Purchases and Sales Made in Q4 2019 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2020
Q4 2019
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
633+ 0.43% |
$29.7K - $30.4K
|
146K
$6.77M
|
|
|
Jan 22, 2020
Q4 2019
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
612+ 290.05% |
$28.7K - $29.4K
|
823
$38.1K
|
|
|
Jan 30, 2020
Q4 2019
|
Rda Financial Network
|
BUY
|
- |
494+ 2.02% |
$23.2K - $23.7K
|
24.9K
$1.15M
|
|
|
Feb 07, 2020
Q4 2019
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
472+ 11.12% |
$22.2K - $22.7K
|
4.72K
$218K
|
|
|
Jan 16, 2020
Q4 2019
|
Allworth Financial LP
|
BUY
|
- |
412New |
$19.3K - $19.8K
|
412
$19.1K
|
|
|
Feb 07, 2020
Q4 2019
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
409+ 3.28% |
$19.2K - $19.6K
|
12.9K
$596K
|
|
|
May 19, 2020
Q4 2019
|
Tru Independence LLC
|
BUY
|
- |
400New |
$18.8K - $19.2K
|
400
$18.5K
|
|
|
Feb 27, 2020
Q4 2019
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
361New |
$16.9K - $17.3K
|
361
$16.7K
|
|
|
Feb 13, 2020
Q4 2019
|
Migdal Insurance & Financial Holdings Ltd.
|
BUY
|
- |
316+ 0.24% |
$14.8K - $15.2K
|
130K
$6M
|
|
|
Jan 29, 2020
Q4 2019
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
284+ 0.6% |
$13.3K - $13.6K
|
47.2K
$2.19M
|
|
|
Feb 20, 2020
Q4 2019
|
Archer Investment Corp
|
BUY
|
- |
268New |
$12.6K - $12.9K
|
268
$12.4K
|
|
|
Feb 04, 2020
Q4 2019
|
Pacifica Partners Inc.
|
BUY
|
- |
202New |
$9.48K - $9.7K
|
202
$9.35K
|
|
|
Jan 27, 2020
Q4 2019
|
Duncker Streett & CO Inc
|
BUY
|
- |
145New |
$6.81K - $6.96K
|
145
$6.71K
|
|
|
Feb 10, 2020
Q4 2019
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
123+ 2.1% |
$5.77K - $5.9K
|
5.97K
$276K
|
|
|
Feb 04, 2020
Q4 2019
|
Dfpg Investments, LLC
|
BUY
|
- |
36+ 0.52% |
$1.69K - $1.73K
|
7.01K
$325K
|
|
|
Feb 06, 2020
Q4 2019
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
32New |
$1.5K - $1.54K
|
32
$1.48K
|
|
|
Feb 14, 2020
Q4 2019
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
10+ 1.07% |
$470 - $480
|
944
$43.7K
|
|
|
Feb 07, 2020
Q4 2019
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
4+ 0.37% |
$188 - $192
|
1.1K
$50.7K
|
|
|
Jan 17, 2020
Q4 2019
|
Creative Financial Designs Inc
|
BUY
|
- |
3+ 1.11% |
$141 - $144
|
274
$12.7K
|
|
|
Jan 06, 2020
Q4 2019
|
Simon Quick Advisors, LLC
|
BUY
|
- |
1+ 0.65% |
$47 - $48
|
156
$7.22K
|
|
|
Jan 29, 2020
Q4 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1+ 1.59% |
$47 - $48
|
64
$2.96K
|
|
|
Jan 16, 2020
Q4 2019
|
Wedbush Securities Inc
|
SELL
|
- |
-5- 0.1% |
$235 - $240
|
5.08K
$235K
|
|
|
Jan 22, 2020
Q4 2019
|
Barnett & Company, Inc.
