Purchases and Sales Made in Q2 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q2 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.71MNew |
$81.8M - $82.5M
|
1.71M
$79.4M
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.13MNew |
$53.9M - $54.4M
|
1.13M
$52.3M
|
|
|
Aug 11, 2021
Q2 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
BUY
|
- |
901KNew |
$43M - $43.4M
|
901K
$41.8M
|
|
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
723K+ 67.93% |
$34.5M - $34.8M
|
1.79M
$82.8M
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
572K+ 59.01% |
$27.3M - $27.6M
|
1.54M
$71.5M
|
|
|
Aug 02, 2021
Q2 2021
|
Red Cedar Investment Management, LLC
|
BUY
|
- |
485KNew |
$23.2M - $23.4M
|
485K
$22.5M
|
|
|
Aug 16, 2021
Q2 2021
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
382KNew |
$18.3M - $18.4M
|
382K
$17.7M
|
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
372K+ 43.08% |
$17.8M - $17.9M
|
1.24M
$57.3M
|
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
340K+ 58.72% |
$16.3M - $16.4M
|
919K
$42.6M
|
|
|
Aug 13, 2021
Q2 2021
|
Bailard, Inc.
|
BUY
|
- |
336KNew |
$16.1M - $16.2M
|
336K
$15.6M
|
|
|
Aug 13, 2021
Q2 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
325K+ 684.13% |
$15.5M - $15.7M
|
373K
$17.3M
|
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
BUY
|
- |
288K+ 198.75% |
$13.8M - $13.9M
|
433K
$20.1M
|
|
|
Jul 26, 2021
Q2 2021
|
Beacon Financial Group
|
BUY
|
- |
284K+ 29.16% |
$13.6M - $13.7M
|
1.26M
$58.3M
|
|
|
Jul 16, 2021
Q2 2021
|
Lvz, Inc.
|
BUY
|
- |
277K+ 2506.05% |
$13.2M - $13.3M
|
288K
$13.3M
|
|
|
Jul 27, 2021
Q2 2021
|
Mattern Wealth Management LLC
|
BUY
|
- |
202KNew |
$9.64M - $9.72M
|
202K
$9.35M
|
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
190K+ 288.29% |
$9.08M - $9.16M
|
256K
$11.9M
|
|
|
Aug 16, 2021
Q2 2021
|
Donoghue Forlines LLC
|
BUY
|
- |
165KNew |
$7.89M - $7.96M
|
165K
$7.66M
|
|
|
Jul 29, 2021
Q2 2021
|
Tru Wealth Advisors, LLC
|
BUY
|
- |
150KNew |
$7.16M - $7.22M
|
150K
$6.94M
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
130K+ 38.03% |
$6.22M - $6.27M
|
472K
$21.9M
|
|
|
Aug 13, 2021
Q2 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
128K+ 203.18% |
$6.1M - $6.15M
|
190K
$8.83M
|
|
|
Aug 11, 2021
Q2 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
123K+ 118.28% |
$5.88M - $5.93M
|
227K
$10.5M
|
|
|
Aug 13, 2021
Q2 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
121K+ 117.56% |
$5.8M - $5.85M
|
225K
$10.4M
|
|
|
Jan 27, 2023
Q2 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
121K+ 117.56% |
$5.8M - $5.85M
|
225K
$10.4M
|
|
|
Jul 21, 2021
Q2 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
120K+ 67.93% |
$5.75M - $5.8M
|
298K
$13.8M
|
|
|
Aug 13, 2021
Q2 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
118K+ 49.23% |
$5.62M - $5.67M
|
357K
$16.5M
|
|
|
Aug 13, 2021
Q2 2021
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
89.5KNew |
$4.28M - $4.31M
|
89.5K
$4.15M
|
|
|
Aug 16, 2021
Q2 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
BUY
|
- |
80.4K+ 99.04% |
$3.84M - $3.87M
|
162K
$7.49M
|
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
78.4K+ 108.07% |
$3.75M - $3.78M
|
151K
$7M
|
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
78.1K+ 36.45% |
$3.73M - $3.77M
|
293K
$13.6M
|
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
62.7K+ 1121.47% |
$3M - $3.02M
|
68.3K
$3.17M
|
|
|
Aug 04, 2021
Q2 2021
|
High Note Wealth, LLC
Deephaven, MN |
BUY
|
- |
60.4KNew |
$2.89M - $2.91M
|
60.4K
$2.8M
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
60.3K+ 3.37% |
$2.88M - $2.91M
|
1.85M
$85.9M
|
|
|
Aug 13, 2021
Q2 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
57.1K+ 18.88% |
$2.73M - $2.75M
|
360K
$16.7M
|
|
|
Aug 11, 2021
Q2 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
54.2K+ 13.1% |
$2.59M - $2.61M
|
468K
$21.7M
|
|
|
Jul 15, 2021
Q2 2021
|
Engrave Wealth Partners LLC
|
BUY
|
- |
48.9K+ 39.68% |
$2.34M - $2.36M
|
172K
$7.97M
|
|
|
Aug 09, 2021
Q2 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
47.8KNew |
$2.28M - $2.3M
|
47.8K
$2.22M
|
|
|
Jul 22, 2021
Q2 2021
|
Welch & Forbes LLC
|
BUY
|
- |
47.4K+ 11.37% |
$2.26M - $2.28M
|
464K
$21.5M
|
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
46.3K+ 200.68% |
$2.21M - $2.23M
|
69.4K
$3.22M
|
|
|
Jul 15, 2021
Q2 2021
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
44K+ 33.97% |
$2.1M - $2.12M
|
174K
$8.05M
|
|
|
Aug 03, 2021
Q2 2021
|
Accel Wealth Management
|
BUY
|
- |
42.4K+ 182.93% |
$2.03M - $2.04M
|
65.6K
$3.04M
|
|
|
Aug 17, 2021
Q2 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
40.1K+ 72.0% |
$1.91M - $1.93M
|
95.7K
$4.44M
|
|
|
Aug 09, 2021
Q2 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
37K+ 19.67% |
$1.77M - $1.78M
|
225K
$10.4M
|
|
|
Jul 08, 2021
Q2 2021
|
First Hawaiian Bank
|
BUY
|
- |
36.2K+ 122.71% |
$1.73M - $1.74M
|
65.7K
$3.05M
|
|
|
Jul 22, 2021
Q2 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
28.3K+ 171.18% |
$1.35M - $1.36M
|
44.8K
$2.08M
|
|
|
Jul 23, 2021
Q2 2021
|
True Wealth Advisors, LLC
|
BUY
|
- |
27.4KNew |
$1.31M - $1.32M
|
27.4K
$1.27M
|
|
|
Aug 16, 2021
Q2 2021
|
Shore Haven Wealth Partners, LLC
|
BUY
|
- |
26.9K+ 24.25% |
$1.29M - $1.3M
|
138K
$6.39M
|
|
|
Jul 29, 2021
Q2 2021
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
26.9K+ 171.81% |
$1.29M - $1.3M
|
42.6K
$1.97M
|
|
|
Jul 30, 2021
Q2 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
25.6KNew |
$1.23M - $1.24M
|
25.6K
$1.19M
|
|
|
Aug 12, 2021
Q2 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
24.8K+ 19.37% |
$1.19M - $1.2M
|
153K
$7.09M
|
|
|
Aug 02, 2021
Q2 2021
|
Pinnacle Associates LTD
|
BUY
|
- |
24.4KNew |
$1.16M - $1.17M
|
24.4K
$1.13M
|