Purchases and Sales Made in Q3 2021 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 04, 2021
Q3 2021
|
Choate Investment Advisors
Boston, MA |
SELL
|
- |
-405Closed |
$30.3K - $32.4K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-415- 2.8% |
$31.1K - $33.2K
|
14.4K
$1.25M
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-487- 8.59% |
$36.4K - $38.9K
|
5.19K
$448K
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-509- 0.73% |
$38.1K - $40.7K
|
68.9K
$5.95M
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Securities LLC
|
SELL
|
- |
-679- 10.21% |
$50.8K - $54.3K
|
5.97K
$516K
|
|
Oct 15, 2021
Q3 2021
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-687- 5.39% |
$51.4K - $54.9K
|
12.1K
$1.04M
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-697- 8.45% |
$52.1K - $55.7K
|
7.55K
$653K
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-740- 4.28% |
$55.4K - $59.1K
|
16.6K
$1.43M
|
|
Nov 04, 2021
Q3 2021
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-784- 5.56% |
$58.7K - $62.7K
|
13.3K
$1.15M
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-795Closed |
$59.5K - $63.5K
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-885- 6.72% |
$66.2K - $70.7K
|
12.3K
$1.06M
|
|
Oct 19, 2021
Q3 2021
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-894- 3.73% |
$66.9K - $71.4K
|
23.1K
$1.99M
|
|
Nov 12, 2021
Q3 2021
|
Concentrum Wealth Management
|
SELL
|
- |
-936- 10.05% |
$70K - $74.8K
|
8.38K
$724K
|
|
Nov 05, 2021
Q3 2021
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-1.1K- 3.32% |
$81.9K - $87.5K
|
31.9K
$2.76M
|
|
Oct 21, 2021
Q3 2021
|
Alpha Omega Group, Inc.
|
SELL
|
- |
-1.11K- 12.86% |
$82.9K - $88.6K
|
7.51K
$649K
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-1.11KClosed |
$83.1K - $88.8K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-1.15K- 1.06% |
$86.2K - $92.1K
|
108K
$9.29M
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.16K- 5.19% |
$86.9K - $92.9K
|
21.2K
$1.83M
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-1.34K- 7.51% |
$100K - $107K
|
16.5K
$1.43M
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.44K- 2.47% |
$108K - $115K
|
57.1K
$4.93M
|
|
Dec 14, 2021
Q3 2021
|
Strategy Asset Managers LLC
|
SELL
|
- |
-1.5K- 5.36% |
$112K - $120K
|
26.5K
$2.29M
|
|
Nov 16, 2021
Q3 2021
|
Principle Wealth Partners LLC
|
SELL
|
- |
-1.5K- 22.21% |
$112K - $120K
|
5.25K
$454K
|
|
Nov 10, 2021
Q3 2021
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-1.55K- 3.3% |
$116K - $124K
|
45.3K
$3.92M
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-1.61K- 20.33% |
$120K - $129K
|
6.31K
$545K
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-1.86K- 1.8% |
$139K - $148K
|
101K
$8.74M
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-2.25K- 75.14% |
$168K - $180K
|
745
$64.4K
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.34K- 21.31% |
$175K - $187K
|
8.64K
$747K
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-2.46K- 20.06% |
$184K - $197K
|
9.81K
$847K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.67K- 15.07% |
$200K - $213K
|
15K
$1.3M
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-2.76KClosed |
$206K - $220K
|
0
$0
|
|
Oct 18, 2021
Q3 2021
|
De Dora Capital, Inc.
|
SELL
|
- |
-2.96K- 3.79% |
$221K - $236K
|
75.1K
$6.49M
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-3.12K- 39.04% |
$233K - $249K
|
4.87K
$421K
|
|
Nov 12, 2021
Q3 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-3.14K- 9.34% |
$235K - $251K
|
30.5K
$2.64M
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-3.17K- 5.04% |
$237K - $253K
|
59.7K
$5.16M
|
|
Oct 13, 2021
Q3 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-3.33KClosed |
$249K - $266K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-3.4K- 22.09% |
$254K - $272K
|
12K
$1.04M
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
SELL
|
- |
-3.65K- 3.37% |
$273K - $291K
|
105K
$9.03M
|
|
Oct 15, 2021
Q3 2021
|
Wj Wealth Management, LLC
|
SELL
|
- |
-3.75K- 50.0% |
$281K - $300K
|
3.75K
$324K
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-3.79KClosed |
$284K - $303K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-3.84KClosed |
$287K - $307K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-4.06KClosed |
$304K - $325K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
SELL
|
- |
-4.16KClosed |
$311K - $333K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-4.37KClosed |
$327K - $349K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-4.64KClosed |
$347K - $371K
|
0
$0
|
|
Feb 23, 2022
Q3 2021
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-5.11K- 5.8% |
$383K - $409K
|
83.1K
$7.18M
|
|
Oct 28, 2021
Q3 2021
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-5.18KClosed |
$388K - $414K
|
0
$0
|
|
Oct 12, 2021
Q3 2021
|
Kohmann Bosshard Financial Services, LLC
|
SELL
|
- |
-5.25KClosed |
$393K - $420K
|
0
$0
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-5.65K- 15.23% |
$423K - $452K
|
31.4K
$2.72M
|
|
Nov 10, 2021
Q3 2021
|
Frisch Financial Group, Inc.
Melville, NY |
SELL
|
- |
-5.68KClosed |
$425K - $454K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-5.7K- 3.41% |
$426K - $455K
|
161K
$13.9M
|