Purchases and Sales Made in Q1 2021 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2021
Q1 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-9.12K- 13.39% |
$547K - $548K
|
59K
$3.53M
|
|
|
Apr 20, 2021
Q1 2021
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-9.52K- 22.47% |
$571K - $572K
|
32.8K
$1.96M
|
|
|
Apr 19, 2021
Q1 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-9.75K- 34.19% |
$584K - $585K
|
18.8K
$1.12M
|
|
|
May 17, 2021
Q1 2021
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-9.99K- 59.28% |
$599K - $600K
|
6.86K
$410K
|
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-10.1K- 9.53% |
$606K - $607K
|
96K
$5.74M
|
|
|
May 10, 2021
Q1 2021
|
1776 Wealth LLC
|
SELL
|
- |
-10.2K- 4.0% |
$611K - $612K
|
245K
$14.6M
|
|
|
May 17, 2021
Q1 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-10.2K- 90.14% |
$613K - $614K
|
1.12K
$66.9K
|
|
|
Jun 17, 2021
Q1 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-10.2K- 10.25% |
$615K - $615K
|
89.7K
$5.36M
|
|
|
May 11, 2021
Q1 2021
|
Psi Advisors, LLC
|
SELL
|
- |
-11.8K- 66.94% |
$707K - $708K
|
5.82K
$348K
|
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-12.3K- 10.7% |
$739K - $740K
|
103K
$6.15M
|
|
|
May 14, 2021
Q1 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-12.5K- 45.85% |
$747K - $748K
|
14.7K
$880K
|
|
|
May 17, 2021
Q1 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-12.6K- 5.43% |
$754K - $755K
|
219K
$13.1M
|
|
|
May 11, 2021
Q1 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-12.9K- 30.02% |
$771K - $772K
|
30K
$1.79M
|
|
|
May 06, 2021
Q1 2021
|
M&T Bank Corp
|
SELL
|
- |
-12.9KClosed |
$773K - $775K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-13.5K- 26.98% |
$810K - $812K
|
36.6K
$2.19M
|
|
|
Apr 23, 2021
Q1 2021
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-14K- 49.21% |
$838K - $839K
|
14.4K
$862K
|
|
|
May 11, 2021
Q1 2021
|
Keystone Financial Group
|
SELL
|
- |
-15.3K- 30.31% |
$918K - $919K
|
35.2K
$2.1M
|
|
|
May 17, 2021
Q1 2021
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-16.6K- 12.21% |
$994K - $996K
|
119K
$7.13M
|
|
|
May 10, 2021
Q1 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-19.5K- 65.04% |
$1.17M - $1.17M
|
10.5K
$626K
|
|
|
May 10, 2021
Q1 2021
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-19.7K- 50.08% |
$1.18M - $1.18M
|
19.7K
$1.18M
|
|
|
May 10, 2021
Q1 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-20K- 36.0% |
$1.2M - $1.2M
|
35.5K
$2.12M
|
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-20.6K- 32.9% |
$1.24M - $1.24M
|
42K
$2.51M
|
|
|
Apr 20, 2021
Q1 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-21.3K- 14.55% |
$1.28M - $1.28M
|
125K
$7.47M
|
|
|
May 06, 2021
Q1 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-22.5K- 32.86% |
$1.35M - $1.35M
|
45.9K
$2.74M
|
|
|
May 12, 2021
Q1 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-23.3KClosed |
$1.4M - $1.4M
|
0
$0
|
|
|
Jul 24, 2024
Q1 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-23.7KClosed |
$1.42M - $1.42M
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-24.1K- 46.88% |
$1.44M - $1.45M
|
27.3K
$1.63M
|
|
|
May 10, 2021
Q1 2021
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-24.2K- 6.1% |
$1.45M - $1.45M
|
372K
$22.3M
|
|
|
May 12, 2021
Q1 2021
|
Ascension Capital Advisors, Inc.
Houston, TX |
SELL
|
- |
-24.4K- 35.95% |
$1.46M - $1.47M
|
43.5K
$2.6M
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-24.9K- 51.5% |
$1.49M - $1.49M
|
23.4K
$1.4M
|
|
|
May 14, 2021
Q1 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-25.3K- 37.84% |
$1.52M - $1.52M
|
41.6K
$2.48M
|
|
|
Apr 28, 2021
Q1 2021
|
Milestone Advisory Partners
|
SELL
|
- |
-27.4K- 71.55% |
$1.64M - $1.64M
|
10.9K
$651K
|
|
|
May 14, 2021
Q1 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-28K- 13.06% |
$1.68M - $1.68M
|
186K
$11.1M
|
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-29.6K- 5.45% |
$1.78M - $1.78M
|
513K
$30.7M
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-31.4K- 12.33% |
$1.88M - $1.89M
|
224K
$13.4M
|
|
|
Apr 22, 2021
Q1 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-34K- 22.67% |
$2.04M - $2.04M
|
116K
$6.94M
|
|
|
May 17, 2021
Q1 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-35.7K- 46.58% |
$2.14M - $2.15M
|
41K
$2.45M
|
|
|
May 06, 2021
Q1 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-38.6K- 16.23% |
$2.31M - $2.32M
|
199K
$11.9M
|
|
|
May 11, 2021
Q1 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-39.1K- 4.53% |
$2.34M - $2.35M
|
823K
$49.2M
|
|
|
May 14, 2021
Q1 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-41.5K- 87.7% |
$2.49M - $2.49M
|
5.82K
$348K
|
|
|
May 17, 2021
Q1 2021
|
Darwin Advisors, LLC
|
SELL
|
- |
-45.4KClosed |
$2.72M - $2.73M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-45.8K- 91.7% |
$2.75M - $2.75M
|
4.15K
$248K
|
|
|
Apr 19, 2021
Q1 2021
|
Peterson Wealth Management
|
SELL
|
- |
-53.8K- 44.91% |
$3.23M - $3.23M
|
66K
$3.95M
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-56.5K- 8.73% |
$3.39M - $3.39M
|
590K
$35.3M
|
|
|
Apr 30, 2021
Q1 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-61.8K- 57.49% |
$3.71M - $3.71M
|
45.7K
$2.73M
|
|
|
May 04, 2021
Q1 2021
|
Ascension Asset Management LLC
|
SELL
|
- |
-67.9KClosed |
$4.07M - $4.08M
|
0
$0
|
|
|
May 24, 2021
Q1 2021
|
Petix & Botte CO
|
SELL
|
- |
-69.5K- 50.0% |
$4.17M - $4.17M
|
69.5K
$4.16M
|
|
|
May 13, 2021
Q1 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-69.8K- 41.13% |
$4.19M - $4.19M
|
99.9K
$5.97M
|
|
|
May 13, 2021
Q1 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-70.3K- 18.97% |
$4.22M - $4.22M
|
300K
$18M
|
|
|
May 14, 2021
Q1 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-89.7K- 43.78% |
$5.38M - $5.39M
|
115K
$6.89M
|