Purchases and Sales Made in Q3 2021 in First Trust Mid Cap Value Alph (FNK)

FNK Quotes by TradingView

This table provides information about the institutional ownership of First Trust Mid Cap Value Alph (FNK) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST MID CAP VALUE ALPH.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 15, 2021 Q3 2021
Morgan Stanley

New York, NY
BUY
 -
401K
New
$17M - $18.5M
401K $21.2M
Nov 15, 2021 Q3 2021
Flow Traders U.S. LLC

New York, NY
BUY
 -
38.9K
New
$1.66M - $1.8M
38.9K $2.06M
Oct 28, 2021 Q3 2021
Sigma Planning Corp

Ann Arbor, MI
BUY
 -
23.3K
+ 61.88%
$991K - $1.08M
61K $3.22M
Nov 15, 2021 Q3 2021
Susquehanna International Group, LLP

Bala Cynwyd, PA
BUY
 -
18.7K
+ 231.6%
$795K - $864K
26.8K $1.42M
Nov 02, 2021 Q3 2021
Cambridge Investment Research Advisors, Inc.

BUY
 -
16.4K
+ 96.26%
$698K - $758K
33.5K $1.77M
Nov 15, 2021 Q3 2021
Ubs Group Ag

BUY
 -
13.6K
+ 15.78%
$577K - $627K
99.6K $5.27M
Nov 04, 2021 Q3 2021
Keel Point, LLC

Huntsville, AL
BUY
 -
9.86K
New
$419K - $456K
9.86K $522K
Oct 19, 2021 Q3 2021
Stratos Wealth Partners, Ltd.

BUY
 -
8.53K
+ 16.85%
$363K - $394K
59.2K $3.13M
Oct 29, 2021 Q3 2021
Janney Montgomery Scott LLC

BUY
 -
6.87K
+ 16.2%
$292K - $317K
49.2K $2.61M
Nov 15, 2021 Q3 2021
Ken Griffin Citadel Advisors LLC | Chicago, Il
BUY
 -
6.42K
+ 80.78%
$273K - $297K
14.4K $760K
Nov 05, 2021 Q3 2021
Moors & Cabot, Inc.

Boston, MA
BUY
 -
5.61K
New
$238K - $259K
5.61K $297K
Dec 03, 2021 Q3 2021
Kingsview Wealth Management, LLC

Grants Pass, OR
BUY
 -
5.23K
+ 8.19%
$222K - $242K
69.1K $3.65M
Nov 15, 2021 Q3 2021
Tower Research Capital LLC (Trc)

New York, NY
BUY
 -
3.94K
+ 30.99%
$167K - $182K
16.6K $880K
Nov 05, 2021 Q3 2021
Calton & Associates, Inc.

BUY
 -
1.69K
+ 27.8%
$72K - $78.2K
7.78K $412K
Nov 15, 2021 Q3 2021
Royal Bank Of Canada

Toronto, A6
BUY
 -
1.32K
+ 6.04%
$56.1K - $60.9K
23.2K $1.22M
Oct 19, 2021 Q3 2021
G&S Capital LLC

BUY
 -
1.28K
+ 5.45%
$54.3K - $59K
24.7K $1.31M
Nov 02, 2021 Q3 2021
Raymond James & Associates

St Petersburg, FL
BUY
 -
1.15K
+ 7.55%
$48.9K - $53.1K
16.4K $866K
Nov 15, 2021 Q3 2021
Stifel Financial Corp

St. Louis, MO
BUY
 -
798
+ 3.63%
$33.9K - $36.9K
22.8K $1.21M
Nov 15, 2021 Q3 2021
Harbour Investments, Inc.

Madison, WI
BUY
 -
602
+ 28.13%
$25.6K - $27.8K
2.74K $145K
Nov 16, 2021 Q3 2021
Captrust Financial Advisors

Raleigh, NC
BUY
 -
100
New
$4.25K - $4.62K
100 $5.29K
Nov 15, 2021 Q3 2021
Thrivent Financial For Lutherans

Minneapolis, MN
BUY
 -
2
+ 0.03%
$85 - $92.4
5.9K $312K
Oct 06, 2021 Q3 2021
Ifp Advisors, Inc

SELL
 -
0
Closed
$0 - $0
0 $0
Nov 09, 2021 Q3 2021
Concourse Financial Group Securities, Inc.

