Purchases and Sales Made in Q3 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2019
Q3 2019
|
Ubs Group Ag
|
BUY
|
- |
558K+ 19.92% |
$33.5M - $33.6M
|
3.36M
$201M
|
|
|
Nov 06, 2019
Q3 2019
|
Harvest Investment Services, LLC
|
BUY
|
- |
540K+ 304.62% |
$32.4M - $32.5M
|
718K
$42.9M
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
464K+ 40.63% |
$27.8M - $27.9M
|
1.6M
$96M
|
|
|
Nov 06, 2019
Q3 2019
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
316K+ 56.19% |
$19M - $19M
|
880K
$52.6M
|
|
|
Nov 08, 2019
Q3 2019
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
279K+ 146.39% |
$16.7M - $16.8M
|
469K
$28.1M
|
|
|
Nov 13, 2019
Q3 2019
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
204K+ 80.25% |
$12.3M - $12.3M
|
458K
$27.4M
|
|
|
Nov 13, 2019
Q3 2019
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
157K+ 9.29% |
$9.45M - $9.47M
|
1.85M
$111M
|
|
|
Nov 12, 2019
Q3 2019
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
153K+ 86344.07% |
$9.18M - $9.2M
|
153K
$9.15M
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
150K+ 14.2% |
$9.01M - $9.04M
|
1.21M
$72.2M
|
|
|
Nov 13, 2019
Q3 2019
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
147K+ 40.3% |
$8.84M - $8.86M
|
512K
$30.6M
|
|
|
Nov 04, 2019
Q3 2019
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
108K+ 16.98% |
$6.46M - $6.48M
|
741K
$44.3M
|
|
|
Nov 13, 2019
Q3 2019
|
Private Advisor Group, LLC
|
BUY
|
- |
107K+ 34.43% |
$6.42M - $6.43M
|
417K
$25M
|
|
|
Oct 22, 2019
Q3 2019
|
Cwm, LLC
|
BUY
|
- |
98.3K+ 155.51% |
$5.9M - $5.92M
|
162K
$9.66M
|
|
|
Nov 12, 2019
Q3 2019
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
87K+ 10.81% |
$5.23M - $5.24M
|
892K
$53.3M
|
|
|
Oct 17, 2019
Q3 2019
|
G&S Capital LLC
|
BUY
|
- |
63.3K+ 49.58% |
$3.8M - $3.81M
|
191K
$11.4M
|
|
|
Oct 11, 2019
Q3 2019
|
Larson Financial Group LLC
|
BUY
|
- |
57.4KNew |
$3.45M - $3.46M
|
57.4K
$3.43M
|
|
|
Nov 13, 2019
Q3 2019
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
50.2K+ 27.02% |
$3.02M - $3.02M
|
236K
$14.1M
|
|
|
Nov 12, 2019
Q3 2019
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
48.3K+ 17.83% |
$2.9M - $2.9M
|
319K
$19.1M
|
|
|
Nov 14, 2019
Q3 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
47K+ 23.97% |
$2.82M - $2.83M
|
243K
$14.5M
|
|
|
Nov 05, 2019
Q3 2019
|
Barber Financial Group, Inc.
|
BUY
|
- |
43.5K+ 35.37% |
$2.61M - $2.62M
|
167K
$9.96M
|
|
|
Nov 06, 2019
Q3 2019
|
Ifg Advisory, LLC
|
BUY
|
- |
38.3KNew |
$2.3M - $2.31M
|
38.3K
$2.29M
|
|
|
Nov 14, 2019
Q3 2019
|
Old Mission Capital LLC
|
BUY
|
- |
38.2KNew |
$2.3M - $2.3M
|
38.2K
$2.29M
|
|
|
Nov 14, 2019
Q3 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
37.9K+ 263.0% |
$2.28M - $2.28M
|
52.3K
$3.13M
|
|
|
Nov 18, 2019
Q3 2019
|
Smart Portfolios, LLC
Seattle, WA |
BUY
|
- |
31.3K+ 14.09% |
$1.88M - $1.88M
|
254K
$15.2M
|
|
|
Oct 16, 2019
Q3 2019
|
Planning Alternatives LTD
|
BUY
|
- |
29.6K+ 2.59% |
$1.78M - $1.78M
|
1.17M
$70.1M
|
|
|
Nov 07, 2019
Q3 2019
|
Calton & Associates, Inc.
