Purchases and Sales Made in Q1 2021 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
931K+ 196.94% |
$61.1M - $66.4M
|
1.4M
$127M
|
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
538K+ 17.02% |
$35.3M - $38.3M
|
3.7M
$334M
|
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
420K+ 1848.28% |
$27.6M - $29.9M
|
443K
$40M
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
236K+ 11.59% |
$15.5M - $16.8M
|
2.27M
$205M
|
|
|
May 10, 2021
Q1 2021
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
189KNew |
$12.4M - $13.5M
|
189K
$17.1M
|
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
137K+ 10.68% |
$8.99M - $9.77M
|
1.42M
$128M
|
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
128K+ 13.04% |
$8.38M - $9.1M
|
1.11M
$100M
|
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
124KNew |
$8.11M - $8.81M
|
124K
$11.2M
|
|
|
May 12, 2021
Q1 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
92.8K+ 13.81% |
$6.09M - $6.62M
|
765K
$69.1M
|
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
77.7K+ 15.52% |
$5.1M - $5.54M
|
578K
$52.2M
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
74K+ 3.35% |
$4.86M - $5.27M
|
2.28M
$206M
|
|
|
May 18, 2021
Q1 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
69.7K+ 57.77% |
$4.57M - $4.97M
|
190K
$17.2M
|
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
59.7K+ 8.83% |
$3.92M - $4.25M
|
736K
$66.5M
|
|
|
May 13, 2021
Q1 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
58.1K+ 6.2% |
$3.81M - $4.14M
|
996K
$89.9M
|
|
|
May 12, 2022
Q1 2021
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
BUY
|
- |
47.3KNew |
$3.11M - $3.37M
|
47.3K
$4.27M
|
|
|
May 17, 2021
Q1 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
44.7K+ 52.85% |
$2.94M - $3.19M
|
129K
$11.7M
|
|
|
Jan 27, 2023
Q1 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
44.7K+ 52.85% |
$2.94M - $3.19M
|
129K
$11.7M
|
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
39.2KNew |
$2.57M - $2.79M
|
39.2K
$3.54M
|
|
|
May 13, 2021
Q1 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
38.8K+ 99.07% |
$2.54M - $2.76M
|
77.9K
$7.04M
|
|
|
May 04, 2021
Q1 2021
|
Valmark Advisers, Inc.
|
BUY
|
- |
38.3K+ 42.25% |
$2.51M - $2.73M
|
129K
$11.6M
|
|
|
May 14, 2021
Q1 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
36.5K+ 28.73% |
$2.4M - $2.6M
|
164K
$14.8M
|
|
|
May 10, 2021
Q1 2021
|
Lincoln National Corp
|
BUY
|
- |
35.8K+ 16.37% |
$2.35M - $2.55M
|
254K
$23M
|
|
|
Apr 28, 2021
Q1 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
35.6K+ 71.15% |
$2.33M - $2.54M
|
85.6K
$7.73M
|
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
30.8KNew |
$2.02M - $2.2M
|
30.8K
$2.78M
|
|
|
May 17, 2021
Q1 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
28K+ 9.54% |
$1.84M - $2M
|
322K
$29.1M
|
|
|
May 13, 2021
Q1 2021
|
American Financial Advisors, LLC
|
BUY
|
- |
26.5K+ 7.21% |
$1.74M - $1.89M
|
394K
$35.6M
|
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
25.3K+ 20.18% |
$1.66M - $1.81M
|
151K
$13.6M
|
|
|
May 06, 2021
Q1 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
23.6KNew |
$1.55M - $1.68M
|
23.6K
$2.13M
|
|
|
May 12, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
22.7KNew |
$1.49M - $1.62M
|
22.7K
$2.05M
|
|
|
Apr 19, 2021
Q1 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
21.5K+ 4.51% |
$1.41M - $1.53M
|
497K
$44.9M
|
|
|
May 10, 2021
Q1 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
20.4K+ 31.2% |
$1.34M - $1.45M
|
85.9K
$7.75M
|
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
19.2K+ 10.57% |
$1.26M - $1.37M
|
201K
$18.1M
|
|
|
Apr 27, 2021
Q1 2021
|
Pfg Advisors
|
BUY
|
- |
18.7K+ 13.96% |
$1.22M - $1.33M
|
152K
$13.8M
|
|
|
May 17, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
18KNew |
$1.18M - $1.28M
|
18K
$1.62M
|
|
|
May 11, 2021
Q1 2021
|
Keystone Financial Group
|
BUY
|
- |
17K+ 10.07% |
$1.12M - $1.21M
|
186K
$16.8M
|
|
|
May 17, 2021
Q1 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
15.3K+ 6.31% |
$1M - $1.09M
|
258K
$23.3M
|
|
|
May 04, 2021
Q1 2021
|
Sargent Investment Group, LLC
|
BUY
|
- |
15.1K+ 13.37% |
$993K - $1.08M
|
128K
$11.6M
|
|
|
May 14, 2021
Q1 2021
|
Archer Investment Corp
|
BUY
|
- |
15.1K+ 6.45% |
$990K - $1.08M
|
249K
$22.5M
|
|
|
May 13, 2021
Q1 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
14.8K+ 78.69% |
$969K - $1.05M
|
33.5K
$3.03M
|
|
|
Apr 21, 2021
Q1 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
14.7K+ 19.89% |
$967K - $1.05M
|
88.9K
$8.03M
|
|
|
Apr 01, 2021
Q1 2021
|
Park National Corp
|
BUY
|
- |
14.3K+ 6.87% |
$935K - $1.02M
|
222K
$20M
|
|
|
May 06, 2021
Q1 2021
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
13.6K+ 1316.78% |
$891K - $967K
|
14.6K
$1.32M
|
|
|
May 14, 2021
Q1 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
13.5K+ 21.29% |
$883K - $960K
|
76.7K
$6.93M
|
|
|
May 14, 2021
Q1 2021
|
Stephens Inc
|
BUY
|
- |
13.4K+ 24.88% |
$882K - $958K
|
67.4K
$6.09M
|
|
|
Apr 15, 2021
Q1 2021
|
Mcdonald Partners LLC
|
BUY
|
- |
13.3K+ 169.93% |
$874K - $950K
|
21.2K
$1.91M
|
|
|
May 20, 2021
Q1 2021
|
Tru Independence LLC
|
BUY
|
- |
11.7KNew |
$768K - $834K
|
11.7K
$1.06M
|
|
|
May 10, 2021
Q1 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
11.5K+ 99.55% |
$753K - $818K
|
23K
$2.08M
|
|
|
May 12, 2021
Q1 2021
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
10.7KNew |
$705K - $765K
|
10.7K
$970K
|
|
|
May 11, 2021
Q1 2021
|
Essex Financial Services, Inc.
|
BUY
|
- |
10.3K+ 192.78% |
$678K - $736K
|
15.7K
$1.42M
|
|
|
May 14, 2021
Q1 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
10.1K+ 9.14% |
$661K - $718K
|
120K
$10.9M
|