Purchases and Sales Made in Q3 2021 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 01, 2021
Q3 2021
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
2.37K+ 13.05% |
$177K - $189K
|
20.5K
$1.77M
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.32K+ 2.97% |
$174K - $185K
|
80.5K
$6.95M
|
|
Nov 09, 2021
Q3 2021
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
2.32K+ 3.03% |
$173K - $185K
|
78.8K
$6.81M
|
|
Oct 06, 2021
Q3 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
2.23KNew |
$167K - $178K
|
2.23K
$193K
|
|
Nov 05, 2021
Q3 2021
|
Lokken Investment Group LLC
|
BUY
|
- |
2.22K+ 6.16% |
$166K - $177K
|
38.2K
$3.3M
|
|
Nov 08, 2021
Q3 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
2.21K+ 33.64% |
$166K - $177K
|
8.8K
$760K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.12K+ 4.22% |
$158K - $169K
|
52.3K
$4.52M
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
2.08K+ 14.85% |
$156K - $167K
|
16.1K
$1.39M
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
1.94K+ 8.43% |
$145K - $155K
|
24.9K
$2.15M
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1.91K+ 31.87% |
$143K - $153K
|
7.92K
$684K
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
1.85KNew |
$138K - $148K
|
1.85K
$160K
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.84KNew |
$137K - $147K
|
1.84K
$159K
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.72K+ 3.65% |
$129K - $138K
|
48.9K
$4.23M
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
1.72K+ 1.8% |
$129K - $137K
|
97K
$8.38M
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
1.66K+ 2.7% |
$124K - $133K
|
63K
$5.45M
|
|
Oct 21, 2021
Q3 2021
|
Concorde Asset Management, LLC
|
BUY
|
- |
1.52K+ 41.57% |
$114K - $121K
|
5.17K
$446K
|
|
Nov 15, 2021
Q3 2021
|
Beacon Financial Advisory LLC
|
BUY
|
- |
1.39K+ 3.95% |
$104K - $111K
|
36.6K
$3.16M
|
|
Oct 14, 2021
Q3 2021
|
Purus Wealth Management, LLC
|
BUY
|
- |
1.39K+ 2.36% |
$104K - $111K
|
60.1K
$5.2M
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
1.28K+ 44.72% |
$95.6K - $102K
|
4.14K
$357K
|
|
Oct 20, 2021
Q3 2021
|
Crumly & Associates Inc.
|
BUY
|
- |
1.25K+ 1.22% |
$93.2K - $99.6K
|
103K
$8.94M
|
|
Nov 02, 2021
Q3 2021
|
Waterfront Wealth Inc.
|
BUY
|
- |
1.14K+ 3.5% |
$85.1K - $90.9K
|
33.6K
$2.91M
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.13K+ 1.42% |
$84.5K - $90.3K
|
80.6K
$6.97M
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
1.05K+ 7.02% |
$78.5K - $83.8K
|
16K
$1.38M
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
1.03K+ 3.37% |
$77.1K - $82.4K
|
31.6K
$2.73M
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
996+ 21.72% |
$74.5K - $79.6K
|
5.58K
$482K
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
985New |
$73.7K - $78.7K
|
985
$85.1K
|
|
Oct 28, 2021
Q3 2021
|
Compass Ion Advisors, LLC
|
BUY
|
- |
808+ 19.4% |
$60.5K - $64.6K
|
4.97K
$430K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
748+ 1.44% |
$56K - $59.8K
|
52.5K
$4.54M
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
736+ 0.98% |
$55.1K - $58.8K
|
76K
$6.56M
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
725+ 4.77% |
$54.2K - $57.9K
|
15.9K
$1.37M
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
700New |
$52.4K - $55.9K
|
700
$60.5K
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
690+ 8.07% |
$51.6K - $55.1K
|
9.24K
$798K
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
614+ 5.01% |
$45.9K - $49.1K
|
12.9K
$1.11M
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
590+ 69.66% |
$44.1K - $47.2K
|
1.44K
$124K
|
|
Oct 12, 2021
Q3 2021
|
Alliance Wealth Advisors, LLC
|
BUY
|
- |
584+ 7.71% |
$43.7K - $46.7K
|
8.16K
$705K
|
|
Oct 15, 2021
Q3 2021
|
Wolff Wiese Magana LLC
|
BUY
|
- |
576+ 5.81% |
$43.1K - $46K
|
10.5K
$906K
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
488+ 1.2% |
$36.5K - $39K
|
41.2K
$3.56M
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
455+ 0.5% |
$34K - $36.4K
|
90.8K
$7.85M
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
455+ 0.5% |
$34K - $36.4K
|
90.8K
$7.85M
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
401+ 1.71% |
$30K - $32K
|
23.9K
$2.07M
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
358+ 1.69% |
$26.8K - $28.6K
|
21.5K
$1.86M
|
|
Oct 12, 2021
Q3 2021
|
Cypress Capital Group
|
BUY
|
- |
336+ 1.1% |
$25.1K - $26.9K
|
30.9K
$2.67M
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
292+ 38.93% |
$21.8K - $23.3K
|
1.04K
$90K
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
286+ 4.64% |
$21.4K - $22.9K
|
6.45K
$557K
|
|
Dec 09, 2021
Q3 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
285+ 8.81% |
$21.3K - $22.8K
|
3.52K
$304K
|
|
Oct 15, 2021
Q3 2021
|
Meridian Wealth Management, LLC
|
BUY
|
- |
273+ 5.38% |
$20.4K - $21.8K
|
5.35K
$462K
|
|
Nov 12, 2021
Q3 2021
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
270+ 3.96% |
$20.2K - $21.6K
|
7.09K
$612K
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
242+ 2.88% |
$18.1K - $19.3K
|
8.64K
$747K
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
BUY
|
- |
218+ 1.87% |
$16.3K - $17.4K
|
11.9K
$1.03M
|
|
Oct 21, 2021
Q3 2021
|
Defined Wealth Management, LLC
|
BUY
|
- |
217+ 0.92% |
$16.2K - $17.3K
|
23.8K
$2.06M
|