Purchases and Sales Made in Q1 2021 in First Tr Enhanced Traded Fd Iv (FTSM)

This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
May 13, 2021 Q1 2021	Fairhaven Wealth Management, LLC	SELL	-	-1.67K - 17.83%	$99.9K - $100K	7.67K $460K
Apr 14, 2021 Q1 2021	Global Retirement Partners, LLC	SELL	-	-1.73K - 13.37%	$104K - $104K	11.2K $673K
May 11, 2021 Q1 2021	Bergan Kdv Wealth Management, LLC	SELL	-	-1.75K - 5.37%	$105K - $105K	30.8K $1.85M
May 12, 2021 Q1 2021	True Private Wealth Advisors	SELL	-	-1.75K Closed	$105K - $105K	0 $0
Apr 19, 2021 Q1 2021	Sugarloaf Wealth Management, LLC	SELL	-	-2K - 48.93%	$120K - $120K	2.08K $125K
Apr 22, 2021 Q1 2021	Destiny Wealth Partners, LLC	SELL	-	-2K - 51.57%	$120K - $120K	1.88K $113K
May 05, 2021 Q1 2021	Capital Investment Advisory Services, LLC	SELL	-	-2.08K - 5.11%	$124K - $125K	38.5K $2.31M
May 10, 2021 Q1 2021	Td Capital Management LLC Memphis, TN	SELL	-	-2.1K - 10.77%	$126K - $126K	17.4K $1.04M
Apr 23, 2021 Q1 2021	Howard Wealth Management, LLC Madison, CT	SELL	-	-2.17K - 4.3%	$130K - $130K	48.3K $2.9M
May 13, 2021 Q1 2021	Mach 1 Financial Group, LLC Bentonville, AR	SELL	-	-2.34K - 89.6%	$140K - $140K	271 $16.3K
Apr 22, 2021 Q1 2021	Barber Financial Group, Inc.	SELL	-	-2.44K - 38.05%	$147K - $147K	3.98K $239K
May 12, 2021 Q1 2021	Pin Oak Investment Advisors Inc Houston, TX	SELL	-	-2.99K Closed	$179K - $179K	0 $0
May 24, 2021 Q1 2021	Advisory Services Network, LLC	SELL	-	-3K - 14.95%	$180K - $180K	17.1K $1.02M
May 10, 2021 Q1 2021	Octavia Wealth Advisors, LLC	SELL	-	-3.02K - 30.9%	$181K - $181K	6.75K $405K
Sep 15, 2021 Q1 2021	Cwm, LLC	SELL	-	-3.06K - 4.61%	$183K - $183K	63.2K $3.79M
May 11, 2021 Q1 2021	Cutter & CO Brokerage, Inc.	SELL	-	-3.16K - 31.6%	$189K - $189K	6.83K $410K
Apr 29, 2021 Q1 2021	Perennial Investment Advisors, LLC Los Angeles, CA	SELL	-	-3.43K - 33.13%	$206K - $206K	6.93K $416K
May 13, 2021 Q1 2021	Frisch Financial Group, Inc. Melville, NY	SELL	-	-3.46K Closed	$208K - $208K	0 $0
May 17, 2021 Q1 2021	Sea Crest Wealth Management, LLC Purchase, NY	SELL	-	-3.57K Closed	$214K - $215K	0 $0
May 17, 2021 Q1 2021	Titus Wealth Management Larskpur, CA	SELL	-	-3.62K - 33.8%	$217K - $218K	7.09K $425K
May 03, 2021 Q1 2021	55 I, LLC Boston, MA	SELL	-	-3.77K Closed	$226K - $226K	0 $0
Apr 22, 2021 Q1 2021	Cambridge Advisors Inc.	SELL	-	-3.79K - 17.01%	$227K - $228K	18.5K $1.11M
May 10, 2021 Q1 2021	New Square Capital LLC	SELL	-	-3.8K - 16.79%	$228K - $228K	18.8K $1.13M
Apr 14, 2021 Q1 2021	Dfpg Investments, LLC	SELL	-	-4.17K - 2.31%	$250K - $251K	177K $10.6M
Apr 08, 2021 Q1 2021	Private Advisory Group LLC Redmond, WA	SELL	-	-4.21K Closed	$252K - $253K	0 $0
May 14, 2021 Q1 2021	Stephens Inc	SELL	-	-4.27K - 5.52%	$256K - $257K	73.1K $4.39M
May 10, 2021 Q1 2021	Mai Capital Management	SELL	-	-4.36K - 4.19%	$262K - $262K	99.8K $5.99M