Birmingham, AL
SELL
 -
-102
- 17.32%
$4.34K - $4.71K
487 $25.8K
Oct 19, 2021 Q3 2021
Arkadios Wealth Advisors

SELL
 -
-189
Closed
$8.03K - $8.73K
0 $0
Nov 18, 2021 Q3 2021
Wealthsource Partners, LLC

SELL
 -
-200
- 0.98%
$8.5K - $9.24K
20.3K $1.07M
Nov 08, 2021 Q3 2021
Stonebridge Financial Planning Group, LLC

SELL
 -
-400
- 80.0%
$17K - $18.5K
100 $5.29K
Nov 15, 2021 Q3 2021
D.A. Davidson & Co.

SELL
 -
-426
- 5.73%
$18.1K - $19.7K
7K $371K
Nov 02, 2021 Q3 2021
Benjamin F. Edwards & Company, Inc.

St. Louis, MO
SELL
 -
-441
- 0.65%
$18.7K - $20.4K
67.1K $3.55M
Oct 29, 2021 Q3 2021
Banque Cantonale Vaudoise

SELL
 -
-955
Closed
$40.6K - $44.1K
0 $0
Nov 12, 2021 Q3 2021
Strategic Blueprint, LLC

Atlanta, GA
SELL
 -
-1.34K
Closed
$57K - $62K
0 $0
Nov 16, 2021 Q3 2021
Cetera Advisor Networks LLC

El Segundo, CA
SELL
 -
-1.45K
- 12.16%
$61.6K - $67K
10.5K $554K
Nov 05, 2021 Q3 2021
Pfg Advisors

SELL
 -
-1.6K
- 20.79%
$68.1K - $74K
6.1K $323K
Nov 03, 2021 Q3 2021
Kovack Advisors, Inc.

SELL
 -
-5.23K
Closed
$222K - $242K
0 $0
Oct 29, 2021 Q3 2021
Commonwealth Equity Services, LLC

SELL
 -
-5.29K
Closed
$225K - $244K
0 $0
Oct 05, 2021 Q3 2021
Savior LLC

SELL
 -
-5.84K
Closed
$248K - $270K
0 $0
Nov 09, 2021 Q3 2021
Mgo One Seven LLC

Beachwood, OH
SELL
 -
-11.4K
- 67.89%
$483K - $525K
5.38K $284K
Nov 12, 2021 Q3 2021
Leelyn Smith, LLC

Geneva, IL
SELL
 -
-11.9K
Closed
$505K - $549K
0 $0
Oct 29, 2021 Q3 2021
Harvest Investment Services, LLC

SELL
 -
-13.1K
- 25.72%
$556K - $604K
37.8K $2M
Nov 16, 2021 Q3 2021
Advisor Resource Council

SELL
 -
-14.2K
Closed
$602K - $655K
0 $0
Nov 12, 2021 Q3 2021
Cibc World Market Inc.

Toronto, A6
SELL
 -
-15.2K
Closed
$645K - $701K
0 $0
Mar 22, 2023 Q3 2021
American Portfolios Advisors

Holbrook, NY
SELL
 -
-16.8K
- 96.66%
$713K - $775K
580 $30.7K
Nov 05, 2021 Q3 2021
Advisor Group Holdings, Inc.

Phoenix, AZ
SELL
 -
-24.2K
- 53.27%
$1.03M - $1.12M
21.2K $1.12M
Nov 02, 2021 Q3 2021
Raymond James Financial Services Advisors, Inc.

St. Petersburg, FL
SELL
 -
-29.3K
- 21.46%
$1.24M - $1.35M
107K $5.67M
Oct 14, 2021 Q3 2021
Private Advisor Group, LLC

SELL
 -
-29.5K
- 70.95%
$1.25M - $1.36M
12.1K $639K
Nov 15, 2021 Q3 2021
First Heartland Consultants, Inc.

SELL
 -
-49.6K
- 26.14%
$2.11M - $2.29M
140K $7.41M
Nov 12, 2021 Q3 2021
Baird Financial Group, Inc.

Milwaukee, WI
SELL
 -
-55K
Closed
$2.34M - $2.54M
0 $0
Oct 22, 2021 Q3 2021
Private Advisory Group LLC

Redmond, WA
SELL
 -
-67.4K
Closed
$2.87M - $3.11M
0 $0
Nov 15, 2021 Q3 2021
Lpl Financial LLC

Fort Mill, SC
SELL
 -
-116K
- 46.48%
$4.93M - $5.35M
133K $7.06M
Nov 15, 2021 Q3 2021
Wells Fargo & Company

San Francisco, CA
SELL
 -
-120K
- 59.58%
$5.09M - $5.53M
81.3K $4.3M

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