Purchases and Sales Made in Q1 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2021
Q1 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-52- 0.92% |
$2.47K - $2.51K
|
5.59K
$259K
|
|
|
Apr 21, 2021
Q1 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-77- 0.47% |
$3.66K - $3.72K
|
16.5K
$763K
|
|
|
May 04, 2021
Q1 2021
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-98- 9.53% |
$4.66K - $4.73K
|
930
$43.1K
|
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-112- 2.01% |
$5.32K - $5.4K
|
5.46K
$253K
|
|
|
May 15, 2024
Q1 2021
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-144- 11.27% |
$6.85K - $6.95K
|
1.13K
$52.6K
|
|
|
Apr 30, 2021
Q1 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-151- 0.87% |
$7.18K - $7.29K
|
17.1K
$794K
|
|
|
Jan 08, 2024
Q1 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-168- 0.52% |
$7.99K - $8.11K
|
32.4K
$1.5M
|
|
|
May 14, 2021
Q1 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-201Closed |
$9.56K - $9.7K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-232- 2.41% |
$11K - $11.2K
|
9.38K
$435K
|
|
|
May 11, 2021
Q1 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-266- 5.0% |
$12.6K - $12.8K
|
5.06K
$235K
|
|
|
May 04, 2021
Q1 2021
|
Beaumont Financial Partners, LLC
|
SELL
|
- |
-276- 5.05% |
$13.1K - $13.3K
|
5.19K
$241K
|
|
|
May 06, 2021
Q1 2021
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-313- 0.22% |
$14.9K - $15.1K
|
143K
$6.63M
|
|
|
May 10, 2021
Q1 2021
|
Mai Capital Management
|
SELL
|
- |
-400- 2.32% |
$19K - $19.3K
|
16.9K
$781K
|
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-417Closed |
$19.8K - $20.1K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-431- 5.1% |
$20.5K - $20.8K
|
8.02K
$372K
|
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-495Closed |
$23.5K - $23.9K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-500- 5.23% |
$23.8K - $24.1K
|
9.07K
$420K
|
|
|
May 14, 2021
Q1 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-605- 67.98% |
$28.8K - $29.2K
|
285
$13.2K
|
|
|
May 06, 2021
Q1 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-703- 3.5% |
$33.4K - $33.9K
|
19.4K
$898K
|
|
|
Apr 16, 2021
Q1 2021
|
Lake Street Financial LLC
|
SELL
|
- |
-807- 1.57% |
$38.4K - $38.9K
|
50.6K
$2.34M
|
|
|
May 13, 2021
Q1 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-831- 8.96% |
$39.5K - $40.1K
|
8.44K
$391K
|
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-839- 82.34% |
$39.9K - $40.5K
|
180
$8.34K
|
|
|
May 13, 2021
Q1 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-1.01K- 7.45% |
$47.8K - $48.5K
|
12.5K
$579K
|
|
|
May 17, 2021
Q1 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.02K- 90.15% |
$48.3K - $49K
|
111
$5.15K
|
|
|
Jun 23, 2021
Q1 2021
|
Stone X Group Inc.
|
SELL
|
- |
-1.94K- 12.53% |
$92K - $93.4K
|
13.5K
$627K
|
|
|
May 13, 2021
Q1 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.02K- 1.91% |
$96.1K - $97.6K
|
104K
$4.82M
|
|
|
May 17, 2021
Q1 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-2.24K- 30.63% |
$107K - $108K
|
5.08K
$235K
|
|
|
Apr 19, 2021
Q1 2021
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-2.35K- 12.68% |
$112K - $114K
|
16.2K
$751K
|
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.44K- 8.88% |
$116K - $118K
|
25K
$1.16M
|
|
|
Apr 27, 2021
Q1 2021
|
Cwm, LLC
|
SELL
|
- |
-2.56K- 98.99% |
$122K - $123K
|
26
$1.21K
|
|
|
May 13, 2021
Q1 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-2.83KClosed |
$135K - $137K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-2.93K- 25.13% |
$139K - $142K
|
8.74K
$405K
|
|
|
May 17, 2021
Q1 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-3.3KClosed |
$157K - $159K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Strategic Investment Advisors
Farmington Hills, MI |
SELL
|
- |
-4.36K- 42.1% |
$207K - $210K
|
5.99K
$278K
|
|
|
Apr 30, 2021
Q1 2021
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-4.81KClosed |
$228K - $232K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-4.83KClosed |
$230K - $233K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-5.54K- 20.57% |
$263K - $267K
|
21.4K
$992K
|
|
|
May 10, 2021
Q1 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-5.66K- 22.67% |
$269K - $273K
|
19.3K
$895K
|
|
|
May 06, 2021
Q1 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-5.98K- 12.94% |
$284K - $288K
|
40.2K
$1.86M
|
|
|
Apr 28, 2021
Q1 2021
|
Alpha Omega Group, Inc.
|
SELL
|
- |
-6.83KClosed |
$325K - $329K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-7.1K- 46.75% |
$338K - $343K
|
8.09K
$375K
|
|
|
May 13, 2021
Q1 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-9.13K- 23.63% |
$434K - $440K
|
29.5K
$1.37M
|
|
|
May 14, 2021
Q1 2021
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-10.8K- 8.82% |
$513K - $521K
|
112K
$5.18M
|
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-11.9K- 90.43% |
$565K - $574K
|
1.26K
$58.3K
|
|
|
Apr 08, 2021
Q1 2021
|
Lvz, Inc.
|
SELL
|
- |
-16.4K- 59.72% |
$778K - $790K
|
11K
$512K
|
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-19.9K- 11.04% |
$948K - $963K
|
161K
$7.45M
|
|
|
Apr 23, 2021
Q1 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-21.1KClosed |
$1M - $1.02M
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-21.4K- 20.88% |
$1.02M - $1.03M
|
81.2K
$3.77M
|
|
|
May 13, 2021
Q1 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-22.1K- 80.78% |
$1.05M - $1.07M
|
5.27K
$244K
|
|
|
May 07, 2021
Q1 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-27.1K- 37.59% |
$1.29M - $1.31M
|
45K
$2.08M
|