May 17, 2021 Q1 2021	Townsquare Capital LLC	SELL	-	-4.45K - 39.18%	$267K - $267K	6.91K $414K
Apr 23, 2021 Q1 2021	Strid Group, LLC	SELL	-	-4.57K - 6.01%	$274K - $274K	71.4K $4.28M
May 14, 2021 Q1 2021	Acorn Wealth Advisors, LLC Grand Blanc, MI	SELL	-	-4.58K Closed	$275K - $275K	0 $0
May 14, 2021 Q1 2021	Brown Advisory Securities, LLC	SELL	-	-4.6K - 40.59%	$276K - $276K	6.73K $404K
May 04, 2021 Q1 2021	Valmark Advisers, Inc.	SELL	-	-4.68K Closed	$281K - $281K	0 $0
May 03, 2021 Q1 2021	Acg Wealth	SELL	-	-5K Closed	$300K - $300K	0 $0
Apr 28, 2021 Q1 2021	Chicago Partners Investment Group LLC	SELL	-	-5.25K - 11.89%	$315K - $315K	38.9K $2.33M
May 18, 2021 Q1 2021	Iht Wealth Management, LLC Chicago, IL	SELL	-	-5.27K - 10.31%	$316K - $316K	45.8K $2.75M
May 12, 2021 Q1 2021	M Holdings Securities, Inc. Portland, OR	SELL	-	-5.49K - 5.97%	$329K - $330K	86.4K $5.18M
May 10, 2021 Q1 2021	Lincoln National Corp	SELL	-	-5.94K - 63.63%	$356K - $356K	3.39K $203K
Apr 28, 2021 Q1 2021	Moloney Securities Asset Management, LLC	SELL	-	-6.02K - 42.38%	$361K - $362K	8.19K $491K
May 03, 2021 Q1 2021	Calton & Associates, Inc.	SELL	-	-6.05K - 11.73%	$363K - $364K	45.5K $2.73M
Apr 19, 2021 Q1 2021	Compass Ion Advisors, LLC	SELL	-	-6.19K - 25.92%	$371K - $372K	17.7K $1.06M
May 13, 2021 Q1 2021	American Financial Advisors, LLC	SELL	-	-6.23K - 22.4%	$374K - $374K	21.6K $1.29M
Apr 30, 2021 Q1 2021	Wealthcare Advisory Partners LLC West Chester, PA	SELL	-	-6.84K - 87.37%	$410K - $411K	988 $59.3K
Apr 26, 2021 Q1 2021	Wedbush Securities Inc	SELL	-	-6.94K - 54.67%	$416K - $417K	5.76K $345K
May 14, 2021 Q1 2021	Northwestern Mutual Wealth Management CO	SELL	-	-7.15K - 30.43%	$429K - $429K	16.3K $980K
May 18, 2021 Q1 2021	Steel Peak Wealth Management LLC	SELL	-	-7.15K Closed	$429K - $429K	0 $0
May 06, 2021 Q1 2021	Stonebridge Financial Planning Group, LLC	SELL	-	-7.54K - 17.28%	$452K - $453K	36.1K $2.16M
May 17, 2021 Q1 2021	Wagner Wealth Management, LLC Greenville, SC	SELL	-	-8.03K - 15.71%	$482K - $482K	43.1K $2.58M
May 13, 2021 Q1 2021	Wealth Advisory Solutions, LLC	SELL	-	-8.27K Closed	$496K - $496K	0 $0
Apr 30, 2021 Q1 2021	Cornerstone Wealth Management, LLC	SELL	-	-8.6K - 15.9%	$516K - $517K	45.5K $2.73M
May 17, 2021 Q1 2021	Main Street Financial Solutions, LLC	SELL	-	-8.77K - 12.92%	$526K - $527K	59.1K $3.54M

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Account

Purchases and Sales Made in Q1 2021 in First Tr Enhanced Traded Fd Iv (FTSM)

-1.67K

-1.73K

-1.75K

-1.75K

-2K

-2K

-2.08K

-2.1K

-2.17K

-2.34K

-2.44K

-2.99K

-3K

-3.02K

-3.06K

-3.16K

-3.43K

-3.46K

-3.57K

-3.62K

-3.77K

-3.79K

-3.8K

-4.17K

-4.21K

-4.27K

-4.36K

-4.45K

-4.57K

-4.58K

-4.6K

-4.68K

-5K

-5.25K

-5.27K

-5.49K

-5.94K

-6.02K

-6.05K

-6.19K

-6.23K

-6.84K

-6.94K

-7.15K

-7.15K

-7.54K

-8.03K

-8.27K

-8.6K

-8.77K

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