Purchases and Sales Made in Q4 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 17, 2020
Q4 2019
|
Good Life Advisors, LLC
|
BUY
|
- |
1.68K+ 10.5% |
$101K - $101K
|
17.7K
$1.06M
|
|
Jan 14, 2020
Q4 2019
|
Raymond James Trust N.A.
|
BUY
|
- |
1.67K+ 7.34% |
$100K - $101K
|
24.5K
$1.46M
|
|
Feb 10, 2020
Q4 2019
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
1.67K+ 6.75% |
$100K - $100K
|
26.4K
$1.58M
|
|
Jan 16, 2020
Q4 2019
|
Sage Capital Advisors,Llc
|
BUY
|
- |
1.67K+ 99.94% |
$100K - $100K
|
3.33K
$199K
|
|
Feb 13, 2020
Q4 2019
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.62K+ 55.62% |
$97.1K - $97.3K
|
4.52K
$271K
|
|
Feb 14, 2020
Q4 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
1.59K+ 1770.0% |
$95.7K - $95.9K
|
1.68K
$101K
|
|
Jan 29, 2020
Q4 2019
|
Gyroscope Capital Management Group, LLC
|
BUY
|
- |
1.58K+ 12.02% |
$94.7K - $94.9K
|
14.7K
$879K
|
|
Jan 22, 2020
Q4 2019
|
Ambassador Advisors, LLC
Lancaster, PA |
BUY
|
- |
1.37KNew |
$82.1K - $82.3K
|
1.37K
$81.8K
|
|
Jan 24, 2020
Q4 2019
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
1.35K+ 5.7% |
$81.1K - $81.3K
|
25.1K
$1.5M
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.28KNew |
$77.1K - $77.3K
|
1.28K
$76.8K
|
|
Feb 10, 2020
Q4 2019
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
1.25K+ 0.39% |
$75K - $75.2K
|
320K
$19.1M
|
|
Feb 14, 2020
Q4 2019
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
1.12K+ 1.5% |
$67.3K - $67.5K
|
75.9K
$4.54M
|
|
Jan 23, 2020
Q4 2019
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.11K+ 64.82% |
$66.7K - $66.8K
|
2.83K
$169K
|
|
Feb 18, 2020
Q4 2019
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.08K+ 2.0% |
$64.9K - $65K
|
55K
$3.29M
|
|
Feb 13, 2020
Q4 2019
|
Acg Wealth
|
BUY
|
- |
961+ 15.24% |
$57.7K - $57.8K
|
7.27K
$435K
|
|
May 05, 2020
Q4 2019
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
811New |
$48.7K - $48.8K
|
811
$48.5K
|
|
Jan 13, 2020
Q4 2019
|
Aries Wealth Management
|
BUY
|
- |
800+ 16.67% |
$48K - $48.1K
|
5.6K
$335K
|
|
Jan 17, 2020
Q4 2019
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
787+ 2.12% |
$47.3K - $47.4K
|
38K
$2.27M
|
|
Feb 13, 2020
Q4 2019
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
750+ 9.1% |
$45K - $45.1K
|
8.99K
$538K
|
|
Feb 06, 2020
Q4 2019
|
Aveo Capital Partners, LLC
|
BUY
|
- |
461+ 1.09% |
$27.7K - $27.7K
|
42.8K
$2.56M
|
|
May 18, 2020
Q4 2019
|
Townsquare Capital LLC
|
BUY
|
- |
418+ 7.27% |
$25.1K - $25.2K
|
6.17K
$369K
|
|
Feb 27, 2020
Q4 2019
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
387New |
$23.2K - $23.3K
|
387
$23.1K
|
|
Jan 30, 2020
Q4 2019
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
377+ 2.53% |
$22.6K - $22.7K
|
15.3K
$914K
|
|
Jan 16, 2020
Q4 2019
|
Allworth Financial LP
|
BUY
|
- |
339New |
$20.4K - $20.4K
|
339
$20.3K
|
|
May 15, 2024
Q4 2019
|
Global Financial Private Client, LLC
Sarasota, FL |
BUY
|
- |
265New |
$15.9K - $15.9K
|
265
$15.8K
|
|
Jan 17, 2020
Q4 2019
|
Creative Financial Designs Inc
|
BUY
|
- |
220+ 100.0% |
$13.2K - $13.2K
|
440
$26.3K
|
|
Feb 03, 2020
Q4 2019
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
213+ 0.72% |
$12.8K - $12.8K
|
30K
$1.79M
|
|
Jan 28, 2020
Q4 2019
|
Sage Advisory Services, Ltd.Co.
