Purchases and Sales Made in Q1 2023 in First Tr Mid Cap Core Alphadex (FNX)
This table provides information about the institutional ownership of First Tr Mid Cap Core Alphadex (FNX) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TR MID CAP CORE ALPHADEX.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 04, 2023
Q1 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
775+ 22.68% |
$66K - $77.1K
|
4.19K
$486K
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
582+ 1.04% |
$49.6K - $57.9K
|
56.6K
$6.56M
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
528+ 2.04% |
$45K - $52.5K
|
26.4K
$3.06M
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
414+ 14.68% |
$35.3K - $41.2K
|
3.24K
$375K
|
|
Apr 20, 2023
Q1 2023
|
Pfg Advisors
|
BUY
|
- |
327+ 5.43% |
$27.9K - $32.5K
|
6.35K
$736K
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
271+ 1.05% |
$23.1K - $27K
|
26K
$3.01M
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
255+ 5.34% |
$21.7K - $25.4K
|
5.03K
$583K
|
|
May 09, 2023
Q1 2023
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
222+ 0.44% |
$18.9K - $22.1K
|
50.3K
$5.83M
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
219+ 10.04% |
$18.7K - $21.8K
|
2.4K
$278K
|
|
Apr 24, 2023
Q1 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
216+ 93.51% |
$18.4K - $21.5K
|
447
$51.8K
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
199New |
$17K - $19.8K
|
199
$23.1K
|
|
Apr 21, 2023
Q1 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
137+ 2.15% |
$11.7K - $13.6K
|
6.51K
$754K
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
135+ 5.12% |
$11.5K - $13.4K
|
2.77K
$321K
|
|
May 12, 2023
Q1 2023
|
Westwood Holdings Group Inc
Dallas, TX |
BUY
|
- |
100+ 2.66% |
$8.52K - $9.95K
|
3.86K
$447K
|
|
May 02, 2023
Q1 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
85+ 1.65% |
$7.24K - $8.46K
|
5.25K
$609K
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
82+ 2.47% |
$6.99K - $8.16K
|
3.4K
$394K
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
76+ 1.49% |
$6.48K - $7.56K
|
5.18K
$601K
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
65+ 2.38% |
$5.54K - $6.47K
|
2.8K
$324K
|
|
May 09, 2023
Q1 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
64+ 1.24% |
$5.45K - $6.37K
|
5.23K
$607K
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
61New |
$5.2K - $6.07K
|
61
$7.07K
|
|
Apr 27, 2023
Q1 2023
|
Comerica Securities,Inc.
|
BUY
|
- |
58+ 1.69% |
$4.94K - $5.77K
|
3.49K
$405K
|
|
May 01, 2023
Q1 2023
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
18New |
$1.53K - $1.79K
|
18
$2.09K
|
|
Apr 18, 2023
Q1 2023
|
Independent Wealth Network Inc.
|
BUY
|
- |
17+ 0.34% |
$1.45K - $1.69K
|
5K
$580K
|
|
May 10, 2023
Q1 2023
|
Citizens Financial Group Inc
|
BUY
|
- |
15+ 0.1% |
$1.28K - $1.49K
|
15.3K
$1.77M
|
|
May 12, 2023
Q1 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
10+ 1.19% |
$852 - $995
|
853
$98.9K
|
|
Jan 02, 2024
Q1 2023
|
Southland Equity Partners LLC
Wildwood, MO |
BUY
|
- |
8+ 0.11% |
$682 - $796
|
7.2K
$835K
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2- 0.06% |
$170 - $199
|
3.56K
$413K
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-3- 5.66% |
$256 - $299
|
50
$5.8K
|
|
May 11, 2023
Q1 2023
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-9- 0.37% |
$767 - $896
|
2.43K
$282K
|
|
Apr 27, 2023
Q1 2023
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-14- 1.43% |
$1.19K - $1.39K
|
965
$112K
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-63- 2.62% |
$5.37K - $6.27K
|
2.34K
$272K
|
|
Apr 26, 2023
Q1 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-65- 1.75% |
$5.54K - $6.47K
|
3.64K
$422K
|
|
May 03, 2023
Q1 2023
|
Element Wealth, LLC
|
SELL
|
- |
-82- 1.99% |
$6.99K - $8.16K
|
4.04K
$469K
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-94- 0.74% |
$8.01K - $9.35K
|
12.5K
$1.45M
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-100- 3.78% |
$8.52K - $9.95K
|
2.55K
$295K
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-107- 7.18% |
$9.12K - $10.6K
|
1.38K
$160K
|
|
May 12, 2023
Q1 2023
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-108- 3.0% |
$9.2K - $10.7K
|
3.49K
$405K
|
|
May 03, 2023
Q1 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-135- 0.82% |
$11.5K - $13.4K
|
16.3K
$1.9M
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-138- 5.42% |
$11.8K - $13.7K
|
2.41K
$279K
|
|
May 15, 2023
Q1 2023
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-139- 2.85% |
$11.8K - $13.8K
|
4.74K
$549K
|
|
May 10, 2023
Q1 2023
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-152- 3.32% |
$13K - $15.1K
|
4.42K
$513K
|
|
Apr 13, 2023
Q1 2023
|
Secure Asset Management, LLC
|
SELL
|
- |
-155- 0.76% |
$13.2K - $15.4K
|
20.2K
$2.35M
|
|
Apr 19, 2023
Q1 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-168- 3.03% |
$14.3K - $16.7K
|
5.37K
$622K
|
|
Apr 17, 2023
Q1 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-171- 0.66% |
$14.6K - $17K
|
25.9K
$3M
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-179- 23.34% |
$15.3K - $17.8K
|
588
$68.2K
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-237- 3.06% |
$20.2K - $23.6K
|
7.51K
$871K
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-261- 0.57% |
$22.2K - $26K
|
45.2K
$5.24M
|
|
Sep 12, 2023
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-357- 9.65% |
$30.4K - $35.5K
|
3.34K
$388K
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-406- 8.85% |
$34.6K - $40.4K
|
4.18K
$485K
|
|
May 15, 2023
Q1 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-429- 2.82% |
$36.6K - $42.7K
|
14.8K
$1.71M
|