Purchases and Sales Made in Q2 2021 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q2 2021. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
16.5MNew |
$335M - $341M
|
16.5M
$294M
|
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
7.34MNew |
$148M - $151M
|
7.34M
$130M
|
|
|
Jul 21, 2021
Q2 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
2.28M+ 1894.19% |
$46.1M - $46.9M
|
2.4M
$42.6M
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
2M+ 18.17% |
$40.4M - $41.1M
|
13M
$231M
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.94M+ 415.17% |
$39.3M - $40M
|
2.41M
$42.9M
|
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.7M+ 27.78% |
$34.3M - $35M
|
7.81M
$139M
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.58M+ 29.86% |
$32M - $32.6M
|
6.87M
$122M
|
|
|
Aug 13, 2021
Q2 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
917K+ 327.49% |
$18.5M - $18.9M
|
1.2M
$21.3M
|
|
|
Jul 01, 2021
Q2 2021
|
Park National Corp
|
BUY
|
- |
764K+ 27.61% |
$15.4M - $15.7M
|
3.53M
$62.7M
|
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
731K+ 52.54% |
$14.8M - $15.1M
|
2.12M
$37.7M
|
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
BUY
|
- |
712K+ 36.79% |
$14.4M - $14.7M
|
2.65M
$47.1M
|
|
|
Aug 13, 2021
Q2 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
707K+ 218.07% |
$14.3M - $14.6M
|
1.03M
$18.3M
|
|
|
Aug 04, 2021
Q2 2021
|
Grimes & Company, Inc.
|
BUY
|
- |
644K+ 13.55% |
$13M - $13.3M
|
5.39M
$95.9M
|
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
496K+ 11.02% |
$10M - $10.2M
|
5M
$88.8M
|
|
|
Jul 27, 2021
Q2 2021
|
Mattern Wealth Management LLC
|
BUY
|
- |
455KNew |
$9.21M - $9.38M
|
455K
$8.09M
|
|
|
Aug 12, 2021
Q2 2021
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
445KNew |
$9M - $9.17M
|
445K
$7.91M
|
|
|
Aug 12, 2021
Q2 2021
|
Elevation Capital Advisory, LLC
Bend, OR |
BUY
|
- |
432KNew |
$8.75M - $8.91M
|
432K
$7.69M
|
|
|
Aug 09, 2021
Q2 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
431KNew |
$8.72M - $8.89M
|
431K
$7.67M
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
365K+ 15.28% |
$7.38M - $7.52M
|
2.75M
$48.9M
|
|
|
Aug 16, 2021
Q2 2021
|
Keebeck Wealth Management, LLC
Chicago, IL |
BUY
|
- |
342KNew |
$6.92M - $7.05M
|
342K
$6.08M
|
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
310K+ 17.6% |
$6.27M - $6.39M
|
2.07M
$36.8M
|
|
|
Jul 23, 2021
Q2 2021
|
True Wealth Advisors, LLC
|
BUY
|
- |
295KNew |
$5.96M - $6.07M
|
295K
$5.24M
|
|
|
Jul 28, 2021
Q2 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
283K+ 14.35% |
$5.73M - $5.84M
|
2.26M
$40.1M
|
|
|
Jul 12, 2021
Q2 2021
|
Gradient Investments LLC
|
BUY
|
- |
271K+ 11.57% |
$5.48M - $5.58M
|
2.61M
$46.4M
|
|
|
Aug 13, 2021
Q2 2021
|
Southern Wealth Management, LLP
Dallas, TX |
BUY
|
- |
263K+ 20.26% |
$5.33M - $5.43M
|
1.56M
$27.8M
|
|
|
Jul 20, 2021
Q2 2021
|
Transform Wealth, LLC
|
BUY
|
- |
242K+ 415.68% |
$4.89M - $4.99M
|
300K
$5.34M
|
|
|
Aug 06, 2021
Q2 2021
|
Howard Capital Management Inc.
|
BUY
|
- |
210KNew |
$4.24M - $4.32M
|
210K
$3.73M
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
199K+ 9.97% |
$4.03M - $4.1M
|
2.2M
$39M
|
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
178K+ 159.1% |
$3.61M - $3.68M
|
291K
$5.16M
|
|
|
Aug 12, 2021
Q2 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
176KNew |
$3.56M - $3.63M
|
176K
$3.13M
|
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
158K+ 11.97% |
$3.19M - $3.25M
|
1.48M
$26.2M
|
|
|
Aug 13, 2021
Q2 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
151K+ 240.23% |
$3.06M - $3.12M
|
215K
$3.81M
|
|
|
Aug 09, 2021
Q2 2021
|
Spinnaker Trust
|
BUY
|
- |
145K+ 17.65% |
$2.94M - $3M
|
970K
$17.2M
|
|
|
Aug 12, 2021
Q2 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
144K+ 30.57% |
$2.92M - $2.98M
|
617K
$11M
|
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
134K+ 38.19% |
$2.71M - $2.76M
|
485K
$8.62M
|
|
|
Aug 16, 2021
Q2 2021
|
Stringer Asset Management, LLC
Memphis, TN |
BUY
|
- |
132K+ 129.43% |
$2.67M - $2.72M
|
234K
$4.16M
|
|
|
Aug 16, 2021
Q2 2021
|
Shore Haven Wealth Partners, LLC
|
BUY
|
- |
126K+ 30.2% |
$2.55M - $2.6M
|
543K
$9.65M
|
|
|
Aug 10, 2021
Q2 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
110K+ 177.0% |
$2.23M - $2.27M
|
173K
$3.07M
|
|
|
Aug 09, 2021
Q2 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
106KNew |
$2.14M - $2.18M
|
106K
$1.88M
|
|
|
Aug 02, 2021
Q2 2021
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
BUY
|
- |
97.4K+ 45.34% |
$1.97M - $2.01M
|
312K
$5.55M
|
|
|
Aug 04, 2021
Q2 2021
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
84.8K+ 53.31% |
$1.72M - $1.75M
|
244K
$4.34M
|
|
|
Aug 11, 2021
Q2 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
83.1K+ 6.72% |
$1.68M - $1.71M
|
1.32M
$23.5M
|
|
|
Aug 16, 2021
Q2 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
82.1K+ 20.25% |
$1.66M - $1.69M
|
487K
$8.66M
|
|
|
Aug 09, 2021
Q2 2021
|
Western Wealth Management, LLC
|
BUY
|
- |
81.1K+ 38.89% |
$1.64M - $1.67M
|
289K
$5.14M
|
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
80.4K+ 8.67% |
$1.63M - $1.66M
|
1.01M
$17.9M
|
|
|
Aug 06, 2021
Q2 2021
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
79.8K+ 201.69% |
$1.61M - $1.64M
|
119K
$2.12M
|
|
|
Aug 11, 2021
Q2 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
79.3K+ 5.85% |
$1.6M - $1.63M
|
1.44M
$25.5M
|
|
|
Jul 19, 2021
Q2 2021
|
Country Trust Bank
|
BUY
|
- |
76.6K+ 3.47% |
$1.55M - $1.58M
|
2.28M
$40.6M
|
|
|
Aug 11, 2021
Q2 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
70.4KNew |
$1.42M - $1.45M
|
70.4K
$1.25M
|
|
|
Aug 16, 2021
Q2 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
BUY
|
- |
69K+ 23.32% |
$1.39M - $1.42M
|
365K
$6.48M
|