|
BUY
|
- |
196+ 1.35% |
$11.8K - $11.8K
|
14.7K
$881K
|
|
Feb 07, 2020
Q4 2019
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
90+ 1.38% |
$5.4K - $5.42K
|
6.6K
$394K
|
|
Feb 12, 2020
Q4 2019
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
38New |
$2.28K - $2.29K
|
38
$2.27K
|
|
Feb 14, 2020
Q4 2019
|
Arkadios Wealth Advisors
|
BUY
|
- |
5New |
$300 - $301
|
5
$299
|
|
Feb 07, 2020
Q4 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
5+ 0.12% |
$300 - $301
|
4.14K
$247K
|
|
Jan 31, 2020
Q4 2019
|
Valmark Advisers, Inc.
|
BUY
|
- |
3+ 0.09% |
$180 - $181
|
3.5K
$209K
|
|
Feb 07, 2020
Q4 2019
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
2+ 0.03% |
$120 - $120
|
6.39K
$382K
|
|
Feb 10, 2020
Q4 2019
|
Jnba Financial Advisors
|
BUY
|
- |
1+ 2.44% |
$60.1 - $60.2
|
42
$2.51K
|
|
Jan 15, 2020
Q4 2019
|
Ae Wealth Management LLC
|
SELL
|
- |
-15- 0.09% |
$901 - $903
|
17.2K
$1.03M
|
|
Jan 30, 2020
Q4 2019
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-26- 0.26% |
$1.56K - $1.56K
|
9.8K
$586K
|
|
Feb 11, 2020
Q4 2019
|
Argi Investment Services, LLC
|
SELL
|
- |
-27- 0.64% |
$1.62K - $1.62K
|
4.18K
$250K
|
|
Feb 07, 2020
Q4 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-58- 93.55% |
$3.48K - $3.49K
|
4
$239
|
|
Feb 07, 2020
Q4 2019
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-68Closed |
$4.08K - $4.09K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Us Bancorp \De\
|
SELL
|
- |
-68- 0.15% |
$4.08K - $4.09K
|
46.6K
$2.79M
|
|
Feb 12, 2020
Q4 2019
|
Fulcrum Equity Management
|
SELL
|
- |
-80Closed |
$4.8K - $4.81K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-94- 10.02% |
$5.64K - $5.66K
|
844
$50.5K
|
|
Jan 29, 2020
Q4 2019
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-105Closed |
$6.31K - $6.32K
|
0
$0
|
|
Jan 22, 2020
Q4 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-232- 4.73% |
$13.9K - $14K
|
4.67K
$279K
|
|
Jan 30, 2020
Q4 2019
|
Rda Financial Network
|
SELL
|
- |
-241- 5.35% |
$14.5K - $14.5K
|
4.26K
$255K
|
|
Feb 14, 2020
Q4 2019
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-291Closed |
$17.5K - $17.5K
|
0
$0
|
|
Feb 05, 2020
Q4 2019
|
Horan Securities, Inc.
|
SELL
|
- |
-323Closed |
$19.4K - $19.4K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-332- 6.11% |
$19.9K - $20K
|
5.1K
$305K
|
|
Feb 20, 2020
Q4 2019
|
Archer Investment Corp
|
SELL
|
- |
-404- 23.79% |
$24.3K - $24.3K
|
1.29K
$77.4K
|