Purchases and Sales Made in Q1 2020 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 04, 2020
Q1 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-12.8KClosed |
$475K - $618K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-13.1K- 9.41% |
$483K - $629K
|
126K
$5.83M
|
|
|
Apr 22, 2020
Q1 2020
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-13.7KClosed |
$507K - $659K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
SELL
|
- |
-13.7KClosed |
$507K - $660K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-14.5K- 10.54% |
$538K - $700K
|
123K
$5.73M
|
|
|
Apr 21, 2020
Q1 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-15.4K- 52.83% |
$571K - $743K
|
13.8K
$639K
|
|
|
Nov 14, 2024
Q1 2020
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-17.6K- 54.41% |
$652K - $848K
|
14.8K
$684K
|
|
|
Apr 23, 2020
Q1 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-18.6K- 3.0% |
$688K - $895K
|
600K
$27.8M
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-19.5K- 4.46% |
$720K - $937K
|
417K
$19.3M
|
|
|
May 08, 2020
Q1 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-21K- 22.28% |
$778K - $1.01M
|
73.3K
$3.4M
|
|
|
May 15, 2020
Q1 2020
|
Truist Financial Corp
|
SELL
|
- |
-24.6K- 27.36% |
$908K - $1.18M
|
65.2K
$3.02M
|
|
|
Apr 07, 2020
Q1 2020
|
Lake Street Financial LLC
|
SELL
|
- |
-25.2K- 38.82% |
$934K - $1.21M
|
39.8K
$1.84M
|
|
|
Apr 21, 2020
Q1 2020
|
Centaurus Financial, Inc.
|
SELL
|
- |
-27.7K- 24.33% |
$1.03M - $1.33M
|
86.2K
$3.99M
|
|
|
May 13, 2020
Q1 2020
|
Us Bancorp \De\
|
SELL
|
- |
-28.2K- 89.4% |
$1.04M - $1.36M
|
3.35K
$155K
|
|
|
Apr 24, 2020
Q1 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-30.9K- 72.02% |
$1.14M - $1.49M
|
12K
$557K
|
|
|
May 06, 2020
Q1 2020
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-34.7K- 67.93% |
$1.28M - $1.67M
|
16.4K
$759K
|
|
|
May 14, 2020
Q1 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-36.7K- 5.68% |
$1.36M - $1.77M
|
609K
$28.2M
|
|
|
May 15, 2020
Q1 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-38.6K- 17.66% |
$1.43M - $1.86M
|
180K
$8.34M
|
|
|
May 04, 2020
Q1 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-40K- 84.71% |
$1.48M - $1.93M
|
7.22K
$335K
|
|
|
Apr 30, 2020
Q1 2020
|
Stone X Group Inc.
|
SELL
|
- |
-41.1K- 77.23% |
$1.52M - $1.98M
|
12.1K
$561K
|
|
|
May 12, 2020
Q1 2020
|
Donoghue Forlines LLC
|
SELL
|
- |
-44.2KClosed |
$1.64M - $2.13M
|
0
$0
|
|
|
Jun 04, 2020
Q1 2020
|
Great Lakes Retirement, Inc.
Sandusky, OH |
SELL
|
- |
-46.1KClosed |
$1.71M - $2.22M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-56.1K- 24.77% |
$2.08M - $2.7M
|
171K
$7.9M
|
|
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-57K- 64.73% |
$2.11M - $2.75M
|
31.1K
$1.44M
|
|
|
May 15, 2020
Q1 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-60.5K- 31.24% |
$2.24M - $2.91M
|
133K
$6.18M
|
|
|
May 15, 2024
Q1 2020
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-63.8K- 90.11% |
$2.36M - $3.07M
|
7K
$324K
|
|
|
May 14, 2020
Q1 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-69.7K- 39.78% |
$2.58M - $3.35M
|
105K
$4.89M
|
|
|
May 07, 2020
Q1 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-81.8K- 30.82% |
$3.03M - $3.94M
|
184K
$8.52M
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-97.1KClosed |
$3.59M - $4.68M
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-118K- 90.96% |
$4.36M - $5.67M
|
11.7K
$543K
|
|
|
May 12, 2020
Q1 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-121K- 90.24% |
$4.49M - $5.85M
|
13.1K
$609K
|
|
|
May 01, 2020
Q1 2020
|
Ubs Group Ag
|
SELL
|
- |
-133K- 16.17% |
$4.93M - $6.41M
|
691K
$32M
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-135KClosed |
$4.99M - $6.49M
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Barber Financial Group, Inc.
|
SELL
|
- |
-141KClosed |
$5.21M - $6.78M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-148KClosed |
$5.46M - $7.1M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-188KClosed |
$6.95M - $9.04M
|
0
$0
|