Purchases and Sales Made in Q4 2019 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 17, 2020
Q4 2019
|
Beacon Financial Group
|
BUY
|
- |
7.07K+ 5.59% |
$332K - $339K
|
133K
$6.18M
|
|
|
Feb 18, 2020
Q4 2019
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
7.04KNew |
$331K - $338K
|
7.04K
$326K
|
|
|
Feb 12, 2020
Q4 2019
|
Centaurus Financial, Inc.
|
BUY
|
- |
6.85K+ 6.4% |
$321K - $329K
|
114K
$5.27M
|
|
|
Feb 04, 2020
Q4 2019
|
Brendel Financial Advisors LLC
|
BUY
|
- |
6.76KNew |
$317K - $324K
|
6.76K
$313K
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
6.53K+ 17.56% |
$307K - $313K
|
43.7K
$2.02M
|
|
|
Feb 14, 2020
Q4 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
6.01K+ 33.41% |
$282K - $289K
|
24K
$1.11M
|
|
|
Feb 07, 2020
Q4 2019
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.29K+ 157.14% |
$249K - $254K
|
8.66K
$401K
|
|
|
Jan 15, 2020
Q4 2019
|
Towerpoint Wealth, LLC
Sacramento, CA |
BUY
|
- |
5.23KNew |
$246K - $251K
|
5.23K
$242K
|
|
|
Jan 16, 2020
Q4 2019
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
4.83KNew |
$227K - $232K
|
4.83K
$223K
|
|
|
Jan 23, 2020
Q4 2019
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
4.51K+ 8.34% |
$212K - $216K
|
58.5K
$2.71M
|
|
|
Feb 14, 2020
Q4 2019
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
4.33K+ 93.82% |
$203K - $208K
|
8.95K
$414K
|
|
|
Feb 07, 2020
Q4 2019
|
Lincoln National Corp
|
BUY
|
- |
4.24KNew |
$199K - $204K
|
4.24K
$196K
|
|
|
Jan 17, 2020
Q4 2019
|
Harvest Investment Services, LLC
|
BUY
|
- |
4.18K+ 16.7% |
$196K - $201K
|
29.2K
$1.35M
|
|
|
Feb 13, 2020
Q4 2019
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
3.89K+ 40.47% |
$183K - $187K
|
13.5K
$625K
|
|
|
Feb 13, 2020
Q4 2019
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.36K+ 1.96% |
$158K - $161K
|
175K
$8.1M
|
|
|
Jan 17, 2020
Q4 2019
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.13K+ 5.27% |
$147K - $150K
|
62.5K
$2.89M
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.12K+ 0.72% |
$147K - $150K
|
436K
$20.2M
|
|
|
Feb 03, 2020
Q4 2019
|
Jacobi Capital Management LLC
|
BUY
|
- |
2.84K+ 7.08% |
$133K - $136K
|
42.9K
$1.99M
|
|
|
Jan 08, 2024
Q4 2019
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2.77K+ 4.78% |
$130K - $133K
|
60.7K
$2.81M
|
|
|
Jan 30, 2024
Q4 2019
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2.77K+ 4.78% |
$130K - $133K
|
60.7K
$2.81M
|
|
|
Jan 08, 2020
Q4 2019
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
BUY
|
- |
2.68K+ 7.5% |
$126K - $129K
|
38.4K
$1.78M
|
|
|
Feb 04, 2020
Q4 2019
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.54K+ 2.77% |
$119K - $122K
|
94.4K
$4.37M
|
|
|
Feb 14, 2020
Q4 2019
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
2.53K+ 16.52% |
$119K - $122K
|
17.9K
$827K
|
|
|
Feb 14, 2020
Q4 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.46K+ 5.06% |
$116K - $118K
|
51.1K
$2.37M
|
|
|
Jan 28, 2020
Q4 2019
|
Cambridge Advisors Inc.
