Purchases and Sales Made in Q4 2021 in First Trust Mid Cap Value Alph (FNK)
This table provides information about the institutional ownership of First Trust Mid Cap Value Alph (FNK) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST MID CAP VALUE ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2022
Q4 2021
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
1.02MNew |
$45M - $48.9M
|
1.02M
$53.9M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
129KNew |
$5.71M - $6.2M
|
129K
$6.83M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
123K+ 151.82% |
$5.45M - $5.93M
|
205K
$10.8M
|
|
|
Jan 27, 2022
Q4 2021
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
56.8KNew |
$2.51M - $2.73M
|
56.8K
$3M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
54K+ 40.46% |
$2.39M - $2.59M
|
187K
$9.91M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
42.3K+ 126.44% |
$1.87M - $2.03M
|
75.8K
$4.01M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
40.2K+ 37.5% |
$1.77M - $1.93M
|
147K
$7.79M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
22.7K+ 157.7% |
$1M - $1.09M
|
37K
$1.96M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19K+ 81.99% |
$839K - $912K
|
42.1K
$2.23M
|
|
|
Feb 11, 2022
Q4 2021
|
Triumph Capital Management
|
BUY
|
- |
18.6KNew |
$822K - $894K
|
18.6K
$984K
|
|
|
Feb 11, 2022
Q4 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
17K+ 12.12% |
$750K - $815K
|
157K
$8.31M
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
16.8KNew |
$741K - $805K
|
16.8K
$887K
|
|
|
Jan 20, 2022
Q4 2021
|
Tkg Advisors, LLC
|
BUY
|
- |
13.3KNew |
$587K - $638K
|
13.3K
$703K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.9K+ 56.53% |
$569K - $619K
|
35.7K
$1.89M
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
BUY
|
- |
12.4K+ 32.91% |
$549K - $597K
|
50.2K
$2.65M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.6KNew |
$513K - $558K
|
11.6K
$615K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.8K+ 17.88% |
$389K - $423K
|
58.1K
$3.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
6.88KNew |
$304K - $330K
|
6.88K
$364K
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
3.61K+ 5.23% |
$160K - $173K
|
72.7K
$3.85M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.87K+ 17.51% |
$127K - $138K
|
19.2K
$1.02M
|
|
|
Jan 20, 2022
Q4 2021
|
G&S Capital LLC
|
BUY
|
- |
1.75K+ 7.08% |
$77.4K - $84.1K
|
26.5K
$1.4M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
1.55K+ 12.84% |
$68.5K - $74.5K
|
13.6K
$721K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1K+ 262.47% |
$44.2K - $48K
|
1.38K
$73.1K
|
|
|
Jan 18, 2022
Q4 2021
|
Global Trust Asset Management, LLC
|
BUY
|
- |
802New |
$35.4K - $38.5K
|
802
$42.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Money Concepts Capital Corp
|
BUY
|
- |
748+ 20.47% |
$33.1K - $35.9K
|
4.4K
$233K
|
|
|
Feb 14, 2022
Q4 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
732New |
$32.3K - $35.2K
|
732
$38.7K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
505New |
$22.3K - $24.3K
|
505
$26.7K
|
|
|
Feb 10, 2022
Q4 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
488New |
$21.6K - $23.4K
|
488
$25.8K
|
|
|
Jan 13, 2022
Q4 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
262+ 3.37% |
$11.6K - $12.6K
|
8.05K
$426K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
141New |
$6.23K - $6.77K
|
141
$7.46K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
130+ 4.74% |
$5.74K - $6.24K
|
2.87K
$152K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
25+ 0.42% |
$1.1K - $1.2K
|
6.04K
$319K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-2- 0.03% |
$88.4 - $96.1
|
5.9K
$312K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-11- 0.16% |
$486 - $528
|
6.99K
$370K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-673- 6.43% |
$29.7K - $32.3K
|
9.8K
$518K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.45K- 2.16% |
$64.1K - $69.7K
|
65.6K
$3.47M
|
|
|
Jan 31, 2022
Q4 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-2.11K- 21.41% |
$93.3K - $101K
|
7.75K
$410K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.04K- 11.34% |
$134K - $146K
|
23.7K
$1.26M
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
SELL
|
- |
-6.1KClosed |
$270K - $293K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-11.5K- 11.57% |
$509K - $553K
|
88K
$4.66M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-12K- 71.88% |
$528K - $574K
|
4.68K
$247K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-16.8K- 96.66% |
$741K - $806K
|
580
$30.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-20.3KClosed |
$896K - $974K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-22.5K- 5.61% |
$993K - $1.08M
|
378K
$20M
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-38.9KClosed |
$1.72M - $1.87M
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-48.6K- 79.67% |
$2.15M - $2.33M
|
12.4K
$656K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-59.2KClosed |
$2.61M - $2.84M
|
0
$0
|