Purchases and Sales Made in Q4 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 06, 2020
Q4 2019
|
Sound Income Strategies, LLC
|
SELL
|
- |
-416- 43.74% |
$25K - $25K
|
535
$32.1K
|
|
Aug 13, 2024
Q4 2019
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-450- 36.73% |
$27K - $27.1K
|
775
$46.4K
|
|
Feb 05, 2020
Q4 2019
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-500- 4.73% |
$30K - $30.1K
|
10.1K
$603K
|
|
Jan 22, 2020
Q4 2019
|
Davenport & CO LLC
|
SELL
|
- |
-550- 10.48% |
$33K - $33.1K
|
4.7K
$282K
|
|
Feb 11, 2020
Q4 2019
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-589- 5.56% |
$35.4K - $35.4K
|
10K
$599K
|
|
Jan 17, 2020
Q4 2019
|
Arden Trust CO
|
SELL
|
- |
-594- 5.64% |
$35.7K - $35.7K
|
9.93K
$595K
|
|
Jan 22, 2020
Q4 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-622Closed |
$37.4K - $37.4K
|
0
$0
|
|
Feb 07, 2020
Q4 2019
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-687- 13.76% |
$41.3K - $41.3K
|
4.31K
$258K
|
|
Jan 07, 2020
Q4 2019
|
M&R Capital Management Inc
|
SELL
|
- |
-750- 25.47% |
$45K - $45.1K
|
2.2K
$132K
|
|
Jan 22, 2020
Q4 2019
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-783- 2.47% |
$47K - $47.1K
|
30.9K
$1.85M
|
|
Feb 13, 2020
Q4 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-855- 47.45% |
$51.3K - $51.4K
|
947
$56.7K
|
|
Feb 13, 2020
Q4 2019
|
Coldstream Capital Management Inc
|
SELL
|
- |
-861- 7.55% |
$51.7K - $51.8K
|
10.5K
$632K
|
|
Jan 23, 2020
Q4 2019
|
Prism Advisors, Inc.
|
SELL
|
- |
-1.09K- 0.85% |
$65.3K - $65.5K
|
127K
$7.6M
|
|
Feb 14, 2020
Q4 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.63K- 12.12% |
$98K - $98.2K
|
11.8K
$709K
|
|
Feb 14, 2020
Q4 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-1.74K- 4.03% |
$104K - $105K
|
41.3K
$2.48M
|
|
Jan 27, 2020
Q4 2019
|
Ford Financial Group, LLC
|
SELL
|
- |
-1.8K- 18.53% |
$108K - $108K
|
7.91K
$474K
|
|
Feb 13, 2020
Q4 2019
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.85K- 20.66% |
$111K - $111K
|
7.09K
$425K
|
|
Jan 08, 2024
Q4 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.96K- 3.64% |
$117K - $118K
|
51.8K
$3.1M
|
|
Jan 30, 2024
Q4 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.96K- 3.64% |
$117K - $118K
|
51.8K
$3.1M
|
|
Feb 06, 2020
Q4 2019
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-2.13K- 0.54% |
$128K - $128K
|
392K
$23.5M
|
|
Jan 24, 2020
Q4 2019
|
Sheets Smith Wealth Management
|
SELL
|
- |
-2.5K- 27.17% |
$150K - $150K
|
6.7K
$401K
|
|
Feb 10, 2020
Q4 2019
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-2.72K- 5.32% |
$163K - $163K
|
48.4K
$2.9M
|
|
Feb 28, 2020
Q4 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-2.74K- 44.38% |
$164K - $165K
|
3.43K
$206K
|
|
Jan 24, 2020
Q4 2019
|
United Capital Management Of Ks, Inc.
|
SELL
|
- |
-2.91K- 28.51% |
$175K - $175K
|
7.3K
$437K
|
|
Feb 13, 2020
Q4 2019
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-2.93K- 5.03% |
$176K - $176K
|
55.3K
$3.31M
|
|
Feb 04, 2020
Q4 2019
|
Brendel Financial Advisors LLC
|
SELL
|
- |
-3.14K- 7.96% |
$188K - $189K
|
36.3K
$2.18M
|
|
Jan 21, 2020
Q4 2019
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-3.4KClosed |
$204K - $205K
|
0
$0
|
|
Feb 26, 2020
Q4 2019
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-3.5KClosed |
$210K - $210K
|
0
$0
|
|
Jan 30, 2020
Q4 2019
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-3.57KClosed |
$214K - $215K
|
0
$0
|
|
Jan 07, 2020
Q4 2019
|
Moneywise, Inc.
|
SELL
|
- |
-3.59KClosed |
$216K - $216K
|
0
$0
|
|
Jan 17, 2020
Q4 2019
|
Strid Group, LLC
|
SELL
|
- |
-3.66K- 19.57% |
$220K - $220K
|
15K
$900K
|
|
Feb 14, 2020
Q4 2019
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-3.82K- 14.68% |
$229K - $230K
|
22.2K
$1.33M
|
|
Feb 14, 2020
Q4 2019
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-4.09K- 3.41% |
$246K - $246K
|
116K
$6.95M
|
|
Jan 08, 2020
Q4 2019
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-4.3K- 31.18% |
$258K - $259K
|
9.49K
$569K
|
|
Feb 12, 2020
Q4 2019
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-4.37K- 1.72% |
$262K - $263K
|
249K
$14.9M
|
|
Feb 14, 2020
Q4 2019
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-4.38K- 42.9% |
$263K - $263K
|
5.82K
$349K
|
|
Feb 12, 2020
Q4 2019
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-4.64K- 32.6% |
$279K - $279K
|
9.6K
$575K
|
|
Feb 10, 2020
Q4 2019
|
Cypress Capital, LLC
|
SELL
|
- |
-5K- 31.97% |
$300K - $301K
|
10.6K
$637K
|
|
Feb 03, 2020
Q4 2019
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.04K- 14.56% |
$302K - $303K
|
29.6K
$1.77M
|
|
Feb 04, 2020
Q4 2019
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.09K- 2.42% |
$305K - $306K
|
205K
$12.3M
|
|
Jan 14, 2020
Q4 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-6.16KClosed |
$370K - $371K
|
0
$0
|
|
Jan 15, 2020
Q4 2019
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-6.19K- 8.05% |
$371K - $372K
|
70.7K
$4.23M
|
|
Feb 12, 2020
Q4 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-6.24KClosed |
$375K - $375K
|
0
$0
|
|
Feb 05, 2020
Q4 2019
|
Td Capital Management LLC
Memphis, TN |
SELL
|
- |
-6.79K- 54.65% |
$407K - $408K
|
5.63K
$337K
|
|
Jan 16, 2020
Q4 2019
|
Merit Financial Group, LLC
|
SELL
|
- |
-8.57KClosed |
$515K - $516K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-11.3KClosed |
$679K - $680K
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-11.6K- 11.19% |
$695K - $697K
|
91.9K
$5.51M
|
|
Feb 11, 2020
Q4 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-13.5K- 3.95% |
$813K - $814K
|
329K
$19.7M
|
|
Feb 05, 2020
Q4 2019
|
Csenge Advisory Group
|
SELL
|
- |
-14K- 3.58% |
$840K - $842K
|
376K
$22.5M
|
|
Feb 06, 2020
Q4 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-16.3K- 47.14% |
$976K - $978K
|
18.2K
$1.09M
|