Purchases and Sales Made in Q4 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2020
Q4 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-16.3K- 47.14% |
$976K - $978K
|
18.2K
$1.09M
|
|
|
Jan 29, 2020
Q4 2019
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-17.1K- 11.15% |
$1.02M - $1.03M
|
136K
$8.15M
|
|
|
Feb 07, 2020
Q4 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-18.8K- 7.74% |
$1.13M - $1.13M
|
224K
$13.4M
|
|
|
Jan 07, 2020
Q4 2019
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-21K- 88.41% |
$1.26M - $1.27M
|
2.76K
$165K
|
|
|
Sep 07, 2021
Q4 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-21.9K- 17.47% |
$1.32M - $1.32M
|
104K
$6.21M
|
|
|
Feb 07, 2020
Q4 2019
|
M&T Bank Corp
|
SELL
|
- |
-22.6KClosed |
$1.35M - $1.36M
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
New Square Capital LLC
|
SELL
|
- |
-24.4K- 61.47% |
$1.47M - $1.47M
|
15.3K
$919K
|
|
|
Feb 14, 2020
Q4 2019
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-24.9K- 2.79% |
$1.49M - $1.5M
|
867K
$52M
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-27.4K- 34.72% |
$1.65M - $1.65M
|
51.5K
$3.09M
|
|
|
Feb 07, 2020
Q4 2019
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-27.9K- 38.42% |
$1.67M - $1.68M
|
44.7K
$2.68M
|
|
|
Feb 14, 2020
Q4 2019
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-29.4K- 68.68% |
$1.77M - $1.77M
|
13.4K
$804K
|
|
|
Jan 30, 2020
Q4 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-31.2KClosed |
$1.87M - $1.87M
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-32.8K- 35.78% |
$1.97M - $1.97M
|
58.9K
$3.53M
|
|
|
Feb 14, 2020
Q4 2019
|
Old Mission Capital LLC
|
SELL
|
- |
-38.2KClosed |
$2.3M - $2.3M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-41.6K- 41.52% |
$2.5M - $2.5M
|
58.5K
$3.51M
|
|
|
Feb 14, 2020
Q4 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-42.2K- 8.89% |
$2.53M - $2.54M
|
432K
$25.9M
|
|
|
Jan 14, 2020
Q4 2019
|
Beirne Wealth Consulting Services, LLC
|
SELL
|
- |
-45.6K- 74.67% |
$2.74M - $2.75M
|
15.5K
$928K
|
|
|
Feb 14, 2020
Q4 2019
|
American Financial Advisors, LLC
|
SELL
|
- |
-48.5K- 44.34% |
$2.91M - $2.92M
|
60.9K
$3.65M
|
|
|
Jan 28, 2020
Q4 2019
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-57.5K- 12.45% |
$3.45M - $3.46M
|
405K
$24.3M
|
|
|
Feb 11, 2020
Q4 2019
|
Envestnet Asset Management Inc
|
SELL
|
- |
-61K- 13.05% |
$3.67M - $3.67M
|
407K
$24.4M
|
|
|
Jan 17, 2020
Q4 2019
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-61.6K- 63.89% |
$3.7M - $3.7M
|
34.8K
$2.09M
|
|
|
Feb 10, 2020
Q4 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-62.2K- 14.9% |
$3.74M - $3.74M
|
355K
$21.3M
|
|
|
Jan 24, 2020
Q4 2019
|
Donald L. Hagan, LLC
|
SELL
|
- |
-70.8KClosed |
$4.25M - $4.26M
|
0
$0
|
|
|
Jan 17, 2020
Q4 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-82.7K- 72.38% |
$4.96M - $4.97M
|
31.5K
$1.89M
|
|
|
Jan 21, 2020
Q4 2019
|
G&S Capital LLC
|
SELL
|
- |
-97.3K- 50.98% |
$5.84M - $5.86M
|
93.6K
$5.61M
|
|
|
Feb 14, 2020
Q4 2019
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-115K- 49.11% |
$6.9M - $6.92M
|
119K
$7.15M
|
|
|
Sep 14, 2021
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-120K- 65.57% |
$7.23M - $7.25M
|
63.2K
$3.79M
|
|
|
Feb 04, 2020
Q4 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-158K- 17.94% |
$9.48M - $9.5M
|
722K
$43.3M
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
SELL
|
- |
-180K- 5.37% |
$10.8M - $10.8M
|
3.18M
$191M
|
|
|
Feb 13, 2020
Q4 2019
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-203K- 85.87% |
$12.2M - $12.2M
|
33.4K
$2M
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-243K- 15.15% |
$14.6M - $14.6M
|
1.36M
$81.7M
|
|
|
Jan 17, 2020
Q4 2019
|
Harvest Investment Services, LLC
|
SELL
|
- |
-311K- 43.38% |
$18.7M - $18.7M
|
406K
$24.4M
|
|
|
Jan 31, 2020
Q4 2019
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-341K- 72.76% |
$20.5M - $20.5M
|
128K
$7.67M
|
|
|
Jan 27, 2020
Q4 2019
|
Planning Alternatives LTD
|
SELL
|
- |
-347K- 29.6% |
$20.8M - $20.9M
|
825K
$49.5M
|