|
SELL
|
- |
-11- 4.89% |
$516 - $528
|
214
$9.91K
|
|
|
Jan 24, 2020
Q4 2019
|
Neumann Capital Management, LLC
|
SELL
|
- |
-21- 0.15% |
$986 - $1.01K
|
14.3K
$663K
|
|
|
Feb 28, 2020
Q4 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-22- 0.44% |
$1.03K - $1.06K
|
4.96K
$230K
|
|
|
Jan 27, 2020
Q4 2019
|
Tsfg, LLC
|
SELL
|
- |
-46- 62.16% |
$2.16K - $2.21K
|
28
$1.3K
|
|
|
Feb 14, 2020
Q4 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-54- 12.24% |
$2.54K - $2.59K
|
387
$17.9K
|
|
|
Feb 14, 2020
Q4 2019
|
D.A. Davidson & Co.
|
SELL
|
- |
-60- 0.28% |
$2.82K - $2.88K
|
21.1K
$976K
|
|
|
Feb 12, 2020
Q4 2019
|
Prospera Financial Services Inc
|
SELL
|
- |
-127- 0.23% |
$5.96K - $6.1K
|
55K
$2.54M
|
|
|
Jan 30, 2020
Q4 2019
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-162- 2.62% |
$7.61K - $7.78K
|
6.02K
$279K
|
|
|
Feb 14, 2020
Q4 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-188- 0.75% |
$8.83K - $9.02K
|
25K
$1.16M
|
|
|
Feb 13, 2020
Q4 2019
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-200Closed |
$9.39K - $9.6K
|
0
$0
|
|
|
Feb 03, 2020
Q4 2019
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-210- 15.53% |
$9.86K - $10.1K
|
1.14K
$52.9K
|
|
|
Jan 14, 2020
Q4 2019
|
Raymond James Trust N.A.
|
SELL
|
- |
-217- 4.1% |
$10.2K - $10.4K
|
5.08K
$235K
|
|
|
Jan 27, 2020
Q4 2019
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-273- 2.58% |
$12.8K - $13.1K
|
10.3K
$477K
|
|
|
Feb 12, 2020
Q4 2019
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-283- 1.07% |
$13.3K - $13.6K
|
26.1K
$1.21M
|
|
|
Feb 06, 2020
Q4 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-292- 9.57% |
$13.7K - $14K
|
2.76K
$128K
|
|
|
Jan 17, 2020
Q4 2019
|
Arden Trust CO
|
SELL
|
- |
-323- 2.83% |
$15.2K - $15.5K
|
11.1K
$514K
|
|
|
Feb 13, 2020
Q4 2019
|
Lake Point Wealth Management
|
SELL
|
- |
-349Closed |
$16.4K - $16.8K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-360- 3.16% |
$16.9K - $17.3K
|
11K
$510K
|
|
|
Feb 06, 2020
Q4 2019
|
Beaumont Financial Partners, LLC
|
SELL
|
- |
-375- 4.48% |
$17.6K - $18K
|
8K
$370K
|
|
|
Jan 23, 2020
Q4 2019
|
Segment Wealth Management, LLC
|
SELL
|
- |
-400- 7.77% |
$18.8K - $19.2K
|
4.75K
$220K
|
|
|
Feb 07, 2020
Q4 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-558- 3.91% |
$26.2K - $26.8K
|
13.7K
$635K
|
|
|
Feb 12, 2020
Q4 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-569- 11.18% |
$26.7K - $27.3K
|
4.52K
$209K
|
|
|
Feb 07, 2020
Q4 2019
|
Ifg Advisory, LLC
|
SELL
|
- |
-675- 3.37% |
$31.7K - $32.4K
|
19.3K
$895K
|
|
|
Jan 22, 2020
Q4 2019
|
Davenport & CO LLC
|
SELL
|
- |
-807- 5.4% |
$37.9K - $38.7K
|
14.1K
$654K
|
|
|
Feb 11, 2020
Q4 2019
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-848- 8.49% |
$39.8K - $40.7K
|
9.14K
$423K
|
|
|
Feb 10, 2020
Q4 2019
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-850Closed |
$39.9K - $40.8K
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.09K- 11.52% |
$51.3K - $52.5K
|
8.39K
$389K
|
|
|
Jan 30, 2020
Q4 2019
|
Concorde Asset Management, LLC
|
SELL
|
- |
-1.22K- 20.41% |
$57.2K - $58.5K
|
4.75K
$220K
|