
Feb 05, 2021
Q4 2020
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
9.6KNew |
$203K - $243K
|
9.6K
$216K
|
|
Feb 16, 2022
Q4 2020
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
9.33KNew |
$197K - $236K
|
9.33K
$210K
|
|
Feb 09, 2021
Q4 2020
|
Sawtooth Solutions, LLC
|
BUY
|
- |
8.8K+ 49.28% |
$186K - $222K
|
26.7K
$598K
|
|
Feb 02, 2021
Q4 2020
|
Meitav Dash Investments LTD
|
BUY
|
- |
8.8KNew |
$186K - $222K
|
8.8K
$198K
|
|
Mar 30, 2021
Q4 2020
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
8.45K+ 88.02% |
$178K - $214K
|
18.1K
$405K
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
8.2K+ 19.79% |
$173K - $207K
|
49.7K
$1.12M
|
|
Jan 28, 2021
Q4 2020
|
Wealth Advisory Solutions, LLC
|
BUY
|
- |
8.02KNew |
$169K - $203K
|
8.02K
$180K
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
7.72K+ 5.85% |
$163K - $195K
|
140K
$3.14M
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.73K+ 3.61% |
$121K - $145K
|
165K
$3.69M
|
|
Feb 03, 2021
Q4 2020
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
5.64K+ 43.29% |
$119K - $143K
|
18.7K
$419K
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.62K+ 44.98% |
$97.5K - $117K
|
14.9K
$334K
|
|
Jan 11, 2021
Q4 2020
|
Aprio Wealth Management, LLC
|
BUY
|
- |
3.88K+ 8.2% |
$81.8K - $98K
|
51.1K
$1.15M
|
|
Feb 11, 2021
Q4 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.34K+ 1.96% |
$70.5K - $84.5K
|
174K
$3.91M
|
|
Feb 09, 2021
Q4 2020
|
Comerica Securities,Inc.
|
BUY
|
- |
2.57K+ 8.07% |
$54.2K - $64.9K
|
34.4K
$771K
|
|
Jan 08, 2024
Q4 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2.44K+ 17.25% |
$51.5K - $61.7K
|
16.6K
$372K
|
|
Jan 20, 2021
Q4 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.31K+ 8.32% |
$48.7K - $58.3K
|
30K
$675K
|
|
Jan 25, 2021
Q4 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
1.93K+ 2.6% |
$40.8K - $48.9K
|
76.4K
$1.71M
|
|
Mar 22, 2023
Q4 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.88K+ 2112.36% |
$39.7K - $47.5K
|
1.97K
$44.2K
|
|
Feb 10, 2021
Q4 2020
|
D.A. Davidson & Co.
|
BUY
|
- |
1.62K+ 3.55% |
$34.2K - $41K
|
47.4K
$1.06M
|
|
Feb 11, 2021
Q4 2020
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.26K+ 4.27% |
$26.6K - $31.9K
|
30.8K
$692K
|
|
Feb 11, 2021
Q4 2020
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
1.17K+ 4.91% |
$24.6K - $29.5K
|
24.9K
$559K
|
|
Feb 03, 2021
Q4 2020
|
Stone X Group Inc.
|
BUY
|
- |
1.06K+ 8.06% |
$22.4K - $26.8K
|
14.2K
$319K
|
|
Feb 12, 2021
Q4 2020
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
1.01K+ 0.27% |
$21.2K - $25.5K
|
371K
$8.33M
|
|
Feb 16, 2021
Q4 2020
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
924+ 20.11% |
$19.5K - $23.4K
|
5.52K
$124K
|
|
Mar 09, 2021
Q4 2020
|
Tru Independence LLC
|
BUY
|
- |
919New |
$19.4K - $23.2K
|
919
$20.6K
|
|
Feb 05, 2021
Q4 2020
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
801New |
$16.9K - $20.2K
|
801
$18K
|
|
Jan 21, 2021
Q4 2020
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
796New |
$16.8K - $20.1K
|
796
$17.9K
|
|
Feb 01, 2021
Q4 2020
|
Ae Wealth Management LLC
|
BUY
|
- |
598+ 3.0% |
$12.6K - $15.1K
|
20.5K
$461K
|