|
BUY
|
- |
2.29K+ 36.55% |
$108K - $110K
|
8.56K
$396K
|
|
|
Jan 13, 2020
Q4 2019
|
Lake Street Financial LLC
|
BUY
|
- |
2.1K+ 3.34% |
$98.7K - $101K
|
65K
$3.01M
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.05K+ 18.53% |
$96.4K - $98.5K
|
13.1K
$608K
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
2.03K+ 5.82% |
$95.3K - $97.4K
|
36.9K
$1.71M
|
|
|
Feb 10, 2020
Q4 2019
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.85K+ 11.47% |
$86.8K - $88.8K
|
18K
$832K
|
|
|
Feb 05, 2020
Q4 2019
|
Csenge Advisory Group
|
BUY
|
- |
1.79K+ 1.91% |
$84K - $85.9K
|
95.5K
$4.42M
|
|
|
Feb 06, 2020
Q4 2019
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
1.78K+ 10.35% |
$83.5K - $85.4K
|
19K
$878K
|
|
|
Sep 14, 2021
Q4 2019
|
Cwm, LLC
|
BUY
|
- |
1.72K+ 199.77% |
$80.8K - $82.7K
|
2.58K
$120K
|
|
|
Feb 04, 2020
Q4 2019
|
Us Bancorp \De\
|
BUY
|
- |
1.71K+ 5.72% |
$80.2K - $82K
|
31.6K
$1.46M
|
|
|
Feb 10, 2020
Q4 2019
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
1.65KNew |
$77.6K - $79.3K
|
1.65K
$76.5K
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.61K+ 10.96% |
$75.4K - $77K
|
16.2K
$752K
|
|
|
Jan 22, 2020
Q4 2019
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
1.56K+ 9.23% |
$73.3K - $75K
|
18.5K
$856K
|
|
|
Feb 14, 2020
Q4 2019
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
1.56K+ 1.9% |
$73K - $74.6K
|
83.3K
$3.86M
|
|
|
Feb 27, 2020
Q4 2019
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
1.53KNew |
$71.8K - $73.4K
|
1.53K
$70.8K
|
|
|
Jan 23, 2020
Q4 2019
|
Colorado Capital Management, Inc.
|
BUY
|
- |
1.37K+ 1.43% |
$64.3K - $65.7K
|
97.1K
$4.49M
|
|
|
May 05, 2020
Q4 2019
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
1.32KNew |
$61.9K - $63.3K
|
1.32K
$61K
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.25KNew |
$58.5K - $59.8K
|
1.25K
$57.6K
|
|
|
Feb 14, 2020
Q4 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
1.22KNew |
$57.1K - $58.4K
|
1.22K
$56.3K
|
|
|
Feb 12, 2020
Q4 2019
|
Outlook Wealth Advisors, LLC
|
BUY
|
- |
1.18K+ 2.82% |
$55.3K - $56.5K
|
42.9K
$1.99M
|
|
|
Feb 11, 2020
Q4 2019
|
Aspire Private Capital, LLC
|
BUY
|
- |
1.11K+ 4.97% |
$52K - $53.2K
|
23.4K
$1.08M
|
|
|
Feb 14, 2020
Q4 2019
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
1.02K+ 2.88% |
$47.9K - $49K
|
36.4K
$1.69M
|
|
|
Feb 13, 2020
Q4 2019
|
Cabana LLC
Fayetteville, AR |
BUY
|
- |
1.02KNew |
$47.7K - $48.7K
|
1.02K
$47K
|
|
|
Feb 14, 2020
Q4 2019
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
771+ 0.12% |
$36.2K - $37K
|
646K
$29.9M
|
|
|
Jan 27, 2020
Q4 2019
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
713+ 5.49% |
$33.5K - $34.2K
|
13.7K
$634K
|
|
|
Jan 22, 2020
Q4 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
682+ 9.26% |
$32K - $32.7K
|
8.05K
$372K
|
|
|
Mar 24, 2023
Q4 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
650+ 4.94% |
$30.5K - $31.2K
|
13.8K
$639K
|