Purchases and Sales Made in Q2 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q2 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 27, 2021
Q2 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
500New |
$23.9K - $24.1K
|
500
$23.2K
|
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
472+ 2.72% |
$22.6K - $22.8K
|
17.8K
$827K
|
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
458+ 164.16% |
$21.9K - $22.1K
|
737
$34.2K
|
|
|
Aug 06, 2021
Q2 2021
|
Center For Asset Management LLC
|
BUY
|
- |
434+ 6.47% |
$20.7K - $20.9K
|
7.14K
$331K
|
|
|
Aug 16, 2021
Q2 2021
|
Assetmark, Inc
|
BUY
|
- |
392+ 2.29% |
$18.7K - $18.9K
|
17.5K
$813K
|
|
|
Jul 13, 2021
Q2 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
368+ 6.74% |
$17.6K - $17.7K
|
5.83K
$270K
|
|
|
Jul 07, 2021
Q2 2021
|
Private Trust CO Na
|
BUY
|
- |
318+ 2.63% |
$15.2K - $15.3K
|
12.4K
$576K
|
|
|
Jul 21, 2021
Q2 2021
|
Brendel Financial Advisors LLC
|
BUY
|
- |
300New |
$14.3K - $14.5K
|
300
$13.9K
|
|
|
Jul 28, 2021
Q2 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
300+ 22.03% |
$14.3K - $14.5K
|
1.66K
$77.1K
|
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
214New |
$10.2K - $10.3K
|
214
$9.92K
|
|
|
Jul 06, 2021
Q2 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
205New |
$9.8K - $9.88K
|
205
$9.5K
|
|
|
Aug 09, 2021
Q2 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
201New |
$9.61K - $9.69K
|
201
$9.32K
|
|
|
Aug 09, 2021
Q2 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
200+ 5.35% |
$9.56K - $9.64K
|
3.94K
$183K
|
|
|
Aug 16, 2021
Q2 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
104+ 15.71% |
$4.97K - $5.01K
|
766
$35.5K
|
|
|
Jul 26, 2021
Q2 2021
|
Wealthpoint, LLC
|
BUY
|
- |
91+ 2.13% |
$4.35K - $4.39K
|
4.35K
$202K
|
|
|
Jul 30, 2021
Q2 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
91+ 7.25% |
$4.35K - $4.39K
|
1.35K
$62.4K
|
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
85+ 0.34% |
$4.06K - $4.1K
|
25.1K
$1.16M
|
|
|
Jul 13, 2021
Q2 2021
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
BUY
|
- |
82+ 0.21% |
$3.92K - $3.95K
|
38.5K
$1.78M
|
|
|
Jul 30, 2021
Q2 2021
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
29+ 0.29% |
$1.39K - $1.4K
|
9.86K
$457K
|
|
|
Aug 11, 2021
Q2 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
11+ 0.15% |
$526 - $530
|
7.55K
$350K
|
|
|
Aug 09, 2021
Q2 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
9+ 0.59% |
$430 - $434
|
1.53K
$70.7K
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
7New |
$335 - $337
|
7
$325
|
|
|
Aug 02, 2021
Q2 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
5+ 0.45% |
$239 - $241
|
1.11K
$51.6K
|
|
|
Aug 02, 2021
Q2 2021
|
Allworth Financial LP
|
BUY
|
- |
3+ 0.7% |
$143 - $145
|
433
$20.1K
|
|
|
Jul 27, 2021
Q2 2021
|
Towerpoint Wealth, LLC
Sacramento, CA |
BUY
|
- |
3+ 0.03% |
$143 - $145
|
8.74K
$405K
|
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1+ 0.19% |
$47.8 - $48.2
|
538
$24.9K
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-111Closed |
$5.3K - $5.35K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-151- 2.98% |
$7.22K - $7.28K
|
4.91K
$228K
|
|
|
Jul 15, 2021
Q2 2021
|
City Holding CO
|
SELL
|
- |
-175Closed |
$8.36K - $8.44K
|
0
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-188- 0.44% |
$8.98K - $9.06K
|
42.4K
$1.97M
|
|
|
Jul 08, 2021
Q2 2021
|
Rvw Wealth, LLC
|
SELL
|
- |
-197- 0.73% |
$9.41K - $9.5K
|
27K
$1.25M
|
|
|
Jul 28, 2021
Q2 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-205- 6.05% |
$9.8K - $9.88K
|
3.18K
$147K
|
|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-277Closed |
$13.2K - $13.4K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Echo Wealth Management, LLC
|
SELL
|
- |
-279- 1.53% |
$13.3K - $13.4K
|
18K
$834K
|
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-442- 5.32% |
$21.1K - $21.3K
|
7.86K
$364K
|
|
|
Jul 27, 2021
Q2 2021
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-454Closed |
$21.7K - $21.9K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-529- 7.58% |
$25.3K - $25.5K
|
6.45K
$299K
|
|
|
Jul 21, 2021
Q2 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-593- 7.07% |
$28.3K - $28.6K
|
7.8K
$361K
|
|
|
Jul 29, 2021
Q2 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-595- 7.05% |
$28.4K - $28.7K
|
7.85K
$364K
|
|
|
Aug 13, 2021
Q2 2021
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-707- 4.36% |
$33.8K - $34.1K
|
15.5K
$719K
|
|
|
Jul 21, 2021
Q2 2021
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-722- 2.23% |
$34.5K - $34.8K
|
31.6K
$1.47M
|
|
|
Aug 10, 2021
Q2 2021
|
River Tree Advisors, LLC
Winter Park, FL |
SELL
|
- |
-1.09K- 0.51% |
$52.2K - $52.7K
|
212K
$9.81M
|
|
|
Aug 09, 2021
Q2 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.18K- 8.68% |
$56.2K - $56.6K
|
12.4K
$573K
|
|
|
Aug 16, 2021
Q2 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-1.2K- 14.81% |
$57.3K - $57.7K
|
6.89K
$319K
|
|
|
Aug 16, 2021
Q2 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-1.67K- 13.39% |
$80K - $80.6K
|
10.8K
$502K
|
|
|
Aug 06, 2021
Q2 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-1.69K- 24.21% |
$80.5K - $81.2K
|
5.28K
$245K
|
|
|
Jul 19, 2021
Q2 2021
|
Mai Capital Management
|
SELL
|
- |
-1.73K- 10.28% |
$82.8K - $83.5K
|
15.1K
$701K
|
|
|
Aug 16, 2021
Q2 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.77K- 19.92% |
$84.6K - $85.3K
|
7.12K
$330K
|
|
|
Jul 28, 2021
Q2 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-1.84K- 51.5% |
$87.7K - $88.4K
|
1.73K
$80.1K
|
|
|
Aug 13, 2021
Q2 2021
|
Pacific Capital Wealth Advisors, Inc
|
SELL
|
- |
-3.24K- 5.12% |
$155K - $156K
|
60K
$2.78M
|