Purchases and Sales Made in Q1 2021 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-89.7K- 43.78% |
$5.38M - $5.39M
|
115K
$6.91M
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-91.4K- 5.66% |
$5.48M - $5.49M
|
1.52M
$91.4M
|
|
|
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-91.7KClosed |
$5.5M - $5.5M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-95.9K- 3.93% |
$5.75M - $5.76M
|
2.34M
$140M
|
|
|
Apr 27, 2021
Q1 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-128K- 70.24% |
$7.7M - $7.71M
|
54.4K
$3.26M
|
|
|
May 17, 2021
Q1 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-133K- 53.01% |
$7.95M - $7.96M
|
118K
$7.05M
|
|
|
May 13, 2021
Q1 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-138K- 97.97% |
$8.28M - $8.29M
|
2.86K
$171K
|
|
|
May 13, 2021
Q1 2021
|
Crabel Capital Management, LLC
Milwaukee, WI |
SELL
|
- |
-148KClosed |
$8.85M - $8.86M
|
0
$0
|
|
|
Apr 15, 2021
Q1 2021
|
G&S Capital LLC
|
SELL
|
- |
-151K- 90.38% |
$9.06M - $9.07M
|
16.1K
$964K
|
|
|
May 10, 2021
Q1 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-152K- 36.15% |
$9.09M - $9.11M
|
268K
$16.1M
|
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-153K- 43.22% |
$9.17M - $9.18M
|
201K
$12M
|
|
|
May 13, 2021
Q1 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-162K- 97.86% |
$9.7M - $9.71M
|
3.54K
$213K
|
|
|
Apr 15, 2021
Q1 2021
|
Prism Advisors, Inc.
|
SELL
|
- |
-168KClosed |
$10.1M - $10.1M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-271K- 43.37% |
$16.3M - $16.3M
|
354K
$21.3M
|
|
|
Jun 23, 2021
Q1 2021
|
Stone X Group Inc.
|
SELL
|
- |
-272K- 32.46% |
$16.3M - $16.4M
|
567K
$34M
|
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-331K- 19.13% |
$19.8M - $19.9M
|
1.4M
$83.9M
|
|
|
Jan 27, 2023
Q1 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-357K- 68.19% |
$21.4M - $21.4M
|
166K
$9.98M
|
|
|
May 17, 2021
Q1 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-357K- 68.19% |
$21.4M - $21.4M
|
166K
$9.98M
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-374K- 12.12% |
$22.4M - $22.4M
|
2.71M
$163M
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-736K- 12.78% |
$44.1M - $44.2M
|
5.02M
$301M
|
|
|
Aug 10, 2023
Q1 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-1.49M- 99.95% |
$89.2M - $89.3M
|
689
$41.3K
|