Purchases and Sales Made in Q1 2020 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 08, 2020
Q1 2020
|
Colorado Capital Management, Inc.
|
BUY
|
- |
2.28K+ 2.35% |
$84.5K - $110K
|
99.3K
$4.61M
|
|
|
May 11, 2020
Q1 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
2.25K+ 6.1% |
$83.3K - $108K
|
39.1K
$1.81M
|
|
|
May 06, 2020
Q1 2020
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
2.19K+ 6.02% |
$81.1K - $106K
|
38.6K
$1.79M
|
|
|
May 14, 2020
Q1 2020
|
First Heartland Consultants, Inc.
|
BUY
|
- |
2.04K+ 3.0% |
$75.6K - $98.4K
|
70.2K
$3.25M
|
|
|
May 13, 2020
Q1 2020
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.57K+ 19.56% |
$58.2K - $75.8K
|
9.62K
$446K
|
|
|
May 14, 2020
Q1 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
1.52K+ 124.67% |
$56.1K - $73K
|
2.73K
$127K
|
|
|
Apr 06, 2020
Q1 2020
|
Rda Financial Network
|
BUY
|
- |
1.24K+ 4.98% |
$45.9K - $59.7K
|
26.2K
$1.21M
|
|
|
May 04, 2020
Q1 2020
|
Columbus Macro, LLC
|
BUY
|
- |
1.16K+ 7.14% |
$43.1K - $56K
|
17.5K
$809K
|
|
|
May 15, 2020
Q1 2020
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
1.16K+ 14.9% |
$42.9K - $55.8K
|
8.95K
$415K
|
|
|
May 01, 2020
Q1 2020
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
1.02K+ 14.31% |
$37.6K - $49K
|
8.12K
$377K
|
|
|
May 05, 2020
Q1 2020
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
1.01KNew |
$37.4K - $48.6K
|
1.01K
$46.8K
|
|
|
May 14, 2020
Q1 2020
|
Aspire Private Capital, LLC
|
BUY
|
- |
822+ 3.51% |
$30.4K - $39.6K
|
24.2K
$1.12M
|
|
|
Mar 11, 2024
Q1 2020
|
Hobart Private Capital, LLC
Charlotte, NC |
BUY
|
- |
777+ 8.4% |
$28.7K - $37.4K
|
10K
$465K
|
|
|
May 07, 2020
Q1 2020
|
Mbe Wealth Management, LLC
|
BUY
|
- |
696New |
$25.8K - $33.5K
|
696
$32.3K
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
632+ 987.5% |
$23.4K - $30.4K
|
696
$32.3K
|
|
|
May 07, 2020
Q1 2020
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
627New |
$23.2K - $30.2K
|
627
$29.1K
|
|
|
May 15, 2020
Q1 2020
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
550+ 9.13% |
$20.4K - $26.5K
|
6.57K
$305K
|
|
|
May 14, 2020
Q1 2020
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
547+ 3.06% |
$20.2K - $26.3K
|
18.4K
$854K
|
|
|
May 01, 2020
Q1 2020
|
Darwin Advisors, LLC
|
BUY
|
- |
472New |
$17.5K - $22.7K
|
472
$21.9K
|
|
|
May 08, 2020
Q1 2020
|
Towerpoint Wealth, LLC
Sacramento, CA |
BUY
|
- |
448+ 8.56% |
$16.6K - $21.6K
|
5.68K
$263K
|
|
|
May 05, 2020
Q1 2020
|
Davenport & CO LLC
|
BUY
|
- |
417+ 2.95% |
$15.4K - $20.1K
|
14.6K
$675K
|
|
|
Apr 17, 2020
Q1 2020
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
401+ 8.31% |
$14.8K - $19.3K
|
5.23K
$242K
|
|
|
Apr 15, 2020
Q1 2020
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
400New |
$14.8K - $19.3K
|
400
$18.5K
|
|
|
May 15, 2020
Q1 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
279+ 1.12% |
$10.3K - $13.4K
|
25.3K
$1.17M
|
|
|
Apr 17, 2020
Q1 2020
|
Raymond James Trust N.A.
|
BUY
|
- |
277+ 5.46% |
$10.2K - $13.3K
|
5.35K
$248K
|
|
|
Apr 28, 2020
Q1 2020
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
264+ 0.6% |
$9.77K - $12.7K
|
44K
$2.04M
|
|
|
May 14, 2020
Q1 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
212+ 1.22% |
$7.84K - $10.2K
|
17.5K
$813K
|
|
|
Apr 03, 2020
Q1 2020
|
Salomon & Ludwin, LLC
|
BUY
|
- |
198New |
$7.33K - $9.53K
|
198
$9.18K
|
|
|
Apr 13, 2020
Q1 2020
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
160+ 170.21% |
$5.92K - $7.7K
|
254
$11.8K
|
|
|
May 12, 2020
Q1 2020
|
Assetmark, Inc
|
BUY
|
- |
51New |
$1.89K - $2.46K
|
51
$2.36K
|
|
|
May 13, 2020
Q1 2020
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
45+ 0.49% |
$1.67K - $2.17K
|
9.19K
$426K
|
|
|
Apr 17, 2020
Q1 2020
|
Wedbush Securities Inc
|
BUY
|
- |
11+ 0.22% |
$407 - $530
|
5.09K
$236K
|
|
|
Apr 15, 2020
Q1 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
10+ 1.22% |
$370 - $481
|
833
$38.6K
|
|
|
Apr 17, 2020
Q1 2020
|
Allworth Financial LP
|
BUY
|
- |
4+ 0.97% |
$148 - $193
|
416
$19.3K
|
|
|
May 13, 2020
Q1 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
3+ 0.27% |
$111 - $144
|
1.1K
$50.9K
|
|
|
May 07, 2020
Q1 2020
|
Archer Investment Corp
|
BUY
|
- |
1+ 0.37% |
$37 - $48.1
|
269
$12.5K
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-41Closed |
$1.52K - $1.97K
|
0
$0
|
|
|
Jun 03, 2020
Q1 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-51- 0.6% |
$1.89K - $2.46K
|
8.42K
$390K
|
|
|
Apr 30, 2020
Q1 2020
|
Kovack Advisors, Inc.
|
SELL
|
- |
-73- 0.08% |
$2.7K - $3.51K
|
95.2K
$4.42M
|
|
|
May 14, 2020
Q1 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-107Closed |
$3.96K - $5.15K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-114- 9.98% |
$4.22K - $5.49K
|
1.03K
$47.7K
|
|
|
Apr 27, 2020
Q1 2020
|
Duncker Streett & CO Inc
|
SELL
|
- |
-145Closed |
$5.37K - $6.98K
|
0
$0
|
|
|
Apr 09, 2020
Q1 2020
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-156Closed |
$5.77K - $7.51K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Cambridge Advisors Inc.
|
SELL
|
- |
-171- 2.0% |
$6.33K - $8.23K
|
8.38K
$389K
|
|
|
Apr 23, 2020
Q1 2020
|
Barnett & Company, Inc.
|
SELL
|
- |
-214Closed |
$7.92K - $10.3K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-248- 1.23% |
$9.18K - $11.9K
|
19.9K
$921K
|
|
|
Apr 22, 2020
Q1 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-274Closed |
$10.1K - $13.2K
|
0
$0
|
|
|
May 20, 2020
Q1 2020
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-353- 3.43% |
$13.1K - $17K
|
9.94K
$461K
|
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-361Closed |
$13.4K - $17.4K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-386Closed |
$14.3K - $18.6K
|
0
$0
|