|
BUY
|
- |
28.4KNew |
$1.7M - $1.71M
|
28.4K
$1.7M
|
|
|
Oct 30, 2019
Q3 2019
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
24.4K+ 6.53% |
$1.46M - $1.47M
|
397K
$23.8M
|
|
|
Nov 14, 2019
Q3 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
20.1K+ 4.43% |
$1.21M - $1.21M
|
474K
$28.4M
|
|
|
Nov 14, 2019
Q3 2019
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
17.5KNew |
$1.05M - $1.06M
|
17.5K
$1.05M
|
|
|
Oct 18, 2019
Q3 2019
|
Lake Street Financial LLC
|
BUY
|
- |
16.4KNew |
$987K - $989K
|
16.4K
$983K
|
|
|
Jan 29, 2020
Q3 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
16.3K+ 110.01% |
$980K - $982K
|
31.2K
$1.86M
|
|
|
Oct 31, 2019
Q3 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
15.7K+ 12.74% |
$944K - $946K
|
139K
$8.32M
|
|
|
Oct 15, 2019
Q3 2019
|
New Square Capital LLC
|
BUY
|
- |
15.2K+ 62.0% |
$914K - $916K
|
39.8K
$2.38M
|
|
|
Oct 01, 2019
Q3 2019
|
Park National Corp
|
BUY
|
- |
14.9K+ 8.04% |
$896K - $898K
|
200K
$12M
|
|
|
Oct 11, 2019
Q3 2019
|
Welch & Forbes LLC
|
BUY
|
- |
14.6K+ 65.7% |
$877K - $880K
|
36.9K
$2.2M
|
|
|
Nov 12, 2019
Q3 2019
|
Stone X Group Inc.
|
BUY
|
- |
14.6K+ 55.35% |
$876K - $878K
|
40.9K
$2.45M
|
|
|
Nov 07, 2019
Q3 2019
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
14.4K+ 28.89% |
$866K - $868K
|
64.3K
$3.85M
|
|
|
Oct 11, 2019
Q3 2019
|
Gyroscope Capital Management Group, LLC
|
BUY
|
- |
13.1KNew |
$787K - $789K
|
13.1K
$784K
|
|
|
Sep 07, 2021
Q3 2019
|
Geneos Wealth Management Inc.
|
BUY
|
- |
13.1K+ 11.66% |
$787K - $789K
|
126K
$7.51M
|
|
|
Oct 22, 2019
Q3 2019
|
Prospera Financial Services Inc
|
BUY
|
- |
12.5K+ 26.28% |
$749K - $751K
|
60K
$3.59M
|
|
|
Nov 06, 2019
Q3 2019
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
12.4K+ 18.7% |
$747K - $749K
|
79K
$4.72M
|
|
|
Nov 12, 2019
Q3 2019
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
12.4KNew |
$746K - $747K
|
12.4K
$743K
|
|
|
Oct 25, 2019
Q3 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
12.1K+ 42.88% |
$729K - $731K
|
40.5K
$2.42M
|
|
|
Nov 01, 2019
Q3 2019
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
11K+ 1.9% |
$658K - $660K
|
588K
$35.2M
|
|
|
Nov 14, 2019
Q3 2019
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
10.2KNew |
$612K - $614K
|
10.2K
$610K
|
|
|
Oct 31, 2019
Q3 2019
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
9.99K+ 137.8% |
$600K - $601K
|
17.2K
$1.03M
|
|
|
Jan 30, 2024
Q3 2019
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
9.47K+ 21.37% |
$568K - $570K
|
53.8K
$3.21M
|
|
|
Nov 06, 2019
Q3 2019
|
Wt Wealth Management
|
BUY
|
- |
8.87KNew |
$532K - $534K
|
8.87K
$530K
|
|
|
Nov 25, 2019
Q3 2019
|
Merit Financial Group, LLC
|
BUY
|
- |
8.57KNew |
$515K - $516K
|
8.57K
$513K
|
|
|
Nov 05, 2019
Q3 2019
|
D.A. Davidson & Co.
|
BUY
|
- |
8.5K+ 13.12% |
$510K - $512K
|
73.3K
$4.38M
|