Purchases and Sales Made in Q3 2021 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-6.18K- 1.48% |
$462K - $494K
|
412K
$35.6M
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-6.21K- 1.86% |
$464K - $496K
|
327K
$28.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Petix & Botte CO
|
SELL
|
- |
-6.62KClosed |
$495K - $529K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-6.75KClosed |
$505K - $540K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-6.96K- 6.76% |
$521K - $556K
|
96K
$8.29M
|
|
|
Nov 01, 2021
Q3 2021
|
1900 Wealth Management LLC
|
SELL
|
- |
-7.27KClosed |
$544K - $581K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-7.44KClosed |
$557K - $595K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-7.82K- 8.62% |
$585K - $625K
|
82.8K
$7.15M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-10K- 14.39% |
$749K - $800K
|
59.6K
$5.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Peterson Wealth Management
|
SELL
|
- |
-10.1KClosed |
$757K - $808K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-10.9K- 79.77% |
$813K - $869K
|
2.76K
$238K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-11.6K- 2.59% |
$865K - $924K
|
435K
$37.6M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-11.6KClosed |
$868K - $927K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-11.6K- 6.71% |
$869K - $928K
|
161K
$14M
|
|
|
Nov 24, 2021
Q3 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-12.3K- 56.43% |
$923K - $986K
|
9.53K
$823K
|
|
|
Oct 25, 2021
Q3 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-13.5K- 49.65% |
$1.01M - $1.08M
|
13.6K
$1.18M
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-14.6KClosed |
$1.09M - $1.17M
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-16.2KClosed |
$1.21M - $1.29M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-17.7KClosed |
$1.33M - $1.42M
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-18.2K- 13.29% |
$1.36M - $1.45M
|
119K
$10.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-21.3K- 45.69% |
$1.59M - $1.7M
|
25.3K
$2.19M
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-25.5K- 9.8% |
$1.91M - $2.03M
|
234K
$20.3M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-29.3K- 25.46% |
$2.19M - $2.34M
|
85.8K
$7.41M
|
|
|
Nov 15, 2021
Q3 2021
|
Triumph Capital Management
|
SELL
|
- |
-29.4K- 22.57% |
$2.2M - $2.35M
|
101K
$8.7M
|
|
|
Oct 21, 2021
Q3 2021
|
1776 Wealth LLC
|
SELL
|
- |
-30.8K- 41.97% |
$2.3M - $2.46M
|
42.6K
$3.68M
|
|
|
Nov 10, 2021
Q3 2021
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-30.9KClosed |
$2.31M - $2.47M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-32K- 3.72% |
$2.4M - $2.56M
|
828K
$71.5M
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-32.2KClosed |
$2.41M - $2.57M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-33.1K- 28.95% |
$2.48M - $2.64M
|
81.2K
$7.02M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-34.7K- 4.01% |
$2.6M - $2.78M
|
831K
$71.8M
|
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-37.6K- 99.68% |
$2.81M - $3M
|
119
$10.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-38.7K- 38.98% |
$2.89M - $3.09M
|
60.5K
$5.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-39.4KClosed |
$2.95M - $3.15M
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-40.3K- 2.86% |
$3.01M - $3.22M
|
1.37M
$118M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-46.5K- 2.52% |
$3.48M - $3.72M
|
1.8M
$156M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-59.6KClosed |
$4.46M - $4.77M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-74.5K- 15.63% |
$5.57M - $5.95M
|
402K
$34.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-110K- 2.62% |
$8.24M - $8.8M
|
4.1M
$354M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-121K- 3.14% |
$9.02M - $9.64M
|
3.72M
$322M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-128K- 6.66% |
$9.58M - $10.2M
|
1.79M
$155M
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-187K- 67.38% |
$14M - $15M
|
90.7K
$7.84M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-214KClosed |
$16M - $17.1M
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-245K- 52.58% |
$18.3M - $19.6M
|
221K
$19.1M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-553K- 72.26% |
$41.4M - $44.2M
|
212K
$18.4M
|